34-90323
Nov. 3, 2020
SR-NYSEArca-2020-94
Notice of Filing of Proposed Rule Change To List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF Under Rule 8.900-E Comments Due: View Received Comments Federal Register version (85 FR 71366)
34-90326
Nov. 3, 2020
SR-NYSEArca-2020-82
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users Comments Due: View Received Comments Federal Register version (85 FR 71365)
34-90330
Nov. 3, 2020
SR-NYSE-2020-73
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users Comments Due: View Received Comments Federal Register version (85 FR 71364)
34-90324
Nov. 3, 2020
SR-FINRA-2020-037
Notice of Filing of a Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws Comments Due: Federal Register version (85 FR 71387)
34-90322
Nov. 3, 2020
SR-FICC-2020-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Government Securities Division Rulebook To Clarify Which Funds-Only Settlement Payments and Underlying Marks Are Applicable to Certain Transactions, and Make Other Changes Comments Due: Exhibit 5 Federal Register version (85 FR 71374)
34-90310
Nov. 2, 2020
SR-NYSEAMER-2020-77
Notice of Filing of Proposed Rule Change To Amend Rule 7.31E Comments Due: Exhibit 5 Federal Register version (85 FR 71113)
34-90314
Nov. 2, 2020
SR-NYSENAT-2020-34
Notice of Filing of Proposed Rule Change To Amend Rule 7.31 Comments Due: Exhibit 5 Federal Register version (85 FR 71111)
34-90312
Nov. 2, 2020
SR-NYSECHX-2020-31
Notice of Filing of Proposed Rule Change To Amend Rule 7.31 Comments Due: Exhibit 5 Federal Register version (85 FR 71115)
34-90311
Nov. 2, 2020
SR-NYSEArca-2020-92
Notice of Filing of Proposed Rule Change To Amend Rule 7.31-E Comments Due: Exhibit 5 Federal Register version (85 FR 71118)
34-90307
Nov. 2, 2020
SR-NYSE-2020-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List Comments Due: Exhibit 5 Federal Register version (85 FR 71125)
34-90309
Nov. 2, 2020
SR-NYSE-2020-87
Notice of Filing of Proposed Rule Change To Amend Rule 7.31 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 71127)
34-90302
Nov. 2, 2020
SR-FINRA-2020-038
Notice of Filing of Proposed Amendments to FINRA Rules 5122 (Private Placements of Securities Issued by Members) and 5123 (Private Placements of Securities) That Would Require Members To File Retail Communications Concerning Private Placement Offerings That Are Subject to Those Rules' Filing Requirements Comments Due: View Received Comments Federal Register version (85 FR 71120)
34-90296
Oct. 30, 2020
SR-NYSEArca-2020-77
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rule 8.601-E To Adopt Generic Listing Standards for Active Proxy Portfolio Shares Comments Due: Federal Register version (85 FR 70696)
34-90297
Oct. 30, 2020
SR-NYSEArca-2020-54
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company Comments Due: View Received Comments Federal Register version (85 FR 70701)
34-90290
Oct. 30, 2020
SR-ICEEU-2020-013
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Investment Management Procedures Comments Due: Federal Register version (85 FR 70697)
34-90299
Oct. 30, 2020
SR-ICC-2020-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 70700)
34-90292
Oct. 30, 2020
SR-CboeBZX-2020-070
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF, a Series of VS Trust, Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) View Received Comments Federal Register version (85 FR 70678)
34-90288
Oct. 30, 2020
SR-CboeBYX-2020-021
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 70678)
34-90286
Oct. 29, 2020
SR-NYSEArca-2020-80
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF Under Rule 8.900-E, Managed Portfolio Shares Comments Due: View Received Comments Federal Register version (85 FR 70216)
34-90278
Oct. 28, 2020
SR-MEMX-2020-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enable Members To Designate Certain Orders To Be Identified as Retail Orders to the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 69671)
34-90277
Oct. 28, 2020
SR-CboeBZX-2020-036
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 14.11, Other Securities Comments Due: View Received Comments Federal Register version (85 FR 69675)
34-90279
Oct. 28, 2020
SR-CBOE-2020-103
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: Federal Register version (85 FR 69667)
34-90274
Oct. 27, 2020
SR-EMERALD-2020-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 69371)
34-90270
Oct. 26, 2020
SR-LCHSA-2020-006
Notice of Filing of Proposed Rule Change Relating to the Amendments of LCH SA Risk Liquidity Modeling Framework Comments Due: Exhibit 5 Federal Register version (85 FR 68935)
34-90266
Oct. 23, 2020
SR-NYSEArca-2020-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (85 FR 68603)
34-90265
Oct. 23, 2020
SR-ISE-2020-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (85 FR 68605)
34-90264
Oct. 23, 2020
SR-FINRA-2020-034
Notice of Filing of a Proposed Rule Change To Modify TRACE Dissemination Protocols Regarding Agency Pass-Through MBS or SBA-Backed ABS Traded in Specified Pool Transactions Comments Due: View Received Comments Federal Register version (85 FR 68607)
34-90262
Oct. 23, 2020
SR-CBOE-2020-101
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Comments Due: Federal Register version (85 FR 68616)
34-90263
Oct. 23, 2020
SR-CBOE-2020-100
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program Comments Due: Federal Register version (85 FR 68611)
34-90267
Oct. 23, 2020
SR-CBOE-2020-102
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.1 Comments Due: Federal Register version (85 FR 68614)
34-90256
Oct. 22, 2020
SR-Phlx-2020-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (85 FR 68393)
34-90245
Oct. 22, 2020
SR-NASDAQ-2020-069
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Exclude Special Purpose Acquisition Companies From the Requirement That at Least 50% of a Company's Round Lot Holders Each Hold Unrestricted Securities With a Market Value of at Least $2,500 Comments Due: Exhibit 5 Federal Register version (85 FR 68400)
34-90248
Oct. 22, 2020
SR-MSRB-2020-08
Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-32 Comments Due: Exhibit 5 Federal Register version (85 FR 68395)
34-90251
Oct. 22, 2020
SR-MIAX-2020-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders and Rule 519A, Risk Protection Monitor Comments Due: Exhibit 5 Federal Register version (85 FR 68387)
34-90257
Oct. 22, 2020
SR-ISE-2020-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq-100 Reduced Value Index Comments Due: Exhibit 5 Federal Register version (85 FR 68385)
34-90250
Oct. 22, 2020
SR-CboeEDGX-2020-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Changes Comments Due: Exhibit 5 Federal Register version (85 FR 68382)
34-90253
Oct. 22, 2020
SR-CboeEDGX-2020-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (85 FR 68390)
34-90255
Oct. 22, 2020
SR-CboeBZX-2020-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (85 FR 68378)
34-90235
Oct. 21, 2020
SR-CboeEDGA-2020-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 Comments Due: Exhibit 5 Federal Register version (85 FR 68097)
34-90240
Oct. 21, 2020
SR-CboeBZX-2020-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Change Comments Due: Exhibit 5 Federal Register version (85 FR 68111)
34-90241
Oct. 21, 2020
SR-C2-2020-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance its Drill-Through Protections and Make Other Clarifying Changes Comments Due: Exhibit 5 Federal Register version (85 FR 68099)
34-90226
Oct. 20, 2020
SR-Phlx-2020-41
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Options on a Nasdaq-100 Volatility Index Comments Due: View Received Comments Federal Register version (85 FR 67781)
34-90227
Oct. 20, 2020
SR-FINRA-2020-035
Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees Comments Due: View Received Comments Federal Register version (85 FR 67794)
34-90228
Oct. 20, 2020
SR-CboeEDGX-2020-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order Comments Due: Exhibit 5 Federal Register version (85 FR 67806)
34-90233
Oct. 20, 2020
SR-CboeEDGX-2020-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 Comments Due: Exhibit 5 Federal Register version (85 FR 67787)
34-90231
Oct. 20, 2020
SR-CboeBZX-2020-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 Comments Due: Exhibit 5 Federal Register version (85 FR 67789)
34-90230
Oct. 20, 2020
SR-CboeBYX-2020-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 Comments Due: Exhibit 5 Federal Register version (85 FR 67802)
34-90229
Oct. 20, 2020
SR-CBOE-2020-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order Comments Due: Exhibit 5 Federal Register version (85 FR 67804)
34-90232
Oct. 20, 2020
SR-CBOE-2020-097
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 67782)
34-90218
Oct. 19, 2020
SR-BX-2020-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Options Listing Rules Comments Due: Exhibit 5 Federal Register version (85 FR 67579)
34-90219
Oct. 19, 2020
SR-FINRA-2020-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (85 FR 67574)
34-90216
Oct. 16, 2020
SR-NYSEArca-2020-59
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To Permit the Listing and Trading of Shares of the Wilshire wShares Enhanced Gold Trust Under Amended NYSE Arca Rule 8.201-E Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 67401)
34-90212
Oct. 16, 2020
SR-CBOE-2020-099
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 in Connection With Its Debit/Credit Price Reasonability Check Comments Due: Exhibit 5 Federal Register version (85 FR 67387)
34-90213
Oct. 16, 2020
SR-CBOE-2020-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Changes Comments Due: Exhibit 5 Federal Register version (85 FR 67383)
34-90196
Oct. 15, 2020
SR-EMERALD-2020-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 67064)
34-90193
Oct. 15, 2020
SR-NYSEAMER-2020-76
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 67069)
34-90205
Oct. 15, 2020
SR-Phlx-2020-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Phlx Rule 3312 Comments Due: Exhibit 5 Federal Register version (85 FR 67022)
34-90191
Oct. 15, 2020
SR-NYSEArca-2020-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Comments Due: Exhibit 5 Federal Register version (85 FR 67032)
34-90209
Oct. 15, 2020
SR-NYSE-2020-11
Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, Each as Modified by Partial Amendment No. 3, To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 67044)
34-90209
Oct. 15, 2020
SR-NYSE-2020-05
Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, Each as Modified by Partial Amendment No. 3, To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 67044)
34-90209
Oct. 15, 2020
SR-NYSE-2020-05
Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, Each as Modified by Partial Amendment No. 3, To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 67044)
34-90206
Oct. 15, 2020
SR-BX-2020-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Rule 11890 Comments Due: Exhibit 5 Federal Register version (85 FR 67078)
34-90202
Oct. 15, 2020
SR-NASDAQ-2020-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11890 (Clearly Erroneous Transactions) Comments Due: Exhibit 5 Federal Register version (85 FR 67030)
34-90197
Oct. 15, 2020
SR-IEX-2020-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add an Offset Peg Order Type Comments Due: Exhibit 5 Federal Register version (85 FR 67074)
34-90203
Oct. 15, 2020
SR-DTC-2020-012
Notice of Filing of Proposed Rule Change To Adopt a New Service Guide To Establish the ClaimConnectTM Comments Due: Exhibit 5 Federal Register version (85 FR 67018)
34-90195
Oct. 15, 2020
SR-CBOE-2020-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Definition of "Current Market Value" With Respect to Certain Index Options for Purposes of Calculating Margin Requirements Comments Due: Federal Register version (85 FR 67041)
34-90183
Oct. 14, 2020
SR-EMERALD-2020-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 66607)
34-90184
Oct. 14, 2020
SR-EMERALD-2020-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 66636)
34-90178
Oct. 14, 2020
SR-NYSEAMER-2020-64
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Rules 971.1NY and 971.2NY Regarding CUBE Auctions View Received Comments Federal Register version (85 FR 66645)
34-90185
Oct. 14, 2020
SR-NYSEAMER-2020-75
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 66675)
34-90180
Oct. 14, 2020
SR-NYSE-2020-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (85 FR 66612)
34-90181
Oct. 14, 2020
SR-NSCC-2020-016
Notice of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge Comments Due: View Received Comments Federal Register version (85 FR 66646)
34-90177
Oct. 14, 2020
SR-NASDAQ-2020-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower the Enterprise License Fee for Broker-Dealers Distributing Nasdaq Basic to Internal Professional Subscribers as Set Forth in the Equity 7 Pricing Schedule, Section 147, and the Enterprise License Fee for Broker-Dealers Distributing Nasdaq Last Sale to Professional Subscribers at Equity 7, Section 139 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 66620)
34-90186
Oct. 14, 2020
SR-PEARL-2020-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule To Adopt Connectivity Fees, Port Fees, a Technical Support Request Fee, and Historical Market Data Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 66656)
34-90176
Oct. 14, 2020
SR-FINRA-2020-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust FINRA Fees To Provide Sustainable Funding for FINRA's Regulatory Mission Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (85 FR 66592)
34-90182
Oct. 14, 2020
SR-FICC-2020-009
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges Comments Due: View Received Comments Federal Register version (85 FR 66630)
34-90173
Oct. 14, 2020
SR-CBOE-2020-072
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Priority Queue for Auction Response Messages Comments Due: View Received Comments Federal Register version (85 FR 66673)
34-90174
Oct. 14, 2020
SR-CBOE-2020-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24 Comments Due: Federal Register version (85 FR 66617)
34-90169
Oct. 14, 2020
SR-DTC-2020-801
Notice of Filing of an Advance Notice to Amend Rule 4 Comments Due: Exhibit 5
34-90154
Oct. 13, 2020
SR-NYSEAMER-2020-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (85 FR 66376)
34-90157
Oct. 13, 2020
SR-NYSENAT-2020-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (85 FR 66393)
34-90156
Oct. 13, 2020
SR-NYSECHX-2020-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (85 FR 66384)
34-90155
Oct. 13, 2020
SR-NYSEArca-2020-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (85 FR 66386)
34-90161
Oct. 13, 2020
SR-NYSE-2020-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (85 FR 66370)
34-90163
Oct. 13, 2020
SR-NASDAQ-2020-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (85 FR 66395)
34-90164
Oct. 13, 2020
SR-NASDAQ-2020-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Equity 7, Section 118 of the Fee Schedule Comments Due: Exhibit 4 Federal Register version (85 FR 66379)
34-90159
Oct. 13, 2020
SR-MEMX-2020-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 and Amend Rule 11.16(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt Comments Due: Exhibit 5 Federal Register version (85 FR 66373)
34-90160
Oct. 13, 2020
SR-FINRA-2020-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 67072)
34-90165
Oct. 13, 2020
SR-CBOE-2020-098
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 66391)
34-90158
Oct. 13, 2020
SR-C2-2020-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.01 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 66388)
34-90153
Oct. 9, 2020
SR-Phlx-2020-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 3101 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 65451)
34-90151
Oct. 9, 2020
SR-NYSE-2020-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7 Comments Due: Exhibit 5 Federal Register version (85 FR 65458)
34-90145
Oct. 9, 2020
SR-BX-2020-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Rule 4121 Comments Due: Exhibit 5 Federal Register version (85 FR 65462)
34-90120
Oct. 9, 2020
SR-BX-2020-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Fee for BX's TradeInfo Interface in Options 7 Comments Due: Exhibit 5 Federal Register version (85 FR 65456)
34-90144
Oct. 9, 2020
SR-NASDAQ-2020-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 4121 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 65460)
34-90146
Oct. 9, 2020
SR-MIAX-2020-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 65443)
34-90147
Oct. 9, 2020
SR-CboeEDGX-2020-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 65453)
34-90135
Oct. 8, 2020
SR-NYSEAMER-2020-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 65100)
34-90139
Oct. 8, 2020
SR-OCC-2020-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model Comments Due: Federal Register version (85 FR 65886)
34-90133
Oct. 8, 2020
SR-NYSENAT-2020-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (85 FR 65121)
