Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA's Regulatory Mission

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Date Received
Date Letter Type Commenter Name
Public Comment Alexander Ellenberg, Associate General Counsel, FINRA
Public Comment John S. Watts, SVP and Chief Counsel, PFS Investments Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2020-032
Release Number
34-90176
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