Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission
[Release No. 34-90176; File No. SR-FINRA-2020-032]
Submitted Comments |
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| Nov. 27, 2020 | Alexander Ellenberg, Associate General Counsel, FINRA |
| Nov. 10, 2020 | John S. Watts, SVP and Chief Counsel, PFS Investments Inc. |