34-89664
Aug. 25, 2020
SR-BOX-2020-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7160 (Transfer of Positions) Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 53883)
34-89640
Aug. 21, 2020
SR-NYSENAT-2020-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (85 FR 53041)
34-89631
Aug. 21, 2020
SR-FICC-2020-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Government Securities Division Schedule of Timeframes and Schedule of GCF Repo Timeframes and Make Other Changes Comments Due: Exhibit 5 Federal Register version (85 FR 53054)
34-89635
Aug. 21, 2020
SR-CBOE-2020-050
Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism Comments Due: View Received Comments Federal Register version (85 FR 53051)
34-89636
Aug. 21, 2020
SR-CBOE-2020-051
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements Comments Due: View Received Comments Federal Register version (85 FR 53029)
34-89638
Aug. 21, 2020
SR-CBOE-2020-052
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism Comments Due: View Received Comments Federal Register version (85 FR 53045)
34-89623
Aug. 20, 2020
SR-NASDAQ-2020-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Obsolete References to NASD Rules in the Nasdaq Rulebook Comments Due: Exhibit 5 Federal Register version (85 FR 52645)
34-89621
Aug. 20, 2020
SR-ICEEU-2020-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures and Options Stress Testing Policy and the Adoption of the Futures and Options Stress Testing Methodology Document Comments Due: Federal Register version (85 FR 52650)
34-89622
Aug. 20, 2020
SR-BOX-2020-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend the Liquidity Fees and Credits for SPY PIP and COPIP Transactions Comments Due: Exhibit 5 Federal Register version (85 FR 52654)
34-89615
Aug. 19, 2020
SR-NYSE-2020-67
Notice of Filing of Proposed Rule Change To Amend Article IV, Section 4.05 of the Thirteenth Amended and Restated Operating Agreement of the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 52392)
34-89614
Aug. 19, 2020
SR-BX-2020-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Pricing Schedule at Options 7, Section 2, and Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (85 FR 52396)
34-89616
Aug. 19, 2020
SR-FICC-2020-010
Notice of Filing of Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program Comments Due: Exhibit 5 Federal Register version (85 FR 52387)
34-89590
Aug. 18, 2020
SR-OCC-2020-010
Notice of Filing of Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets with Clearing Fund Contributions in The Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (85 FR 52176)
34-89592
Aug. 18, 2020
SR-NYSENAT-2020-05
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed Comments Due: View Received Comments Federal Register version (85 FR 52174)
34-89607
Aug. 18, 2020
SR-NYSEArca-2020-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (85 FR 52179)
34-89591
Aug. 18, 2020
SR-NYSE-2020-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Port Fees Comments Due: Exhibit 5 Federal Register version (85 FR 52159)
34-89594
Aug. 18, 2020
SR-NASDAQ-2020-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (85 FR 52167)
34-89603
Aug. 18, 2020
SR-NASDAQ-2020-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (85 FR 52174)
34-89605
Aug. 18, 2020
SR-NASDAQ-2020-037
Notice of Withdrawal of a Proposed Rule Change To Adopt a New "Early Market On Close" Order Type Comments Due: View Received Comments Federal Register version (85 FR 52174)
34-89597
Aug. 18, 2020
SR-CboeEDGX-2020-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 52171)
34-89596
Aug. 18, 2020
SR-CBOE-2020-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a New Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order Comments Due: Exhibit 5 Federal Register version (85 FR 52168)
34-89582
Aug. 17, 2020
SR-Phlx-2020-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51817)
34-89584
Aug. 17, 2020
SR-NYSEArca-2020-56
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E Comments Due: View Received Comments Federal Register version (85 FR 51817)
34-89576
Aug. 17, 2020
SR-GEMX-2020-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51809)
34-89578
Aug. 17, 2020
SR-BX-2020-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51830)
34-89574
Aug. 17, 2020
SR-NASDAQ-2020-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51820)
34-89577
Aug. 17, 2020
SR-MRX-2020-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51822)
34-89581
Aug. 17, 2020
SR-MEMX-2020-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 51799)
34-89575
Aug. 17, 2020
SR-ISE-2020-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51815)
34-89580
Aug. 17, 2020
SR-IEX-2020-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MEMX LLC in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MEMX's Top of Book Quotation Comments Due: Exhibit 5 Federal Register version (85 FR 51828)
34-89579
Aug. 17, 2020
SR-CboeEDGX-2020-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on Its Equity Options Platform To Be Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51796)
34-89583
Aug. 17, 2020
SR-CboeBZX-2020-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on its Equity Options Platform To Be Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51825)
34-89585
Aug. 17, 2020
SR-CBOE-2020-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51811)
34-89586
Aug. 17, 2020
SR-C2-2020-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51833)
34-89558
Aug. 14, 2020
SR-NSCC-2020-016
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (85 FR 51521)
34-89554
Aug. 14, 2020
SR-BX-2020-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits, at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (85 FR 51518)
34-89562
Aug. 14, 2020
SR-ISE-2020-31
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook Comments Due: Exhibit 5 Federal Register version (85 FR 51528)
34-89560
Aug. 14, 2020
SR-FICC-2020-009
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (85 FR 51503)
34-89564
Aug. 14, 2020
SR-CBOE-2020-075
Notice of Filing of a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51531)
34-89540
Aug. 13, 2020
SR-CboeEDGX-2020-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 51089)
34-89542
Aug. 13, 2020
SR-CboeEDGX-2020-037
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51132)
34-89539
Aug. 13, 2020
SR-CboeEDGA-2020-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 51113)
34-89541
Aug. 13, 2020
SR-CboeEDGA-2020-021
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51125)
34-89545
Aug. 13, 2020
SR-CboeBZX-2020-053
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the 2x Long VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) ("Trust Issued Receipts") Comments Due: View Received Comments Federal Register version (85 FR 51124)
34-89550
Aug. 13, 2020
SR-CboeBZX-2020-060
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51117)
34-89549
Aug. 13, 2020
SR-CboeBYX-2020-022
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51107)
34-89543
Aug. 13, 2020
SR-CBOE-2020-071
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51093)
34-89547
Aug. 13, 2020
SR-C2-2020-011
Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51100)
34-89527
Aug. 12, 2020
SR-Phlx-2020-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Phlx's Business Continuity and Disaster Recovery for Its Trading Floor Comments Due: Exhibit 5 Federal Register version (85 FR 50842)
34-89534
Aug. 12, 2020
SR-OCC-2020-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (85 FR 50858)
34-89531
Aug. 12, 2020
SR-NYSEArca-2020-15
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSEAMER-2020-10
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSECHX-2020-05
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSE-2020-11
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSENAT-2020-08
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89532
Aug. 12, 2020
SR-NYSENAT-2020-03
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50849)
34-89532
Aug. 12, 2020
SR-NYSEArca-2020-08
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: View Received Comments Federal Register version (85 FR 50849)
34-89532
Aug. 12, 2020
SR-NYSECHX-2020-02
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50849)
34-89532
Aug. 12, 2020
SR-NYSE-2020-05
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50849)
34-89530
Aug. 12, 2020
SR-MIAX-2020-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 50845)
34-89528
Aug. 12, 2020
SR-CBOE-2020-072
Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 50855)
34-89536
Aug. 12, 2020
SR-BOX-2020-14
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 3d , Exhibit 3e , Exhibit 3f , Exhibit 3g , Exhibit 3h , Exhibit 3i , Exhibit 3j , Exhibit 3k , Exhibit 3l , Exhibit 3m , Exhibit 3n , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 51250)
34-89537
Aug. 12, 2020
SR-BOX-2020-16
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (85 FR 50850)
34-89525
Aug. 11, 2020
SR-CboeBZX-2020-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 50055)
34-89520
Aug. 11, 2020
SR-BOX-2020-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Commission Comments Due: Exhibit 5 Federal Register version (85 FR 50059)
34-89512
Aug. 10, 2020
SR-Phlx-2020-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3316 and Rule 3215 Commentary Comments Due: Exhibit 5 Federal Register version (85 FR 49693)
34-89515
Aug. 10, 2020
SR-OCC-2020-805
Notice of Filing of Advance Notice Concerning Proposed Changes to Enhance OCC's Stock Loan Close-Out Process Comments Due: Federal Register version (85 FR 49697)
34-89511
Aug. 10, 2020
SR-NYSEArca-2020-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the Underlying Benchmark for the ProShares Ultra Bloomberg Crude Oil ETF and ProShares UltraShort Bloomberg Crude Oil ETF Comments Due: Federal Register version (85 FR 49701)
34-89513
Aug. 10, 2020
SR-BX-2020-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4764 and Rule 4765 Comments Due: Exhibit 5 Federal Register version (85 FR 49708)
34-89519
Aug. 10, 2020
SR-CboeEDGX-2020-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.10 Concerning Off-Floor Transfers Comments Due: Federal Register version (85 FR 49706)
34-89518
Aug. 10, 2020
SR-CboeBZX-2020-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.10 Concerning Off-Floor Transfers Comments Due: Federal Register version (85 FR 49690)
34-89514
Aug. 10, 2020
SR-CBOE-2020-055
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 5.24 Comments Due: View Received Comments Federal Register version (85 FR 49696)
34-89516
Aug. 10, 2020
SR-C2-2020-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.61 Concerning Off-Floor Transfers Comments Due: Federal Register version (85 FR 49703)
34-89509
Aug. 7, 2020
SR-MEMX-2020-03
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 Comments Due: Exhibit 5 Federal Register version (85 FR 49407)
34-89507
Aug. 7, 2020
SR-CBOE-2020-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection With Sell Market Orders in No-Bid Series Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 49403)
34-89490
Aug. 6, 2020
SR-NYSEAMER-2020-61
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48749)
34-89500
Aug. 6, 2020
SR-NYSE-2020-66
Notice of Filing of Proposed Rule Change To Amend Rule 122 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48738)
34-89502
Aug. 6, 2020
SR-PEARL-2020-03
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities View Received Comments Federal Register version (85 FR 48746)
34-89491
Aug. 6, 2020
SR-ICC-2020-010
Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description Comments Due: Exhibit 5 Federal Register version (85 FR 48741)
34-89498
Aug. 6, 2020
SR-CboeEDGX-2020-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known As Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 48735)
34-89497
Aug. 6, 2020
SR-CboeBZX-2020-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known As Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 48747)
34-89494
Aug. 6, 2020
SR-CBOE-2020-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known as Intraday Open-Close Data Comments Due: Federal Register version (85 FR 48733)
34-89496
Aug. 6, 2020
SR-C2-2020-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known as Intraday Open-Close Data Comments Due: Federal Register version (85 FR 48743)
34-89482
Aug. 5, 2020
SR-NYSEAMER-2020-58
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48575)
34-89483
Aug. 5, 2020
SR-NYSEAMER-2020-62
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48587)
34-89480
Aug. 5, 2020
SR-NYSEArca-2020-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48591)
34-89468
Aug. 4, 2020
SR-NYSECHX-2020-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 48303)
34-89476
Aug. 4, 2020
SR-BX-2020-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Rules in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (85 FR 48274)
34-89464
Aug. 4, 2020
SR-NASDAQ-2020-017
Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48012)
34-89467
Aug. 4, 2020
SR-NASDAQ-2020-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Under General 7 of the Exchange's Rulebook Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48309)
34-89465
Aug. 4, 2020
SR-LCHSA-2020-003
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements Comments Due: Exhibit 5 Federal Register version (85 FR 48295)
34-89466
Aug. 4, 2020
SR-IEX-2020-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission Comments Due: Exhibit 5 Federal Register version (85 FR 48315)
34-89471
Aug. 4, 2020
SR-CboeBZX-2020-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 57266)
34-89469
Aug. 4, 2020
SR-CBOE-2020-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48306)
34-89470
Aug. 4, 2020
SR-C2-2020-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48312)
34-89459
Aug. 3, 2020
SR-NYSEAMER-2020-10
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services Comments Due: Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48052)
34-89457
Aug. 3, 2020
SR-NYSENAT-2020-03
Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 47997)
34-89462
Aug. 3, 2020
SR-NYSENAT-2020-08
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48008)
34-89456
Aug. 3, 2020
SR-NYSECHX-2020-02
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48024)
34-89461
Aug. 3, 2020
SR-NYSECHX-2020-05
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48039)
