34-91639
April 22, 2021
SR-BX-2021-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (86 FR 22500)
34-91636
April 22, 2021
SR-ICC-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Transition of the Rates Used for Calculating Price Alignment Amounts Comments Due: Federal Register version (86 FR 22481)
34-91635
April 22, 2021
SR-DTC-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Security Holder Tracking Service Comments Due: Exhibit 5 Federal Register version (86 FR 22479)
34-91646
April 22, 2021
SR-CboeBZX-2021-029
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 22485)
34-91625
April 21, 2021
SR-Phlx-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (86 FR 22283)
34-91626
April 21, 2021
SR-NYSE-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 22287)
34-91619
April 21, 2021
SR-NASDAQ-2021-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 22291)
34-91618
April 20, 2021
SR-NYSE-2021-20
Notice of Filing of Proposed Rule Change Amending Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds Comments Due: Exhibit 5 Federal Register version (86 FR 22080)
34-91610
April 19, 2021
SR-BX-2021-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 10, Order Book Allocation Comments Due: Exhibit 5 Federal Register version (86 FR 21775)
34-91609
April 19, 2021
SR-CBOE-2021-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Automated Price Improvement Auction Rule Relating to Stop Price Comments Due: Exhibit 5 Federal Register version (86 FR 21773)
34-91599
April 16, 2021
SR-NYSEAMER-2021-21
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21365)
34-91602
April 16, 2021
SR-NYSENAT-2021-09
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21393)
34-91601
April 16, 2021
SR-NYSECHX-2021-07
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21410)
34-91600
April 16, 2021
SR-NYSEArca-2021-24
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21384)
34-91598
April 16, 2021
SR-NYSE-2021-25
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21373)
34-91605
April 16, 2021
SR-PEARL-2021-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 21405)
34-91594
April 16, 2021
SR-CboeBZX-2021-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 21380)
34-91593
April 16, 2021
SR-CboeBYX-2021-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 21363)
34-91585
April 16, 2021
SR-BOX-2021-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (86 FR 21401)
34-91579
April 15, 2021
SR-Phlx-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Phlx Equity 4, Rule 3312 to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20774)
34-91575
April 15, 2021
SR-BX-2021-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20779)
34-91577
April 15, 2021
SR-NASDAQ-2021-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Equity 11, Rule 11890 to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20757)
34-91581
April 15, 2021
SR-NASDAQ-2021-009
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Equity 4, Rule 4754 Relating to the Limit-Up Limit-Down Closing Cross Comments Due: View Received Comments Federal Register version (86 FR 20759)
34-91582
April 15, 2021
SR-FINRA-2021-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Time to Announce the Implementation Schedule for FINRA's Corporate Bond New Issue Reference Data Service Comments Due: Federal Register version (86 FR 20772)
34-91576
April 15, 2021
SR-CBOE-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders and Associated Persons That Engage in Trading Activities on the Exchange Comments Due: Federal Register version (86 FR 20760)
34-91552
April 14, 2021
SR-NYSEAMER-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (86 FR 20583)
34-91549
April 14, 2021
SR-NYSENAT-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 20548)
34-91563
April 14, 2021
SR-NYSENAT-2021-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 Comments Due: Exhibit 5 Federal Register version (86 FR 20574)
34-91550
April 14, 2021
SR-NYSECHX-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 20560)
34-91551
April 14, 2021
SR-NYSEArca-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (86 FR 20562)
34-91564
April 14, 2021
SR-NYSEARCA-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E Comments Due: Exhibit 5 Federal Register version (86 FR 20541)
34-91553
April 14, 2021
SR-NYSE-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 20552)
34-91561
April 14, 2021
SR-NYSE-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 20544)
34-91555
April 14, 2021
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 View Received Comments Federal Register version (86 FR 21050)
34-91567
April 14, 2021
SR-NASDAQ-2020-100
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Quorum Requirement Comments Due: View Received Comments Federal Register version (86 FR 20556)
34-91554
April 14, 2021
SR-CboeEDGX-2021-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20567)
34-91559
April 14, 2021
SR-CboeEDGX-2021-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 20569)
34-91556
April 14, 2021
SR-CboeEDGA-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20550)
34-91558
April 14, 2021
SR-CboeBZX-2021-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20580)
34-91548
April 14, 2021
SR-CboeBYX-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20578)
34-91547
April 14, 2021
SR-CBOE-2021-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule To Adopt Reduced Permit Fees for New Floor Brokers Comments Due: Exhibit 5 Federal Register version (86 FR 20554)
34-91560
April 14, 2021
SR-C2-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Existing Rule 3.30 (Qualification and Registration) and Incorporate by Reference Cboe Exchange, Inc. Chapter 3, Section B, in Its Entirety Comments Due: Federal Register version (86 FR 20564)
34-91542
April 13, 2021
SR-MIAX-2021-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1801, Definitions and Exchange Rule 1809, Terms of Index Options Contracts Comments Due: Exhibit 5 Federal Register version (86 FR 20426)
34-91546
April 13, 2021
SR-C2-2021-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 20421)
34-91529
April 12, 2021
SR-NYSEAMER-2021-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E Comments Due: Exhibit 5 Federal Register version (86 FR 20225)
34-91537
April 12, 2021
SR-PEARL-2021-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rebranding of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 20216)
34-91530
April 12, 2021
SR-CboeBZX-2021-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 20218)
34-91526
April 9, 2021
SR-NASDAQ-2021-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Enhancements to the End of Day Summary Message on Nasdaq Last Sale Plus to May 17, 2021 Comments Due: Federal Register version (86 FR 19931)
34-91523
April 9, 2021
SR-IEX-2021-06
Notice of Filing of Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 19912)
34-91521
April 9, 2021
SR-CboeBZX-2021-024
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 19917)
34-91528
April 9, 2021
SR-CBOE-2020-117
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Certain Rules To Accommodate the Listing and Trading of Index Options With an Index Multiplier of One Comments Due: View Received Comments Federal Register version (86 FR 19933)
34-91510
April 8, 2021
SR-NYSEAMER-2021-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19653)
34-91503
April 8, 2021
SR-NYSECHX-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 Comments Due: Exhibit 5 Federal Register version (86 FR 19680)
34-91514
April 8, 2021
SR-NYSEArca-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF Comments Due: Federal Register version (86 FR 19657)
34-91515
April 8, 2021
SR-NYSEArca-2021-11
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSEAMER-2021-08
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSECHX-2021-02
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSE-2021-12
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSENAT-2021-03
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91504
April 8, 2021
4-757
Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data Comments Due: View Received Comments Federal Register version (86 FR 19667)
34-91519
April 8, 2021
SR-PEARL-2021-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan Comments Due: Exhibit 5 Federal Register version (86 FR 19683)
34-91505
April 8, 2021
SR-MIAX-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 19677)
34-91518
April 8, 2021
SR-MIAX-2021-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan Comments Due: Exhibit 5 Federal Register version (86 FR 19666)
34-91516
April 8, 2021
SR-ICC-2021-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules Comments Due: Exhibit 5 Federal Register version (86 FR 19664)
34-91517
April 8, 2021
SR-ICC-2021-009
Notice of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy Comments Due: Exhibit 5 Federal Register version (86 FR 19667)
34-91506
April 8, 2021
SR-FINRA-2021-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 and SR-FINRA-2020-043 From April 30, 2021, to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 19671)
34-91491
April 7, 2021
SR-OCC-2021-801
Notice Relating to OCC's Establishment of Persistent Minimum Skin-in-the-Game Comments Due: View Received Comments Federal Register version (86 FR 19061)
34-91490
April 7, 2021
SR-NYSEAMER-2021-10
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSECHX-2021-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSE-2021-14
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSENAT-2021-04
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSEArca-2021-13
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91492
April 7, 2021
SR-NASDAQ-2021-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Insert Language Concerning an Initial Listing Requirement Applicable to American Depository Receipts or Shares Comments Due: Exhibit 5 Federal Register version (86 FR 19309)
34-91496
April 7, 2021
SR-PEARL-2021-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19303)
34-91497
April 7, 2021
SR-PEARL-2021-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19290)
34-91498
April 7, 2021
SR-MIAX-2021-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19293)
34-91489
April 7, 2021
SR-ICC-2021-007
Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 19311)
34-91493
April 7, 2021
SR-ICC-2021-008
Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description Comments Due: Exhibit 5 Federal Register version (86 FR 19316)
34-91495
April 7, 2021
SR-FINRA-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: Federal Register version (86 FR 19306)
34-91494
April 7, 2021
SR-CboeEDGX-2021-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19313)
34-91481
April 6, 2021
SR-Phlx-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 8, "Membership Fees" Comments Due: Exhibit 5 Federal Register version (86 FR 19064)
34-91484
April 6, 2021
SR-Phlx-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (86 FR 19050)
34-91488
April 6, 2021
SR-Phlx-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Phlx Options Rules at Options 4 Under the Options 4 Title in the Exchanges Rulebooks Shell Structure Comments Due: Exhibit 5 Federal Register version (86 FR 19037)
34-91483
April 6, 2021
SR-OCC-2021-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game Comments Due: View Received Comments Federal Register version (86 FR 19066)
34-91485
April 6, 2021
SR-ISE-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/5 Comments Due: Exhibit 5 Federal Register version (86 FR 19052)
34-91486
April 6, 2021
SR-ISE-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (86 FR 19048)
34-91482
April 6, 2021
SR-CBOE-2021-020
Notice of Filing of a Proposed Rule Change Relating To Adopt Rule 6.10 To Introduce a Voluntary Compression Service for Market Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 19067)
34-91473
April 5, 2021
SR-BX-2021-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market-Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (86 FR 18562)
34-91478
April 5, 2021
SR-MEMX-2021-04
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company Comments Due: Exhibit 5 Federal Register version (86 FR 18570)
34-91474
April 5, 2021
SR-FINRA-2020-031
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service Federal Register version (86 FR 18583)
34-91479
April 5, 2021
SR-CboeBZX-2021-023
Notice of Filing of a Proposed Rule Change To Extend the Cutoff Time for Accepting on Close Orders Entered for Participation in the Exchange's Closing Auction and To Clarify Changes to the Definitions of Late-Limit-On-Close and Late-Limit-On-Open Orders as Provided in Exchange Rule 11.23 Comments Due: Exhibit 5 Federal Register version (86 FR 18580)
34-91460
April 2, 2021
SR-EMERALD-2021-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 18349)
34-91466
April 2, 2021
SR-NYSEAMER-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 985NY Comments Due: Exhibit 5 Federal Register version (86 FR 18368)
34-91468
April 2, 2021
SR-NYSEArca-2021-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.90-O Comments Due: Exhibit 5 Federal Register version (86 FR 18339)
34-91471
April 2, 2021
SR-NYSE-2020-85
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 Comments Due: View Received Comments Federal Register version (86 FR 18362)
34-91469
April 2, 2021
SR-CboeEDGX-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection With Limiting the Number of Strikes Listed for Short Term Option Series Which are Available for Quoting and Trading on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 18333)
34-91459
April 1, 2021
SR-Phlx-2021-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus Comments Due: Exhibit 5 Federal Register version (86 FR 18105)
34-91449
April 1, 2021
SR-NYSE-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 Comments Due: Exhibit 5 Federal Register version (86 FR 18084)
34-91458
April 1, 2021
SR-BX-2021-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus Comments Due: Exhibit 5 Federal Register version (86 FR 18095)
34-91457
April 1, 2021
SR-MEMX-2021-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (86 FR 18082)
