34-91324
March 15, 2021
SR-IEX-2021-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retail Orders To Trade With Certain Aggressively Priced Displayed Odd Lot Orders Comments Due: Exhibit 5 Federal Register version (86 FR 15015)
34-91326
March 15, 2021
SR-CboeBZX-2021-019
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 14987)
34-91314
March 12, 2021
SR-EMERALD-2021-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits Comments Due: Exhibit 5 Federal Register version (86 FR 14779)
34-91308
March 12, 2021
SR-CFE-2021-004
Notice of a Filing of a Proposed Rule Change Regarding Order Information Comments Due: Exhibit 5 Federal Register version (86 FR 14790)
34-91319
March 12, 2021
SR-NYSEArca-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 14781)
34-91309
March 12, 2021
SR-NYSEArca-2020-54
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 5.3-E To Exempt Registered Investment Companies That List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities Under NYSE Arca Rules From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company Comments Due: View Received Comments Federal Register version (86 FR 14778)
34-91307
March 12, 2021
SR-NASDAQ-2021-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 14787)
34-91318
March 12, 2021
SR-NASDAQ-2021-002
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Complimentary Services Provided to Eligible Companies and To Update the Values of Certain Complimentary Services Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 14774)
34-91313
March 12, 2021
SR-MIAX-2021-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits Comments Due: Exhibit 5 Federal Register version (86 FR 14772)
34-91299
March 11, 2021
SR-Phlx-2021-03
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Phlx Options 8, Section 26, "Trading Halts, Business Continuity and Disaster Recovery" Comments Due: View Received Comments Federal Register version (86 FR 14661)
34-91297
March 11, 2021
SR-NYSE-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 14656)
34-91302
March 11, 2021
SR-PEARL-2021-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 14653)
34-91303
March 11, 2021
SR-PEARL-2021-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2300, Supervision, and Exchange Rule 2301, Supervisory Control System Comments Due: Federal Register version (86 FR 14659)
34-91293
March 10, 2021
SR-NSCC-2021-003
Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 14506)
34-91286
March 10, 2021
SR-NASDAQ-2020-081
Notice of Filing of Amendments No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Listing Rules Related to Board Diversity and To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution To Help Advance Diversity on Company Boards File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 14484)
34-91294
March 10, 2021
SR-NASDAQ-2020-062
Notice of Filing of Proposed Rule Change, as Modified by Amendment, No. 1, To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan is To Complete One or More Business Combinations Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 14508)
34-91295
March 10, 2021
SR-ISE-2021-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (86 FR 14482)
34-91290
March 10, 2021
SR-ICEEU-2021-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures and Options Risk Policy and Futures and Options Risk Procedures and Retirement of the Futures and Options Concentration Charge Policy Comments Due: Federal Register version (86 FR 14478)
34-91292
March 10, 2021
SR-FICC-2021-001
Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: Exhibit 5 Federal Register version (86 FR 14503)
34-91291
March 10, 2021
SR-DTC-2021-002
Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: View Received Comments Federal Register version (86 FR 14500)
34-91288
March 10, 2021
SR-CBOE-2021-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options on the Mini-RUT Index ("MRUT" or "Mini-RUT") Comments Due: Exhibit 5 Federal Register version (86 FR 14494)
34-91285
March 9, 2021
SR-Phlx-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Amend Options 7, Section 3, "Rebates and Fees for Adding and Removing Liquidity in SPY" Comments Due: Exhibit 5 Federal Register version (86 FR 14352)
34-91281
March 9, 2021
SR-NYSEArca-2020-84
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares Comments Due: View Received Comments Federal Register version (86 FR 14356)
34-91284
March 9, 2021
SR-NYSEArca-2020-77
Notice of Withdrawal of a Proposed Rule Change To Amend NYSE Arca Rule 8.601-E To Adopt Generic Listing Standards for Active Proxy Portfolio Shares Comments Due: Federal Register version (86 FR 14351)
34-91282
March 9, 2021
SR-PEARL-2021-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest Comments Due: Exhibit 5 Federal Register version (86 FR 14348)
34-91275
March 8, 2021
SR-CBOE-2021-013
Notice of Filing of a Proposed Rule Change To Amend Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 14166)
34-91263
March 5, 2021
SR-Phlx-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B Regarding Reserve Orders Comments Due: Exhibit 5 Federal Register version (86 FR 13950)
34-91261
March 5, 2021
SR-NSCC-2021-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the InsurExpress and Replacements Services From Rule 57 of the NSCC Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 13944)
34-91262
March 5, 2021
SR-FINRA-2021-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit Firms To File a Form U4 Based on an Electronically Signed Copy of the Form Comments Due: Federal Register version (86 FR 13935)
34-91260
March 5, 2021
SR-CboeEDGX-2021-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 13918)
34-91272
March 5, 2021
SR-CboeEDGX-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options Comments Due: Exhibit 5 Federal Register version (86 FR 13946)
34-91271
March 5, 2021
SR-CboeEDGA-2021-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options and To Delete All References to the C-LNK Routing and Connectivity Option From Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 13933)
34-91264
March 5, 2021
SR-CboeBZX-2020-070
Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the "1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) View Received Comments 2021 Federal Register version (86 FR 13939)
34-91265
March 5, 2021
SR-CboeBZX-2020-053
Notice of Filing of Amendment Nos. 2 and 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) Comments Due: View Received Comments 2021 Federal Register version (86 FR 13922)
34-91269
March 5, 2021
SR-CboeBZX-2021-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as Its Fee Schedule, To Delete References to the INET, RDOX, and TRIMminus Routing Options Comments Due: Exhibit 5 Federal Register version (86 FR 13948)
34-91273
March 5, 2021
SR-CboeBYX-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as its Fee Schedule, To Delete References to the INET and RDOX Routing Options Comments Due: Exhibit 5 Federal Register version (86 FR 13928)
34-91254
March 4, 2021
SR-Phlx-2020-41
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on a Nasdaq-100 Volatility Index Comments Due: View Received Comments Federal Register version (86 FR 13772)
34-91256
March 4, 2021
SR-MEMX-2021-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.6(h)(1) To Enable Users To Include a Limit Price on a Pegged Order With a Primary Peg Instruction Comments Due: Exhibit 5 Federal Register version (86 FR 13778)
34-91259
March 4, 2021
SR-CBOE-2021-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 13776)
34-91248
March 3, 2021
SR-NYSEAMER-2021-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 13592)
34-91247
March 3, 2021
SR-MSRB-2021-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce the Rates of Assessment for Certain Underwriting, Transaction, and Technology Fees Under MSRB Rule A-13 Comments Due: Exhibit 5 Federal Register version (86 FR 13593)
34-91252
March 3, 2021
SR-CBOE-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 13598)
34-91238
March 2, 2021
SR-Phlx-2021-10
Notice of Filing of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: Exhibit 5 Federal Register version (86 FR 13404)
34-91242
March 2, 2021
SR-NYSE-2020-90
Notice of Withdrawal of a Proposed Rule Change To Amend the Requirement Applicable to Special Purpose Acquisition Companies Upon Consummation of a Business Combination Concerning Compliance With the Round Lot Shareholder Requirement Comments Due: View Received Comments Federal Register version (86 FR 13433)
34-91241
March 2, 2021
SR-NASDAQ-2021-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus Comments Due: Exhibit 5 Federal Register version (86 FR 13427)
34-91240
March 2, 2021
SR-ICEEU-2021-006
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and CDS Parameters Review Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 13417)
34-91232
March 2, 2021
SR-CboeEDGA-2021-006
Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 Comments Due: Federal Register version (86 FR 13407)
34-91239
March 2, 2021
SR-CboeBZX-2021-017
Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 Comments Due: View Received Comments Federal Register version (86 FR 13412)
34-91226
March 1, 2021
SR-BX-2021-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Options Rules Comments Due: Exhibit 5 Federal Register version (86 FR 13004)
34-91231
March 1, 2021
SR-CboeEDGX-2021-011
Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 Comments Due: View Received Comments Federal Register version (86 FR 12993)
34-91218
Feb. 26, 2021
SR-NYSEAMER-2021-10
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12744)
34-91220
Feb. 26, 2021
SR-Phlx-2021-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Phlx Options 8, Section 26, "Trading Halts, Business Continuity and Disaster Recovery" Comments Due: View Received Comments Federal Register version (86 FR 12733)
34-91215
Feb. 26, 2021
SR-NYSENAT-2021-04
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12752)
34-91219
Feb. 26, 2021
SR-NYSECHX-2021-03
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12724)
34-91216
Feb. 26, 2021
SR-NYSEArca-2021-13
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12735)
34-91217
Feb. 26, 2021
SR-NYSE-2021-14
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12715)
34-91223
Feb. 26, 2021
SR-ISE-2021-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 and Options 5 Comments Due: Exhibit 5 Federal Register version (86 FR 12762)
34-91210
Feb. 25, 2021
SR-NYSEArca-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing and Trading Rule for Shares of the Alger 25 ETF Comments Due: Federal Register version (86 FR 12501)
34-91208
Feb. 25, 2021
SR-NASDAQ-2021-009
Notice of Filing of Proposed Rule Change To Amend Rule 4754 Relating to the Limit-Up Limit-Down Closing Cross Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12503)
34-91212
Feb. 25, 2021
SR-NASDAQ-2020-100
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Quorum Requirement for Non-U.S. Companies Under Certain Limited Circumstances Comments Due: View Received Comments Federal Register version (86 FR 12503)
34-91211
Feb. 25, 2021
SR-CBOE-2021-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend an Exchange Rule Relating to Inactive Nominees Comments Due: Federal Register version (86 FR 12499)
34-91200
Feb. 24, 2021
SR-EMERALD-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12221)
34-91199
Feb. 24, 2021
SR-OCC-2021-003
Notice of Filing of Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game Comments Due: View Received Comments Exhibit 5 , Exhibit 5 Federal Register version (86 FR 12237)
34-91205
Feb. 24, 2021
SR-NASDAQ-2020-057
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 12245)
34-91204
Feb. 24, 2021
SR-ICEEU-2021-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules Comments Due: Exhibit 5 Federal Register version (86 FR 12234)
34-91194
Feb. 24, 2021
SR-CBOE-2020-117
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Certain Rules To Accommodate the Listing and Trading of Index Options With an Index Multiplier of One Comments Due: View Received Comments Federal Register version (86 FR 12244)
34-91184
Feb. 23, 2021
SR-OCC-2021-801
Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game Comments Due: View Received Comments Exhibit 5a Federal Register version (86 FR 12057)
34-91190A
Feb. 23, 2021
S7-24-89
Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis; Correction Comments Due: View Received Comments Federal Register version (86 FR 13411)
34-91189
Feb. 23, 2021
SR-CTA/CQ-2021-01
Notice of Filing of the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Seventh Substantive Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (86 FR 12038)
34-91191
Feb. 23, 2021
SR-CboeEDGX-2021-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Order Start Times During Its Early Trading Session Comments Due: Exhibit 5 Federal Register version (86 FR 12047)
34-91180
Feb. 22, 2021
SR-NYSEAMER-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule To Introduce Pricing for the Use of a New AON Functionality in Single-Leg and Complex Customer Best Execution Auctions Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 12053)
34-91178
Feb. 22, 2021
SR-Phlx-2021-07
Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of Options Based on 1/100th the Value of the Nasdaq-100 Index Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 11807)
34-91175
Feb. 22, 2021
SR-MSRB-2021-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date of Amended Form G-32 Comments Due: Federal Register version (86 FR 11817)
34-91166
Feb. 19, 2021
SR-ICEEU-2021-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part BB of the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 11568)
34-91155
Feb. 18, 2021
SR-NYSEAMER-2021-08
Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Power to Its Co-Located Users Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 11350)
34-91159
Feb. 18, 2021
SR-Phlx-2021-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (86 FR 11343)
34-91158
Feb. 18, 2021
SR-NYSENAT-2021-03
Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Power to Its Co-Located Users Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 11367)
34-91157
Feb. 18, 2021
SR-NYSECHX-2021-02
Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Power to Its Co-Located Users Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 11361)
34-91156
Feb. 18, 2021
SR-NYSEArca-2021-11
Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Power to Its Co-Located Users Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 11356)
34-91154
Feb. 18, 2021
SR-NYSE-2021-12
Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Power to Its Co-Located Users Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 11345)
34-91151
Feb. 18, 2021
SR-CboeBZX-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 11372)
34-91145
Feb. 17, 2021
SR-EMERALD-2021-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees Comments Due: Exhibit 5 Federal Register version (86 FR 11033)
34-91144
Feb. 17, 2021
SR-CFE-2021-002
Notice of a Filing of a Proposed Rule Change Regarding Rule Consolidation Comments Due: Exhibit 4 Federal Register version (86 FR 11020)
34-91142
Feb. 17, 2021
SR-Phlx-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304 Comments Due: Exhibit 5 Federal Register version (86 FR 11031)
34-91147
Feb. 17, 2021
SR-NYSEARCA-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 11027)
34-91143
Feb. 17, 2021
SR-NYSE-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35C To Change the Auction Reference Price for Exchange-Facilitated Core Open Auctions Comments Due: Exhibit 5 Federal Register version (86 FR 11024)
34-91146
Feb. 17, 2021
SR-PEARL-2021-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 200, Trading Permits Comments Due: Exhibit 5 Federal Register version (86 FR 11022)
34-91139
Feb. 16, 2021
SR-BX-2021-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 10604)
34-91138
Feb. 16, 2021
SR-NASDAQ-2021-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4759 Comments Due: Exhibit 5 Federal Register version (86 FR 10608)
34-91135
Feb. 16, 2021
SR-CBOE-2020-034
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes With a Contract Multiplier of One Comments Due: View Received Comments Federal Register version (86 FR 10610)
34-91123
Feb. 12, 2021
SR-NYSE-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 10368)
34-91126
Feb. 12, 2021
SR-NYSE-2020-85
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 Comments Due: View Received Comments Federal Register version (86 FR 10362)
34-91125
Feb. 12, 2021
SR-BX-2020-032
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes That Are Available for Quoting and Trading on BX Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 10375)
34-91119
Feb. 12, 2021
SR-CBOE-2020-051
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend the Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements Comments Due: View Received Comments Federal Register version (86 FR 10381)
34-91127
Feb. 12, 2021
SR-CBOE-2020-075
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading Comments Due: View Received Comments Federal Register version (86 FR 10378)
34-91110
Feb. 11, 2021
SR-NYSENAT-2021-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 10145)
34-91107
Feb. 11, 2021
SR-NASDAQ-2021-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Sections 114 and 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 10134)
34-91114
Feb. 11, 2021
SR-ICEEU-2021-002
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Price Submission Disciplinary Framework Comments Due: Exhibit 5 Federal Register version (86 FR 10152)
34-91108
Feb. 11, 2021
SR-C2-2021-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 10142)
34-91095
Feb. 10, 2021
SR-NYSE-2020-89
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 7.35C Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 9978)
