34-91767
May 4, 2021
SR-CBOE-2021-029
Notice of Filing of a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 25026)
34-91757
May 4, 2021
SR-C2-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (86 FR 24911)
34-91742
May 3, 2021
SR-EMERALD-2021-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC ("MIAX Pearl") Comments Due: Exhibit 5 Federal Register version (86 FR 24680)
34-91744
May 3, 2021
SR-NASDAQ-2021-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Connectivity, Surveillance and Risk Management Services and Fees Comments Due: Federal Register version (86 FR 24685)
34-91743
May 3, 2021
SR-MIAX-2021-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC ("MIAX Pearl") Comments Due: Exhibit 5 Federal Register version (86 FR 24678)
34-91740
May 3, 2021
SR-ICEEU-2021-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 24689)
34-91735
April 30, 2021
SR-NASDAQ-2021-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Concerning Exchange Rule 1210 From April 30, 2021, to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24422)
34-91733
April 30, 2021
SR-ICC-2021-013
Notice of Filing of Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 24425)
34-91736
April 30, 2021
SR-DTC-2021-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the DTC Corporate Actions Distributions Service Guide Comments Due: Exhibit 5 Federal Register version (86 FR 24418)
34-91701
April 29, 2021
SR-EMERALD-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes; Rule 516, Order Types Defined; Rule 517, Quote Types Defined; Rule 605, Market Maker Orders; and Rule 612, Aggregate Risk Manager To Eliminate Fill-or-Kill (FOK) Orders and FOK eQuotes Comments Due: Exhibit 5 Federal Register version (86 FR 24117)
34-91702
April 29, 2021
SR-EMERALD-2021-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-EMERALD-2020-21 From April 30, 2021 to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24072)
34-91706
April 29, 2021
SR-NYSEAMER-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24041)
34-91712
April 29, 2021
SR-NYSEAMER-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 24036)
34-91709
April 29, 2021
SR-NYSENAT-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE National Rule 2.1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24090)
34-91730
April 29, 2021
SR-NYSENAT-2021-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE National, Inc.'s Price List Comments Due: Exhibit 5 Federal Register version (86 FR 24034)
34-91708
April 29, 2021
SR-NYSECHX-2021-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 13 Comments Due: Exhibit 5 Federal Register version (86 FR 24103)
34-91731
April 29, 2021
SR-NYSECHX-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (86 FR 24096)
34-91707
April 29, 2021
SR-NYSEArca-2021-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24093)
34-91713
April 29, 2021
SR-NYSEArca-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules Comments Due: Exhibit 5 Federal Register version (86 FR 24098)
34-91705
April 29, 2021
SR-NYSE-2021-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE Rule 1210 Comments Due: Exhibit 5 Federal Register version (86 FR 24038)
34-91711
April 29, 2021
SR-NYSE-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange Price List Comments Due: Exhibit 5 Federal Register version (86 FR 24101)
34-91720
April 29, 2021
SR-NSCC-2021-802
Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals Comments Due: Federal Register version (86 FR 24067)
34-91710
April 29, 2021
SR-PEARL-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 3100, Registration Requirements, To Extend The Expiration Date of The Temporary Amendment Set Forth in SR-PEARL-2020-36 from April 30, 2021 to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24114)
34-91703
April 29, 2021
SR-MIAX-2021-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals) To Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-MIAX-2020-42 from April 30, 2021 to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 24106)
34-91724
April 29, 2021
SR-CboeEDGX-2021-021
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24044)
34-91725
April 29, 2021
SR-CboeEDGA-2021-009
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGA Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24076)
34-91727
April 29, 2021
SR-CboeBZX-2021-028
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BZX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24083)
34-91729
April 29, 2021
SR-CboeBYX-2021-009
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BYX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24059)
34-91728
April 29, 2021
SR-CBOE-2021-023
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24052)
34-91732
April 29, 2021
SR-C2-2021-007
Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe C2 Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24125)
34-91714
April 29, 2021
SR-BOX-2021-07
Notice of Filing of Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 24119)
34-91696
April 28, 2021
SR-Phlx-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's Pricing Schedule at Options 7 To Adopt Pricing for Index Options on the Nasdaq 100 Micro Index Comments Due: Exhibit 5 Federal Register version (86 FR 24109)
34-91700
April 28, 2021
SR-CboeEDGX-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (86 FR 23770)
34-91695
April 28, 2021
SR-CboeBZX-2021-019
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 24066)
34-91699
April 28, 2021
SR-CboeBZX-2021-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (86 FR 23767)
34-91697
April 28, 2021
SR-CBOE-2021-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until November 1, 2021 Comments Due: Federal Register version (86 FR 23775)
34-91698
April 28, 2021
SR-CBOE-2021-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program Comments Due: Federal Register version (86 FR 23761)
34-91687
April 27, 2021
SR-MRX-2021-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (86 FR 23478)
34-91691
April 27, 2021
SR-IEX-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 Comments Due: Exhibit 5 Federal Register version (86 FR 23471)
34-91686
April 27, 2021
SR-CBOE-2020-075
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading Comments Due: View Received Comments Federal Register version (86 FR 23478)
34-91689
April 27, 2021
SR-CBOE-2021-025
Notice of Filing of a Proposed Rule Change To Amend Rule 5.37 and Rule 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism ("AIM") and Complex AIM ("C-AIM") Auctions Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 23453)
34-91688
April 27, 2021
SR-BOX-2021-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendment set Forth in SR-BOX-2021-02 From April 30, 2021, to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 23475)
34-91669
April 26, 2021
SR-NYSEArca-2021-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the iShares Gold Trust Micro Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: Federal Register version (86 FR 22996)
34-91672
April 26, 2021
SR-GEMX-2021-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC Comments Due: Exhibit 5 Federal Register version (86 FR 23001)
34-91671
April 26, 2021
SR-BX-2021-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, "BX Options Market- Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (86 FR 22982)
34-91675
April 26, 2021
SR-NASDAQ-2021-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5760 To Permit the Listing and Trading of Managed Portfolio Shares Comments Due: Exhibit 5 Federal Register version (86 FR 23460)
34-91677
April 26, 2021
SR-NASDAQ-2021-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 1, General Provisions, and Options 7, Section 2, Nasdaq Options Market-Fees and Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 22989)
34-91674
April 26, 2021
SR-MRX-2021-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC Comments Due: Exhibit 5 Federal Register version (86 FR 23013)
34-91676
April 26, 2021
SR-LCHSA-2021-001
Notice of Filing of Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers Comments Due: Exhibit 5 Federal Register version (86 FR 23445)
34-91673
April 26, 2021
SR-ICEEU-2021-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 23443)
34-91670
April 26, 2021
SR-BOX-2021-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (86 FR 23458)
34-91663
April 23, 2021
SR-NYSE-2020-98
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 22725)
34-91658
April 23, 2021
SR-BX-2021-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: Exhibit 5 Federal Register version (86 FR 22741)
34-91664
April 23, 2021
SR-NASDAQ-2021-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: Exhibit 5 Federal Register version (86 FR 22750)
34-91668
April 23, 2021
SR-PEARL-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: Exhibit 5 Federal Register version (86 FR 22731)
34-91667
April 23, 2021
SR-MIAX-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: Exhibit 5 Federal Register version (86 FR 22734)
34-91654
April 23, 2021
SR-ISE-2021-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: Exhibit 5 Federal Register version (86 FR 22754)
34-91655
April 23, 2021
SR-CboeEDGX-2021-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ") Comments Due: Exhibit 5 Federal Register version (86 FR 22747)
34-91652
April 23, 2021
SR-CboeBZX-2021-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ") Comments Due: Exhibit 5 Federal Register version (86 FR 22737)
34-91659
April 23, 2021
SR-CBOE-2021-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ") Comments Due: Exhibit 5 Federal Register version (86 FR 22744)
34-91656
April 23, 2021
SR-BOX-2021-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust SM Comments Due: Exhibit 5 Federal Register version (86 FR 22728)
34-91631
April 22, 2021
SR-NYSEAMER-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (86 FR 22471)
34-91634
April 22, 2021
SR-NYSENAT-2021-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (86 FR 22477)
34-91633
April 22, 2021
SR-NYSEARCA-2021-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (86 FR 22474)
34-91629
April 22, 2021
SR-NYSE-2021-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (86 FR 22505)
34-91639
April 22, 2021
SR-BX-2021-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (86 FR 22500)
34-91636
April 22, 2021
SR-ICC-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Transition of the Rates Used for Calculating Price Alignment Amounts Comments Due: Federal Register version (86 FR 22481)
34-91635
April 22, 2021
SR-DTC-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Security Holder Tracking Service Comments Due: Exhibit 5 Federal Register version (86 FR 22479)
34-91646
April 22, 2021
SR-CboeBZX-2021-029
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 22485)
34-91625
April 21, 2021
SR-Phlx-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (86 FR 22283)
34-91626
April 21, 2021
SR-NYSE-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 22287)
34-91619
April 21, 2021
SR-NASDAQ-2021-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 22291)
34-91618
April 20, 2021
SR-NYSE-2021-20
Notice of Filing of Proposed Rule Change Amending Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds Comments Due: Exhibit 5 Federal Register version (86 FR 22080)
34-91610
April 19, 2021
SR-BX-2021-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 10, Order Book Allocation Comments Due: Exhibit 5 Federal Register version (86 FR 21775)
34-91609
April 19, 2021
SR-CBOE-2021-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Automated Price Improvement Auction Rule Relating to Stop Price Comments Due: Exhibit 5 Federal Register version (86 FR 21773)
34-91599
April 16, 2021
SR-NYSEAMER-2021-21
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21365)
34-91602
April 16, 2021
SR-NYSENAT-2021-09
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21393)
34-91601
April 16, 2021
SR-NYSECHX-2021-07
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21410)
34-91600
April 16, 2021
SR-NYSEArca-2021-24
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21384)
34-91598
April 16, 2021
SR-NYSE-2021-25
Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 21373)
34-91605
April 16, 2021
SR-PEARL-2021-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 21405)
34-91594
April 16, 2021
SR-CboeBZX-2021-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 21380)
34-91593
April 16, 2021
SR-CboeBYX-2021-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 21363)
34-91585
April 16, 2021
SR-BOX-2021-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (86 FR 21401)
34-91579
April 15, 2021
SR-Phlx-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Phlx Equity 4, Rule 3312 to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20774)
34-91575
April 15, 2021
SR-BX-2021-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20779)
34-91577
April 15, 2021
SR-NASDAQ-2021-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Equity 11, Rule 11890 to the Close of Business on October 20, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 20757)
34-91581
April 15, 2021
SR-NASDAQ-2021-009
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Equity 4, Rule 4754 Relating to the Limit-Up Limit-Down Closing Cross Comments Due: View Received Comments Federal Register version (86 FR 20759)
34-91582
April 15, 2021
SR-FINRA-2021-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Time to Announce the Implementation Schedule for FINRA's Corporate Bond New Issue Reference Data Service Comments Due: Federal Register version (86 FR 20772)
34-91576
April 15, 2021
SR-CBOE-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders and Associated Persons That Engage in Trading Activities on the Exchange Comments Due: Federal Register version (86 FR 20760)
34-91552
April 14, 2021
SR-NYSEAMER-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (86 FR 20583)
34-91549
April 14, 2021
SR-NYSENAT-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 20548)
34-91563
April 14, 2021
SR-NYSENAT-2021-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 Comments Due: Exhibit 5 Federal Register version (86 FR 20574)
34-91550
April 14, 2021
SR-NYSECHX-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 20560)
34-91551
April 14, 2021
SR-NYSEArca-2021-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (86 FR 20562)
34-91564
April 14, 2021
SR-NYSEARCA-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E Comments Due: Exhibit 5 Federal Register version (86 FR 20541)
34-91553
April 14, 2021
SR-NYSE-2021-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 20552)
34-91561
April 14, 2021
SR-NYSE-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 20544)
34-91555
April 14, 2021
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 View Received Comments Federal Register version (86 FR 21050)
34-91567
April 14, 2021
SR-NASDAQ-2020-100
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Quorum Requirement Comments Due: View Received Comments Federal Register version (86 FR 20556)
