34-91515
April 8, 2021
SR-NYSEArca-2021-11
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSEAMER-2021-08
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSECHX-2021-02
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91515
April 8, 2021
SR-NYSE-2021-12
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19674)
34-91504
April 8, 2021
4-757
Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data Comments Due: View Received Comments Federal Register version (86 FR 19667)
34-91519
April 8, 2021
SR-PEARL-2021-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan Comments Due: Exhibit 5 Federal Register version (86 FR 19683)
34-91505
April 8, 2021
SR-MIAX-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 19677)
34-91518
April 8, 2021
SR-MIAX-2021-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan Comments Due: Exhibit 5 Federal Register version (86 FR 19666)
34-91516
April 8, 2021
SR-ICC-2021-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules Comments Due: Exhibit 5 Federal Register version (86 FR 19664)
34-91517
April 8, 2021
SR-ICC-2021-009
Notice of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy Comments Due: Exhibit 5 Federal Register version (86 FR 19667)
34-91506
April 8, 2021
SR-FINRA-2021-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 and SR-FINRA-2020-043 From April 30, 2021, to June 30, 2021 Comments Due: Exhibit 5 Federal Register version (86 FR 19671)
34-91491
April 7, 2021
SR-OCC-2021-801
Notice Relating to OCC's Establishment of Persistent Minimum Skin-in-the-Game Comments Due: View Received Comments Federal Register version (86 FR 19061)
34-91490
April 7, 2021
SR-NYSENAT-2021-04
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSEArca-2021-13
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSEAMER-2021-10
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSECHX-2021-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91490
April 7, 2021
SR-NYSE-2021-14
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 19313)
34-91492
April 7, 2021
SR-NASDAQ-2021-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Insert Language Concerning an Initial Listing Requirement Applicable to American Depository Receipts or Shares Comments Due: Exhibit 5 Federal Register version (86 FR 19309)
34-91496
April 7, 2021
SR-PEARL-2021-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19303)
34-91497
April 7, 2021
SR-PEARL-2021-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19290)
34-91498
April 7, 2021
SR-MIAX-2021-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19293)
34-91489
April 7, 2021
SR-ICC-2021-007
Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 19311)
34-91493
April 7, 2021
SR-ICC-2021-008
Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description Comments Due: Exhibit 5 Federal Register version (86 FR 19316)
34-91495
April 7, 2021
SR-FINRA-2021-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: Federal Register version (86 FR 19306)
34-91494
April 7, 2021
SR-CboeEDGX-2021-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 19313)
34-91481
April 6, 2021
SR-Phlx-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 8, "Membership Fees" Comments Due: Exhibit 5 Federal Register version (86 FR 19064)
34-91484
April 6, 2021
SR-Phlx-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (86 FR 19050)
34-91488
April 6, 2021
SR-Phlx-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Phlx Options Rules at Options 4 Under the Options 4 Title in the Exchanges Rulebooks Shell Structure Comments Due: Exhibit 5 Federal Register version (86 FR 19037)
34-91483
April 6, 2021
SR-OCC-2021-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game Comments Due: View Received Comments Federal Register version (86 FR 19066)
34-91485
April 6, 2021
SR-ISE-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/5 Comments Due: Exhibit 5 Federal Register version (86 FR 19052)
34-91486
April 6, 2021
SR-ISE-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (86 FR 19048)
34-91482
April 6, 2021
SR-CBOE-2021-020
Notice of Filing of a Proposed Rule Change Relating To Adopt Rule 6.10 To Introduce a Voluntary Compression Service for Market Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 19067)
34-91473
April 5, 2021
SR-BX-2021-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market-Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (86 FR 18562)
34-91478
April 5, 2021
SR-MEMX-2021-04
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company Comments Due: Exhibit 5 Federal Register version (86 FR 18570)
34-91474
April 5, 2021
SR-FINRA-2020-031
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service Federal Register version (86 FR 18583)
34-91479
April 5, 2021
SR-CboeBZX-2021-023
Notice of Filing of a Proposed Rule Change To Extend the Cutoff Time for Accepting on Close Orders Entered for Participation in the Exchange's Closing Auction and To Clarify Changes to the Definitions of Late-Limit-On-Close and Late-Limit-On-Open Orders as Provided in Exchange Rule 11.23 Comments Due: Exhibit 5 Federal Register version (86 FR 18580)
34-91460
April 2, 2021
SR-EMERALD-2021-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available to Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 18349)
34-91466
April 2, 2021
SR-NYSEAMER-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 985NY Comments Due: Exhibit 5 Federal Register version (86 FR 18368)
34-91468
April 2, 2021
SR-NYSEArca-2021-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.90-O Comments Due: Exhibit 5 Federal Register version (86 FR 18339)
34-91471
April 2, 2021
SR-NYSE-2020-85
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 Comments Due: View Received Comments Federal Register version (86 FR 18362)
34-91469
April 2, 2021
SR-CboeEDGX-2021-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection With Limiting the Number of Strikes Listed for Short Term Option Series Which are Available for Quoting and Trading on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 18333)
34-91459
April 1, 2021
SR-Phlx-2021-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus Comments Due: Exhibit 5 Federal Register version (86 FR 18105)
34-91449
April 1, 2021
SR-NYSE-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 Comments Due: Exhibit 5 Federal Register version (86 FR 18084)
34-91458
April 1, 2021
SR-BX-2021-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the End of Day Summary Message on Nasdaq Last Sale Plus Comments Due: Exhibit 5 Federal Register version (86 FR 18095)
34-91457
April 1, 2021
SR-MEMX-2021-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (86 FR 18082)
34-91450
April 1, 2021
SR-ICC-2021-006
Notice of Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (86 FR 18087)
34-91455
April 1, 2021
SR-CboeBZX-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection With Limiting the Number of Strikes Listed for Short Term Option Series Which Are Available for Quoting and Trading on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 18099)
34-91456
April 1, 2021
SR-CBOE-2021-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5 (Series of Option Contracts Open for Trading) in Connection With Limiting the Number of Strikes Listed for Short Term Option Series Which Are Available for Quoting and Trading on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 18090)
34-91445
March 31, 2021
SR-OCC-2021-004
Notice of Filing of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements Comments Due: Federal Register version (86 FR 17868)
34-91442
March 30, 2021
SR-NYSE-2021-47
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Revise Rules 46 and 46A and Other Related Rules To Permit the Appointment of Trading Officials Comments Due: Exhibit 5 Federal Register version (86 FR 17658)
34-91442
March 30, 2021
SR-NYSE-2020-105
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Revise Rules 46 and 46A and Other Related Rules To Permit the Appointment of Trading Officials Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 17658)
34-91443
March 30, 2021
SR-IEX-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transaction Fees Pursuant to IEX Rule 15.110 Comments Due: Exhibit 5 Federal Register version (86 FR 17654)
34-91439
March 30, 2021
SR-ICC-2021-005
Notice of Filing of Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan Comments Due: Exhibit 5 Federal Register version (86 FR 17649)
34-91428
March 29, 2021
SR-NSCC-2021-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 17440)
34-91430
March 29, 2021
SR-FICC-2021-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: Exhibit 5 Federal Register version (86 FR 17432)
34-91429
March 29, 2021
SR-DTC-2021-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 17421)
34-91431
March 29, 2021
SR-CBOE-2021-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Relating to Its Fat Finger Check in Connection With Multi-Class Spread Orders Comments Due: Exhibit 5 Federal Register version (86 FR 17428)
34-91418
March 26, 2021
SR-Phlx-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 6, Part D To Reduce the Phlx Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (86 FR 17254)
34-91416
March 26, 2021
SR-NYSE-2021-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B, Which Governs the Allocation of Securities to Designated Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 17252)
34-91413
March 26, 2021
SR-NASDAQ-2021-007
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB With the Ability To Inspect Public Accounting Firms Comments Due: View Received Comments Federal Register version (86 FR 17263)
34-91421
March 26, 2021
SR-NASDAQ-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Entry Fee and the All-Inclusive Annual Listing Fee for Any Company Not Listed on a National Securities Exchange That Is Listing Upon Closing of Its Acquisition of a Special Purpose Acquisition Company Listed on Nasdaq Comments Due: Exhibit 5 Federal Register version (86 FR 17227)
34-91425
March 26, 2021
SR-PEARL-2021-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614, Orders and Order Instructions, To Adopt and Make Available the Reserve Quantity Instruction for Orders on the MIAX PEARL Equities Platform Comments Due: Exhibit 5 Federal Register version (86 FR 17259)
34-91420
March 26, 2021
SR-ISE-2021-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 9, Part C To Reduce the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (86 FR 17223)
34-91423
March 26, 2021
SR-CboeBYX-2020-021
Notice of Filing of Amendments No. 3 and No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 3 and No. 4, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: View Received Comments Federal Register version (86 FR 17230)
34-91406
March 25, 2021
SR-EMERALD-2021-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt an Excessive Quoting Fee Comments Due: Exhibit 5 Federal Register version (86 FR 16795)
34-91409
March 25, 2021
SR-NYSE-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend the Waiver of Equipment and Related Service Charges and Trading License Fees for NYSE Trading Floor-Based Member Organizations Comments Due: Exhibit 5 Federal Register version (86 FR 16798)
34-91408
March 25, 2021
SR-GEMX-2021-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 Comments Due: Exhibit 5 Federal Register version (86 FR 16801)
34-91407
March 25, 2021
SR-MRX-2021-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 Comments Due: Exhibit 5 Federal Register version (86 FR 16806)
34-91398
March 24, 2021
SR-CboeBZX-2021-014
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intra-Day Net Asset Values Comments Due: Federal Register version (86 FR 16650)
34-91387
March 23, 2021
SR-NYSEAMER-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location View Received Comments Exhibit 5 Federal Register version (86 FR 16417)
34-91389
March 23, 2021
SR-NYSENAT-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Comments Due: Exhibit 5 Federal Register version (86 FR 16403)
34-91390
March 23, 2021
SR-NYSECHX-2021-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Related to Co-Location Comments Due: Exhibit 5 Federal Register version (86 FR 16424)
34-91388
March 23, 2021
SR-NYSEArca-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location View Received Comments Exhibit 5 Federal Register version (86 FR 16433)
34-91386
March 23, 2021
SR-NYSE-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Co-Location Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 16410)
34-91394
March 23, 2021
SR-CBOE-2021-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Reduced Fees for Academics for the Sale of Historical Intraday Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (86 FR 16431)
34-91383
March 22, 2021
SR-CFE-2021-006
Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices Comments Due: Exhibit 4 Federal Register version (86 FR 16267)
34-91385
March 22, 2021
SR-CFE-2021-007
Notice of a Filing of a Proposed Rule Change Regarding Position Limit Rule Updates Comments Due: Exhibit 4 Federal Register version (86 FR 16247)
34-91366
March 19, 2021
SR-NYSEAMER-2021-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 15987)
34-91367
March 19, 2021
SR-NYSEAMER-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Proprietary Market Data Fee Schedule and the NYSE American Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 15993)
34-91369
March 19, 2021
SR-NYSENAT-2021-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 15989)
34-91371
March 19, 2021
SR-NYSEArca-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Proprietary Market Data Fee Schedule and the NYSE Arca Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 15978)
34-91372
March 19, 2021
SR-NYSEArca-2021-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 15980)
34-91365
March 19, 2021
SR-NYSE-2021-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 16005)
34-91377
March 19, 2021
SR-NYSE-2021-08
Notice of Filing of Proposed Rule Change of New Rules Providing for the Registration and Obligations of Non-DMM Market Makers Comments Due: Exhibit 5 Federal Register version (86 FR 15974)
34-91370
March 19, 2021
SR-BX-2021-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in Its Rulebook Comments Due: Exhibit 5 Federal Register version (86 FR 15996)
34-91373
March 19, 2021
SR-FINRA-2021-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (86 FR 16003)
34-91356
March 18, 2021
SR-EMERALD-2021-09
Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 531, Reports, To Provide for the New "Liquidity Taker Event Report" Comments Due: Exhibit 5 Federal Register version (86 FR 15759)
34-91355
March 18, 2021
SR-NYSEAMER-2021-05
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange View Received Comments Federal Register version (86 FR 15733)
34-91358
March 18, 2021
SR-NYSEAMER-2021-04
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles View Received Comments Federal Register version (86 FR 15732)
34-91363
March 18, 2021
SR-NYSENAT-2021-01
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles Federal Register version (86 FR 15763)
34-91362
March 18, 2021
SR-NYSECHX-2021-01
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles Comments Due: View Received Comments Federal Register version (86 FR 15765)
34-91354
March 18, 2021
SR-NYSEArca-2021-09
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 6.86-O To Eliminate the Use of Dark Series on the Exchange Comments Due: View Received Comments Federal Register version (86 FR 15764)
34-91360
March 18, 2021
SR-NYSEArca-2021-07
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles View Received Comments Federal Register version (86 FR 15764)
34-91357
March 18, 2021
SR-NYSE-2021-05
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles View Received Comments Federal Register version (86 FR 15732)
34-91347
March 18, 2021
SR-NSCC-2021-801
Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (86 FR 15750)
34-91350
March 18, 2021
SR-NSCC-2021-002
Notice of Filing of Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (86 FR 15738)
34-91348
March 18, 2021
SR-NASDAQ-2020-062
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment, No. 1, To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan Is To Complete One or More Business Combinations Comments Due: View Received Comments Federal Register version (86 FR 15747)
34-91342
March 17, 2021
SR-Phlx-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 19, "Discretionary Power as to Customers' Accounts" and Adopt Two New Rules Within General 9 at Sections 30 and 45 Comments Due: Exhibit 5 Federal Register version (86 FR 15538)
34-91345
March 17, 2021
SR-NASDAQ-2020-057
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected Comments Due: View Received Comments Federal Register version (86 FR 15530)
34-91338
March 17, 2021
SR-CboeEDGX-2021-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to the EDGX Top Feed Comments Due: Exhibit 5 Federal Register version (86 FR 15530)
