Comments on NYSE Rulemaking
Notice of Filing of Proposed
Rule Change to Amend the NYSE Listed Company Manual to Revise the Shareholder Approval
Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party
Transactions in Section 314.00
[Release No. 34-90803; File No. SR-NYSE-2020-85]
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Mar. 31, 2021 | Martha Redding, Associate General Counsel and Assistant Secretary, NYSE LLC, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Apr. 16, 2017 |
Memorandum from Adam Moore, Senior Trading and Markets Counsel Office of the Investor Advocate, U.S. Securities and Exchange Commission regarding an April 16, 2021, meeting with Jeff Mahoney, General Counsel for the Council of Institutional Investors (CII)
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