Comments on FINRA Rulemaking
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027
[Release No. 34-92685; File No. SR-FINRA-2021-019]
Submitted Comments |
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| Oct. 12, 2021 | John D. Nachmann, Associate General Counsel, Financial Industty Regulat01y Authority, Inc. |
| Sep. 9, 2021 | Alpine Securities Corporation |