34-93303
Oct. 13, 2021
SR-EMERALD-2021-27
Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Federal Register version (86 FR 57882)
34-93309
Oct. 13, 2021
SR-NYSE-2021-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.13 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 57862)
34-93296
Oct. 13, 2021
SR-NASDAQ-2021-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 57864)
34-93298
Oct. 13, 2021
SR-PEARL-2021-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57879)
34-93301
Oct. 13, 2021
SR-PEARL-2021-38
Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (86 FR 57879)
34-93304
Oct. 13, 2021
SR-MIAX-2021-38
Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (86 FR 57866)
34-93306
Oct. 13, 2021
SR-MIAX-2021-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57869)
34-93300
Oct. 13, 2021
SR-FINRA-2021-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) Comments Due: Exhibit 5 Federal Register version (86 FR 57867)
34-93297
Oct. 13, 2021
SR-CboeEDGX-2021-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57874)
34-93308
Oct. 13, 2021
SR-CboeBZX-2021-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57876)
34-93293
Oct. 12, 2021
SR-Phlx-2021-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 10 Comments Due: Exhibit 5 Federal Register version (86 FR 57716)
34-93295
Oct. 12, 2021
SR-Phlx-2021-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5 Federal Register version (86 FR 57709)
34-93287
Oct. 12, 2021
SR-BX-2021-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 57712)
34-93289
Oct. 12, 2021
SR-CboeBZX-2021-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BZX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57722)
34-93294
Oct. 12, 2021
SR-CboeBZX-2021-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees in BZX Rule 14.13 Applicable to Securities Listed on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 57707)
34-93291
Oct. 12, 2021
SR-CboeBYX-2021-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BYX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57714)
34-93281
Oct. 8, 2021
SR-Phlx-2021-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 57216)
34-93276
Oct. 8, 2021
SR-CboeEDGX-2021-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57219)
34-93272
Oct. 7, 2021
SR-CboeEDGX-2021-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-in-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: Federal Register version (86 FR 57213)
34-93271
Oct. 7, 2021
SR-CboeEDGA-2021-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGA in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57226)
34-93270
Oct. 7, 2021
SR-CboeBZX-2021-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: Exhibit 5 Federal Register version (86 FR 57205)
34-93273
Oct. 7, 2021
SR-CboeBZX-2021-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of Hartford Large Cap Growth ETF, a Series of Hartford Funds Exchange-Traded Trust, Under Rule 14.11(m), Tracking Fund Shares Comments Due: Federal Register version (86 FR 57237)
34-93269
Oct. 7, 2021
SR-C2-2021-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: Exhibit 5 Federal Register version (86 FR 57234)
34-93264
Oct. 6, 2021
SR-NYSEArca-2021-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Schwab Ariel ESG ETF Comments Due: Federal Register version (86 FR 56989)
34-93263
Oct. 5, 2021
SR-NYSE-2021-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Designated Market Makers Section of the NYSE Price List Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 56737)
34-93261
Oct. 5, 2021
SR-MSRB-2021-04
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and MSRB Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 56741)
34-93248
Oct. 4, 2021
SR-BX-2021-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: Exhibit 5 Federal Register version (86 FR 56315)
34-93245
Oct. 4, 2021
SR-NASDAQ-2021-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Discretion Attribute, at Equity 4, Rule 4703, in Light of Planned Changes to the System Comments Due: Exhibit 5 Federal Register version (86 FR 56302)
34-93249
Oct. 4, 2021
SR-NASDAQ-2021-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: Exhibit 5 Federal Register version (86 FR 56328)
34-93250
Oct. 4, 2021
SR-NASDAQ-2021-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-009 Comments Due: View Received Comments Federal Register version (86 FR 56307)
34-93252
Oct. 4, 2021
SR-PEARL-2021-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56321)
34-93251
Oct. 4, 2021
SR-MIAX-2021-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56308)
34-93246
Oct. 4, 2021
SR-ISE-2021-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: Exhibit 5 Federal Register version (86 FR 56312)
34-93253
Oct. 4, 2021
SR-CboeEDGX-2021-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56325)
34-93254
Oct. 4, 2021
SR-CboeBZX-2021-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56335)
34-93255
Oct. 4, 2021
SR-CBOE-2021-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56332)
34-93247
Oct. 4, 2021
SR-BOX-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 56318)
34-93237
Oct. 1, 2021
SR-Phlx-2021-56
Notice of Filing of Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Closing Volume Weighted Average Price ("Closing VWAP") for Listing and Trading of Options on the Nasdaq-100 Volatility Index Comments Due: Exhibit 5 Federal Register version (86 FR 55896)
34-93232
Oct. 1, 2021
SR-NYSENAT-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (86 FR 55669)
34-93231
Oct. 1, 2021
SR-NYSECHX-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 55893)
34-93228
Oct. 1, 2021
SR-NYSEARCA-2021-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E Comments Due: Exhibit 5 Federal Register version (86 FR 55901)
34-93227
Oct. 1, 2021
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (86 FR 55900)
34-93236
Oct. 1, 2021
SR-ICEEU-2021-018
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 55879)
34-93235
Oct. 1, 2021
SR-ICC-2021-020
Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy Comments Due: Exhibit 5 Federal Register version (86 FR 55888)
34-93187
Sept. 30, 2021
SR-NYSEAMER-2021-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 7.2E Comments Due: Exhibit 5 Federal Register version (86 FR 55069)
34-93223
Sept. 30, 2021
SR-NYSEAMER-2021-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E Comments Due: Exhibit 5 Federal Register version (86 FR 55656)
34-93181
Sept. 30, 2021
SR-NYSENAT-2021-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE National Rule 7.2 Comments Due: Exhibit 5 Federal Register version (86 FR 55033)
34-93182
Sept. 30, 2021
SR-NYSECHX-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Chicago Rule 7.2 Comments Due: Exhibit 5 Federal Register version (86 FR 55083)
34-93186
Sept. 30, 2021
SR-NYSEArca-2021-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rules 7.2-E and 7.2-O Comments Due: Exhibit 5 Federal Register version (86 FR 55041)
34-93183
Sept. 30, 2021
SR-NYSE-2021-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.2 Comments Due: Exhibit 5 Federal Register version (86 FR 55068)
34-93203
Sept. 30, 2021
SR-NYSE-2021-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (86 FR 55049)
34-93221
Sept. 30, 2021
SR-NYSE-2021-45
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target Comments Due: View Received Comments Federal Register version (86 FR 55662)
34-93222
Sept. 30, 2021
SR-NYSE-2021-42
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders Comments Due: View Received Comments Federal Register version (86 FR 55671)
34-93209
Sept. 30, 2021
SR-PEARL-2021-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 100, Definitions, Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities, Rule 404, Series of Option Contracts Open for Trading, Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 406, Long-Term Option Contracts, Rule 500, Access to and Conduct on the Exchange, Rule 503, Openings on the Exchange, Rule 515, Execution of Orders, and Rule 519, MIAX Pearl Order Monitor ("MOM") Comments Due: Exhibit 5 Federal Register version (86 FR 55085)
34-93210
Sept. 30, 2021
SR-MIAX-2021-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities, Rule 404, Series of Option Contracts Open for Trading, Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 503, Openings on the Exchange, Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (86 FR 55088)
34-93206
Sept. 30, 2021
SR-FINRA-2021-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination Comments Due: Federal Register version (86 FR 55025)
34-93215
Sept. 30, 2021
SR-FINRA-2021-024
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 2231 (Customer Account Statements) Comments Due: View Received Comments Federal Register version (86 FR 55641)
34-93218
Sept. 30, 2021
SR-CboeBZX-2021-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirement To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Comments Due: Exhibit 5 Federal Register version (86 FR 55659)
34-93188
Sept. 29, 2021
SR-EMERALD-2021-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 55052)
34-93195
Sept. 29, 2021
SR-OCC-2021-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: Federal Register version (86 FR 55039)
34-93171
Sept. 29, 2021
SR-NYSEArca-2021-67
Notice of Filing of Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 55073)
34-93179
Sept. 29, 2021
SR-NYSEArca-2021-73
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E Comments Due: Federal Register version (86 FR 55033)
34-93193
Sept. 29, 2021
SR-NYSEArca-2021-47
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 55926)
34-93192
Sept. 29, 2021
SR-NYSE-2021-53
Notice of Filing of Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company Manual Comments Due: Exhibit 5 Federal Register version (86 FR 55071)
34-93172
Sept. 29, 2021
SR-NASDAQ-2021-066
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g) Comments Due: Federal Register version (86 FR 55071)
34-93185
Sept. 29, 2021
SR-MIAX-2021-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 55093)
34-93177
Sept. 29, 2021
SR-ICC-2021-019
Notice of Filing of Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 55037)
34-93173
Sept. 29, 2021
SR-CboeBZX-2021-024
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 55065)
34-93174
Sept. 29, 2021
SR-CboeBZX-2021-052
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 55043)
34-93175
Sept. 29, 2021
SR-CboeBZX-2021-029
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 55092)
34-93166
Sept. 28, 2021
SR-EMERALD-2021-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Exhibit 5 Federal Register version (86 FR 54760)
34-93160
Sept. 28, 2021
SR-NYSEAMER-2021-21
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 54770)
34-93160
Sept. 28, 2021
SR-NYSECHX-2021-07
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 54770)
34-93160
Sept. 28, 2021
SR-NYSE-2021-25
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 54770)
34-93160
Sept. 28, 2021
SR-NYSENAT-2021-09
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 54770)
34-93160
Sept. 28, 2021
SR-NYSEArca-2021-24
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 54770)
34-93143
Sept. 28, 2021
SR-BX-2021-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Rule Requiring Members To Input Accurate Information Into BX Systems Comments Due: Exhibit 5 Federal Register version (86 FR 54770)
34-93162
Sept. 28, 2021
SR-PEARL-2021-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 54739)
34-93165
Sept. 28, 2021
SR-MIAX-2021-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 54750)
34-93144
Sept. 28, 2021
SR-CboeBZX-2021-056
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day NAV and an End-of-Day NAV Comments Due: View Received Comments Federal Register version (86 FR 54774)
34-93149
Sept. 28, 2021
SR-CboeBZX-2021-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 54775)
34-93148
Sept. 28, 2021
SR-CboeBYX-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 54777)
34-93159
Sept. 28, 2021
SR-CBOE-2021-046
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 5.4 and Make Corresponding Changes to Other Rules Comments Due: View Received Comments Federal Register version (86 FR 54780)
34-93156
Sept. 28, 2021
SR-BOX-2021-19
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: View Received Comments Federal Register version (86 FR 54780)
34-93132
Sept. 27, 2021
SR-NYSEArca-2021-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the NYSE Options Open-Close Volume Summary Comments Due: Federal Register version (86 FR 54499)
34-93129
Sept. 27, 2021
SR-CboeEDGX-2021-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 54497)
34-93130
Sept. 27, 2021
SR-CboeEDGA-2021-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 54494)
34-93134
Sept. 27, 2021
SR-CBOE-2021-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.13 To Allow the Exchange To List up to 12 Standard Monthly Expirations for Certain Index Options Comments Due: Exhibit 5 Federal Register version (86 FR 54492)
34-93121
Sept. 24, 2021
SR-BX-2021-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2, BX Options Market-Fees and Rebates Comments Due: Exhibit 5 Federal Register version (86 FR 54259)
34-93125
Sept. 24, 2021
SR-NASDAQ-2021-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of its Post-Trade Risk Management Tool Comments Due: Federal Register version (86 FR 54255)
34-93113
Sept. 23, 2021
SR-Phlx-2021-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3(a) Comments Due: Exhibit 5 Federal Register version (86 FR 54003)
34-93108
Sept. 23, 2021
SR-NYSEArca-2021-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF Comments Due: Federal Register version (86 FR 53993)
34-93107
Sept. 23, 2021
SR-NYSECHX-2021-04
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: Comments Due: Federal Register version (86 FR 53995)
34-93107
Sept. 23, 2021
SR-NYSENAT-2021-05
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: Comments Due: Federal Register version (86 FR 53995)
34-93107
Sept. 23, 2021
SR-NYSEArca-2021-15
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: View Received Comments Federal Register version (86 FR 53995)
34-93107
Sept. 23, 2021
SR-NYSEAMER-2021-13
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: Federal Register version (86 FR 53995)
34-93111
Sept. 23, 2021
SR-NASDAQ-2021-072
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 53991)
34-93114
Sept. 23, 2021
4-575
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Comments Due: View Received Comments Federal Register version (86 FR 53996)
34-93095
Sept. 21, 2021
SR-ICEEU-2021-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 53355)
34-93094
Sept. 21, 2021
SR-BOX-2021-14
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (86 FR 53365)
