34-93386
Oct. 19, 2021
SR-CFE-2021-008
Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices Comments Due: Exhibit 4 Federal Register version (86 FR 58975)
34-93381
Oct. 19, 2021
SR-MEMX-2021-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Billing Errors Policy and Enable the Exchange To Agree to Alternative Payment Instructions for the Exchange's Direct Debit Collection Process Comments Due: Exhibit 5 Federal Register version (86 FR 58972)
34-93383
Oct. 19, 2021
SR-MEMX-2021-10
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program Comments Due: View Received Comments Federal Register version (86 FR 58964)
34-93371
Oct. 18, 2021
SR-OCC-2021-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Interest Rates Used for Options Pricing in the STANS Methodology Description Comments Due: Federal Register version (86 FR 58704)
34-93376
Oct. 18, 2021
SR-LTSE-2021-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: Exhibit 5 Federal Register version (86 FR 58713)
34-93372
Oct. 18, 2021
SR-CBOE-2021-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 Comments Due: Exhibit 5 Federal Register version (86 FR 58709)
34-93374
Oct. 18, 2021
SR-C2-2021-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.01 Comments Due: Federal Register version (86 FR 58706)
34-93367
Oct. 15, 2021
SR-EMERALD-2021-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 58315)
34-93356
Oct. 15, 2021
SR-NYSEAMER-2021-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (86 FR 58345)
34-93359
Oct. 15, 2021
SR-NYSENAT-2021-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (86 FR 58322)
34-93360
Oct. 15, 2021
SR-NYSECHX-2021-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 58313)
34-93357
Oct. 15, 2021
SR-NYSEArca-2021-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (86 FR 58326)
34-93354
Oct. 15, 2021
SR-NYSE-2021-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 58354)
34-93361
Oct. 15, 2021
SR-NASDAQ-2021-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58370)
34-93347
Oct. 15, 2021
SR-PEARL-2021-33
Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports Comments Due: View Received Comments Federal Register version (86 FR 58341)
34-93369
Oct. 15, 2021
SR-PEARL-2021-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 58360)
34-93346
Oct. 15, 2021
SR-PEARL-2021-32
Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: View Received Comments Federal Register version (86 FR 58367)
34-93368
Oct. 15, 2021
SR-MIAX-2021-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 58356)
34-93358
Oct. 15, 2021
SR-MEMX-2021-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58319)
34-93362
Oct. 15, 2021
SR-MEMX-2021-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58364)
34-93355
Oct. 15, 2021
SR-FINRA-2021-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (86 FR 58374)
34-93345
Oct. 15, 2021
SR-CboeEDGX-2021-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58368)
34-93353
Oct. 15, 2021
SR-CboeEDGX-2021-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 Comments Due: Exhibit 5 Federal Register version (86 FR 58349)
34-93344
Oct. 15, 2021
SR-CboeEDGA-2021-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58352)
34-93366
Oct. 15, 2021
SR-CboeEDGA-2021-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 Comments Due: Exhibit 5 Federal Register version (86 FR 58330)
34-93342
Oct. 15, 2021
SR-CboeBZX-2021-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58332)
34-93365
Oct. 15, 2021
SR-CboeBZX-2021-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 Comments Due: Exhibit 5 Federal Register version (86 FR 58342)
34-93343
Oct. 15, 2021
SR-CboeBYX-2021-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Current Pilot Program Related To Clearly Erroneous Executions, to the Close of Business on April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58347)
34-93364
Oct. 15, 2021
SR-CboeBYX-2021-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 Comments Due: Exhibit 5 Federal Register version (86 FR 58324)
34-93348
Oct. 15, 2021
SR-CBOE-2021-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its Lead Market-Maker Incentive Programs Comments Due: Exhibit 5 Federal Register version (86 FR 58335)
34-93330
Oct. 14, 2021
SR-Phlx-2021-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58128)
34-93331
Oct. 14, 2021
SR-NYSENAT-2021-04
Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58130)
34-93331
Oct. 14, 2021
SR-NYSEArca-2021-13
Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58130)
34-93331
Oct. 14, 2021
SR-NYSEAMER-2021-10
Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58130)
34-93331
Oct. 14, 2021
SR-NYSECHX-2021-03
Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58130)
34-93331
Oct. 14, 2021
SR-NYSE-2021-14
Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58130)
34-93332
Oct. 14, 2021
SR-NYSEAMER-2021-13
Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: Federal Register version (86 FR 58109)
34-93332
Oct. 14, 2021
SR-NYSECHX-2021-04
Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: Comments Due: Federal Register version (86 FR 58109)
34-93332
Oct. 14, 2021
SR-NYSENAT-2021-05
Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: Comments Due: Federal Register version (86 FR 58109)
34-93332
Oct. 14, 2021
SR-NYSEArca-2021-15
Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location File Nos.: View Received Comments Federal Register version (86 FR 58109)
34-93333
Oct. 14, 2021
SR-NYSENAT-2021-09
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58116)
34-93333
Oct. 14, 2021
SR-NYSEArca-2021-24
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58116)
34-93333
Oct. 14, 2021
SR-NYSEAMER-2021-21
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58116)
34-93333
Oct. 14, 2021
SR-NYSECHX-2021-07
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58116)
34-93333
Oct. 14, 2021
SR-NYSE-2021-25
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58116)
34-93328
Oct. 14, 2021
SR-BX-2021-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58116)
34-93312
Oct. 14, 2021
SR-PEARL-2021-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Extend the Pilot Related to the Market-Wide Circuit Breakers in Exchange Rule 2622 Comments Due: Exhibit 5 Federal Register version (86 FR 58130)
34-93329
Oct. 14, 2021
SR-EMERALD-2021-22
Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58124)
34-93329
Oct. 14, 2021
SR-MIAX-2021-29
Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58124)
34-93329
Oct. 14, 2021
SR-PEARL-2021-30
Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 58124)
34-93314
Oct. 14, 2021
SR-ISE-2021-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 6.A To Modify the QCC and Solicitation Rebate Program Comments Due: Exhibit 5 Federal Register version (86 FR 58121)
34-93323
Oct. 14, 2021
SR-IEX-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 58125)
34-93316
Oct. 14, 2021
SR-CboeBZX-2021-014
Notice of Withdrawal of a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values Comments Due: Federal Register version (86 FR 58118)
34-93326
Oct. 14, 2021
SR-CBOE-2021-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.54 and Rule 5.55 in Connection With a Designated Primary Market-Maker's and a Lead Market-Maker's Obligation To Submit Opening Quotes for the Regular Trading Hours Session in Index Options Comments Due: Exhibit 5 Federal Register version (86 FR 58118)
34-93324
Oct. 14, 2021
4-700
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authorit Comments Due: View Received Comments Federal Register version (86 FR 58110)
34-93303
Oct. 13, 2021
SR-EMERALD-2021-27
Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Federal Register version (86 FR 57882)
34-93309
Oct. 13, 2021
SR-NYSE-2021-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.13 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 57862)
34-93296
Oct. 13, 2021
SR-NASDAQ-2021-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 57864)
34-93298
Oct. 13, 2021
SR-PEARL-2021-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57879)
34-93301
Oct. 13, 2021
SR-PEARL-2021-38
Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (86 FR 57879)
34-93304
Oct. 13, 2021
SR-MIAX-2021-38
Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (86 FR 57866)
34-93306
Oct. 13, 2021
SR-MIAX-2021-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57869)
34-93300
Oct. 13, 2021
SR-FINRA-2021-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) Comments Due: Exhibit 5 Federal Register version (86 FR 57867)
34-93297
Oct. 13, 2021
SR-CboeEDGX-2021-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57874)
34-93308
Oct. 13, 2021
SR-CboeBZX-2021-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57876)
34-93293
Oct. 12, 2021
SR-Phlx-2021-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 10 Comments Due: Exhibit 5 Federal Register version (86 FR 57716)
34-93295
Oct. 12, 2021
SR-Phlx-2021-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5 Federal Register version (86 FR 57709)
34-93287
Oct. 12, 2021
SR-BX-2021-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 57712)
34-93289
Oct. 12, 2021
SR-CboeBZX-2021-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BZX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57722)
34-93294
Oct. 12, 2021
SR-CboeBZX-2021-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees in BZX Rule 14.13 Applicable to Securities Listed on the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 57707)
34-93291
Oct. 12, 2021
SR-CboeBYX-2021-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BYX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57714)
34-93281
Oct. 8, 2021
SR-Phlx-2021-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker Until March 18, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 57216)
34-93276
Oct. 8, 2021
SR-CboeEDGX-2021-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 57219)
34-93272
Oct. 7, 2021
SR-CboeEDGX-2021-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-in-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: Federal Register version (86 FR 57213)
34-93271
Oct. 7, 2021
SR-CboeEDGA-2021-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGA in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: Exhibit 5 Federal Register version (86 FR 57226)
34-93270
Oct. 7, 2021
SR-CboeBZX-2021-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: Exhibit 5 Federal Register version (86 FR 57205)
34-93273
Oct. 7, 2021
SR-CboeBZX-2021-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of Hartford Large Cap Growth ETF, a Series of Hartford Funds Exchange-Traded Trust, Under Rule 14.11(m), Tracking Fund Shares Comments Due: Federal Register version (86 FR 57237)
34-93269
Oct. 7, 2021
SR-C2-2021-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: Exhibit 5 Federal Register version (86 FR 57234)
34-93264
Oct. 6, 2021
SR-NYSEArca-2021-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Schwab Ariel ESG ETF Comments Due: Federal Register version (86 FR 56989)
34-93263
Oct. 5, 2021
SR-NYSE-2021-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Designated Market Makers Section of the NYSE Price List Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 56737)
34-93261
Oct. 5, 2021
SR-MSRB-2021-04
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and MSRB Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (86 FR 56741)
34-93248
Oct. 4, 2021
SR-BX-2021-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: Exhibit 5 Federal Register version (86 FR 56315)
34-93245
Oct. 4, 2021
SR-NASDAQ-2021-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Discretion Attribute, at Equity 4, Rule 4703, in Light of Planned Changes to the System Comments Due: Exhibit 5 Federal Register version (86 FR 56302)
34-93249
Oct. 4, 2021
SR-NASDAQ-2021-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: Exhibit 5 Federal Register version (86 FR 56328)
34-93250
Oct. 4, 2021
SR-NASDAQ-2021-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-009 Comments Due: View Received Comments Federal Register version (86 FR 56307)
34-93252
Oct. 4, 2021
SR-PEARL-2021-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56321)
34-93251
Oct. 4, 2021
SR-MIAX-2021-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56308)
34-93246
Oct. 4, 2021
SR-ISE-2021-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: Exhibit 5 Federal Register version (86 FR 56312)
34-93253
Oct. 4, 2021
SR-CboeEDGX-2021-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56325)
34-93254
Oct. 4, 2021
SR-CboeBZX-2021-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56335)
34-93255
Oct. 4, 2021
SR-CBOE-2021-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 56332)
34-93247
Oct. 4, 2021
SR-BOX-2021-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 56318)
34-93237
Oct. 1, 2021
SR-Phlx-2021-56
Notice of Filing of Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Closing Volume Weighted Average Price ("Closing VWAP") for Listing and Trading of Options on the Nasdaq-100 Volatility Index Comments Due: Exhibit 5 Federal Register version (86 FR 55896)
34-93232
Oct. 1, 2021
SR-NYSENAT-2021-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (86 FR 55669)
34-93231
Oct. 1, 2021
SR-NYSECHX-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 55893)
34-93228
Oct. 1, 2021
SR-NYSEARCA-2021-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E Comments Due: Exhibit 5 Federal Register version (86 FR 55901)
34-93227
Oct. 1, 2021
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (86 FR 55900)
34-93236
Oct. 1, 2021
SR-ICEEU-2021-018
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 55879)
34-93235
Oct. 1, 2021
SR-ICC-2021-020
Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy Comments Due: Exhibit 5 Federal Register version (86 FR 55888)
34-93187
Sept. 30, 2021
SR-NYSEAMER-2021-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 7.2E Comments Due: Exhibit 5 Federal Register version (86 FR 55069)
