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Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc.

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Date Sort descending	Letter Type	Commenter Name
Sept. 29, 2021	Public Comment	David
Sept. 28, 2021	Public Comment	Ronnie Sherfey, CEO and President, Sherfey Investment Firm LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-575

Release Number

34-93114

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Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc.

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Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc.

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