Comments on OCC Rulemaking

Notice of Filing and Extension of Review Period of Advance Notice Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding the Response to the Commission's Request for Additional information
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding the Commission's Second Request for Additional Information
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding the Response to the Commission's Request for Additional Information
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding the Commission's Request for Additional Information
Public Comment Joseph P. Kamnik, Chief Regulatory Counsel, The Options Clearing Corporation
Public Comment John P. Davidson Chief Executive Officer, OCC and Scot E. Warren Chief Operating Officer, OCC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-OCC-2021-802
Release Number
34-93433
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