Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend Certain FINRA Rules to Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and other Proceedings and Appeals
[Release No. 34-94654; File No. SR-FINRA-2022-009]
Submitted Comments | |
Apr. 22, 2022 | Andrew Robison, Individual Investor |