34-95303
July 18, 2022
SR-NYSEArca-2022-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E (Clearly Erroneous Executions) Comments Due: Exhibit 5 Federal Register version (87 FR 43911)
34-95301
July 18, 2022
SR-NYSE-2022-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions) Comments Due: Exhibit 5 Federal Register version (87 FR 43921)
34-95310
July 18, 2022
SR-PEARL-2022-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2613, Usage of Data Feeds Comments Due: Exhibit 5 Federal Register version (87 FR 43910)
34-95296
July 15, 2022
SR-NYSEAMER-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 952NY Comments Due: Exhibit 5 Federal Register version (87 FR 43590)
34-95294
July 15, 2022
SR-OCC-2022-801
Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: Federal Register version (87 FR 43581)
34-95295
July 15, 2022
SR-CboeEDGX-2022-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 43586)
34-95297
July 15, 2022
SR-NYSEArca-2022-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Non-Substantive Change to Rule 7.31-E(a)(2)(B) Regarding Limit Order Price Protection Comments Due: Exhibit 5 Federal Register version (87 FR 43588)
34-95300
July 15, 2022
SR-NASDAQ-2022-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain NOM Market Maker Non-Penny Discounts in Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (87 FR 43576)
34-95298
July 15, 2022
SR-PEARL-2022-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the Route to Primary Auction Routing Option Under Exchange Rule 2617(b)(5)(B) Comments Due: Exhibit 5 Federal Register version (87 FR 43579)
34-95299
July 15, 2022
SR-MEMX-2022-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Connectivity Fees View Received Comments Exhibit 5 Federal Register version (87 FR 43563)
34-95284
July 14, 2022
SR-FICC-2022-004
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Federal Register version (87 FR 43364)
34-95282
July 14, 2022
SR-DTC-2022-006
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Federal Register version (87 FR 43354)
34-95278
July 14, 2022
SR-NSCC-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for the Securities Financing Transaction Clearing Service Comments Due: Exhibit 5 Federal Register version (87 FR 43349)
34-95283
July 14, 2022
SR-DTC-2022-006
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Federal Register version (87 FR 43354)
34-95286
July 14, 2022
SR-NSCC-2022-009
Notice of Filing of Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge View Received Comments Exhibit 5 Federal Register version (87 FR 43355)
34-95279
July 14, 2022
SR-ICC-2022-010
Notice of Filing of Proposed Rule Change Relating to the Clearing Rules and the End-of-Day Price Discovery Policies and Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 43351)
34-95281
July 14, 2022
SR-FINRA-2022-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: View Received Comments Federal Register version (87 FR 43335)
34-95288
July 14, 2022
SR-CboeBZX-2022-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 43346)
34-95285
July 14, 2022
SR-CboeBYX-2022-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 43338)
34-95280
July 14, 2022
SR-Phlx-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4 Comments Due: Exhibit 5 Federal Register version (87 FR 43343)
34-95287
July 14, 2022
SR-CboeEDGA-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 43341)
34-95272
July 13, 2022
SR-EMERALD-2022-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders, and Exchange Rule 515, Execution of Orders and Quotes, To Permit Pricing of Stock-Option Complex Strategies in any Decimal Price the Exchange Determines Comments Due: Exhibit 5 Federal Register version (87 FR 43065)
34-95269
July 13, 2022
SR-NYSEAMER-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31E Comments Due: Exhibit 5 Federal Register version (87 FR 43072)
34-95268
July 13, 2022
SR-NYSECHX-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: Exhibit 5 Federal Register version (87 FR 43091)
34-95270
July 13, 2022
SR-FINRA-2022-013
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 6730 To Enhance TRACE Reporting Obligations for U.S. Treasury Securities Federal Register version (87 FR 43065)
34-95273
July 13, 2022
SR-NYSEArca-2022-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 43084)
34-95271
July 13, 2022
SR-CBOE-2022-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 43079)
34-95256
July 12, 2022
SR-FICC-2022-005
Notice of Filing of a Proposed Rule Change to Revise the Formula Used to Calculate the VaR Charge for Repo Interest Volatility Comments Due: Exhibit 5 Federal Register version (87 FR 42524)
34-95257
July 12, 2022
SR-CboeBZX-2022-031
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments Federal Register version (87 FR 42530)
34-95259
July 12, 2022
SR-CboeBZX-2022-037
Notice of Filing of a Proposed Rule Change To Amend BZX Rule 11.17, Clearly Erroneous Executions View Received Comments Exhibit 5 Federal Register version (87 FR 42760)
34-95262
July 12, 2022
SR-MRX-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 6 To Add Port Fees View Received Comments Exhibit 5 Federal Register version (87 FR 42780)
34-95263
July 12, 2022
SR-MRX-2022-04
Notice of Withdrawal of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7 To Assess Membership, Port and Market Data Fees View Received Comments Federal Register version (87 FR 42760)
34-95264
July 12, 2022
SR-MRX-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees View Received Comments Exhibit 5 Federal Register version (87 FR 42767)
34-95265
July 12, 2022
SR-MRX-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 7 To Add Fees for Market Data View Received Comments Exhibit 5 Federal Register version (87 FR 42775)
34-95258
July 12, 2022
SR-MIAX-2022-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the Waiver Period for Certain Non-Transaction Fees and To Extend the SPIKES Options Market Maker Incentive Program Until September 30, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 42754)
34-95245
July 11, 2022
SR-NSCC-2022-005
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: Federal Register version (87 FR 42523)
34-95244
July 11, 2022
SR-ICC-2022-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Risk Management Framework and the Risk Management Model Description Comments Due: Exhibit 5 Federal Register version (87 FR 42530)
34-95238
July 11, 2022
SR-ISE-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4A, Section 12 and Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 42515)
34-95242
July 11, 2022
SR-CboeEDGX-2021-049
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce a New Data Product to be Known as the Short Volume Report Comments Due: View Received Comments
34-95239
July 11, 2022
SR-CboeBYX-2021-028
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce a New Data Product to be Known as the Short Volume Report Comments Due: View Received Comments
34-95240
July 11, 2022
SR-BX-2022-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits in Equity 7, Section 118(e) Comments Due: Exhibit 5 Federal Register version (87 FR 42518)
34-95226
July 11, 2022
SR-NASDAQ-2022-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (87 FR 42521)
34-95241
July 11, 2022
SR-CboeEDGA-2021-025
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce a New Data Product to be Known as the Short Volume Report Comments Due: View Received Comments
34-95231
July 8, 2022
SR-DTC-2022-008
Notice of Filing of Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Distributions Guide To Enhance the Tax Event Announcements Feature of the Distributions Service and Make Related Clarifying Changes Comments Due: Exhibit 2 , Exhibit 3 , Exhibit 5 Federal Register version (87 FR 42243)
34-95230
July 8, 2022
SR-CboeBZX-2021-078
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Federal Register version (87 FR 42236)
34-95227
July 8, 2022
SR-MIAX-2022-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: Exhibit 5 Federal Register version (87 FR 42229)
34-95225
July 8, 2022
SR-CBOE-2022-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade FLexible EXchange Index Options With an Index Multiplier of One Comments Due: Exhibit 5 Federal Register version (87 FR 42222)
34-95228
July 8, 2022
SR-CBOE-2022-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.22 To Remove Certain References to the Market-Wide Circuit Breaker Program Comments Due: Exhibit 5 Federal Register version (87 FR 42237)
34-95229
July 8, 2022
SR-C2-2022-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.20 To Remove Certain References to the Market-Wide Circuit Breaker Program Comments Due: Exhibit 5 Federal Register version (87 FR 42226)
34-95208
July 7, 2022
SR-MSRB-2022-05
Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 To Better Align the CUSIP Requirements for Underwriters and Municipal Advisors With Current Market Practices Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 41846)
34-95207
July 7, 2022
SR-LCHSA-2022-004
Notice of Filing of Proposed Rule Change Relating to the Clearing of Markit iTraxx Australia Indices and the Associated Single Name Constituents and Remediation of WWR Margin Instability Comments Due: Exhibit 3 , Exhibit 5a , Exhibit 5b Federal Register version (87 FR 41788)
34-95206
July 7, 2022
SR-NYSENAT-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: Exhibit 5 Federal Register version (87 FR 41791)
34-95215
July 7, 2022
SR-CboeBZX-2022-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 41771)
34-95218
July 7, 2022
SR-CboeBZX-2022-035
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Federal Register version (87 FR 41755)
34-95219
July 7, 2022
SR-Phlx-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's General 3 Membership Rules Comments Due: Exhibit 5 Federal Register version (87 FR 41814)
34-95209
July 7, 2022
SR-NYSE-2022-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: Exhibit 5 Federal Register version (87 FR 41832)
34-95216
July 7, 2022
SR-NASDAQ-2022-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Post-Trade Risk Management Product to Q4 2022 Comments Due: Federal Register version (87 FR 41774)
34-95210
July 7, 2022
SR-PEARL-2022-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 41750)
34-95211
July 7, 2022
SR-MEMX-2022-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 41839)
34-95217
July 7, 2022
SR-BOX-2022-08
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and To Update the Fine Schedule Applicable to Minor Violations of Certain Rules Comments Due: View Received Comments Federal Register version (87 FR 41798)
34-95203
July 6, 2022
SR-CboeEDGX-2022-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 41371)
34-95201
July 6, 2022
SR-NYSEArca-2022-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 41366)
34-95202
July 6, 2022
SR-MEMX-2022-13
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Connectivity Fees Federal Register version (87 FR 41374)
34-95197
July 5, 2022
SR-DTC-2022-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide Comments Due: Exhibit 5 Federal Register version (87 FR 41153)
34-95200
July 5, 2022
SR-ICC-2022-008
Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Liquidity Risk Management Framework Comments Due: Exhibit 5 Federal Register version (87 FR 41149)
34-95196
July 5, 2022
SR-NYSEAMER-2021-43
Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 41153)
34-95196
July 5, 2022
SR-NYSECHX-2021-17
Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 41153)
34-95196
July 5, 2022
SR-NYSE-2021-67
Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 41153)
34-95196
July 5, 2022
SR-NYSENAT-2021-23
Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 41153)
34-95196
July 5, 2022
SR-NYSEArca-2021-97
Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 41153)
34-95188
June 30, 2022
SR-NSCC-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decommission the Insurance Profile Service, Adjust Fees for Insurance Information Exchange Service and Make Certain Other Corrections in the Rules Comments Due: Exhibit 5 Federal Register version (87 FR 40567)
34-95191
June 30, 2022
SR-FINRA-2022-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6120 (Trading Halts) To Conform to Recent Amendments to the SIP Plans and To Make Technical and Clarifying Changes to the Rule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 40571)
34-95190
June 30, 2022
SR-PEARL-2022-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3100, Registration Requirements, Exchange Rule 3103, Continuing Education Requirements, and Exchange Rule 3104, Electronic Filing Requirements for Uniform Forms Comments Due: Federal Register version (87 FR 40560)
34-95177
June 29, 2022
SR-EMERALD-2022-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements for Uniform Forms Comments Due: Federal Register version (87 FR 40324)
34-95175
June 29, 2022
SR-CboeBZX-2021-086
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 40294)
34-95170
June 29, 2022
SR-Phlx-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for Options on a Nasdaq-100 Volatility Index Comments Due: Exhibit 5 Federal Register version (87 FR 40295)
34-95174
June 29, 2022
SR-BOX-2022-19
Notice of Filing of Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 40321)
34-95173
June 28, 2022
SR-BOX-2022-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Multi-Leg Qualified Open Outcry Orders ("QOO Orders") That Are Not Complex Orders To Trade in Penny Increments Regardless of the Minimum Increments Otherwise Applicable to the Individual Legs of the Multi-Leg QOO Order Comments Due: Exhibit 5 Federal Register version (87 FR 39880)
34-95161
June 27, 2022
SR-FINRA-2022-011
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities Federal Register version (87 FR 39575)
34-95165
June 27, 2022
SR-FINRA-2022-017
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6750 Regarding the Publication of Aggregated Transaction Information on U.S. Treasury Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 39573)
34-95164
June 27, 2022
SR-NASDAQ-2022-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees Concerning Enterprise Licenses at Equity 7, Section 123(c) Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 39569)
34-95153
June 24, 2022
SR-NYSEAMER-2022-15
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 7.31-E(h)(3) Relating to Discretionary Pegged Orders View Received Comments Federal Register version (87 FR 39139)
34-95157
June 24, 2022
SR-NYSECHX-2022-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Certain Non-Substantive Clarifying Changes to Article 7, Rule 12 Comments Due: Exhibit 5 Federal Register version (87 FR 39137)
34-95150
June 24, 2022
SR-NYSEARCA-2022-31
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 6.64P-O View Received Comments Federal Register version (87 FR 39141)
34-95154
June 24, 2022
SR-NYSEArca-2022-13
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 7.31-E(h)(3) Relating to Discretionary Pegged Orders View Received Comments Federal Register version (87 FR 39134)
34-95151
June 24, 2022
SR-CBOE-2022-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 To Include Calendar Year 2022 Through December 31, 2022 Comments Due: Federal Register version (87 FR 39142)
34-95155
June 24, 2022
SR-CBOE-2022-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (87 FR 39145)
34-95144
June 23, 2022
SR-FICC-2021-009
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Federal Register version (87 FR 38807)
34-95143
June 23, 2022
SR-DTC-2021-017
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Federal Register version (87 FR 38786)
34-95146
June 23, 2022
SR-NSCC-2021-016
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 38792)
34-95142
June 23, 2022
SR-NYSEArca-2022-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 38786)
34-95139
June 22, 2022
SR-ICC-2022-007
Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts Comments Due: Exhibit 5 Federal Register version (87 FR 38435)
34-95140
June 22, 2022
SR-MIAX-2022-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements for Uniform Forms Comments Due: Federal Register version (87 FR 38438)
34-95133
June 21, 2022
SR-NYSEAMER-2022-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 38201)
34-95135
June 21, 2022
SR-NYSEAMER-2022-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 902NY To Remove an Obsolete Reference Comments Due: Exhibit 5 Federal Register version (87 FR 38225)
34-95130
June 21, 2022
SR-NYSECHX-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. ("ICE") Comments Due: Exhibit 5 Federal Register version (87 FR 38238)
34-95128
June 21, 2022
SR-NYSENAT-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 38226)
34-95129
June 21, 2022
SR-NYSEArca-2022-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 38190)
34-95134
June 21, 2022
SR-NYSE-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 38213)
34-95124
June 17, 2022
SR-CboeBZX-2022-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule To Establish a New NBBO Setter Program Comments Due: Exhibit 5 Federal Register version (87 FR 37894)
