Comments on NSCC Rulemaking

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Revise the Excess Capital Premium Charge

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Date Received
Date Letter Type Commenter Name
Public Comment Brookes Ross, Retail Investor
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 14, 2022, meeting with representatives of Robinhood Securities, LLC
Public Comment William Capuzzi, Chief Executive Officer, Apex Clearing Corporation
Public Comment John S. Markle, VP and Deputy General Counsel, Robinhood
Public Comment National Securities Clearing Corporation
Public Comment Brandon D.
File Number
SR-NSCC-2022-005
Release Number
34-95026
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