34-51906
June 22, 2005
SR-NYSE-2004-05
Notice of Filing of Amendment No. 5 to a Proposed Rule Change Relating to Enhancements to the Exchange's Existing Automatic Execution Facility Pilot (NYSE Direct+) Comments Due: View Received Comments Rel. No. 34-53539 , 34-50667 , 34-50277 , 34-50173 Federal Register version (70 FR 37463)
34-51901
June 22, 2005
SR-ISE-2005-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes for Transactions in Options on the Standard & Poor's Depository Receipts Comments Due: Federal Register version (70 FR 37455)
34-51902
June 22, 2005
SR-ISE-2005-19
Final Supplemental Environmental Impact Statement for the Wyoming Valley Levee Raising Project, Wilkes-Barre, PA Comments Due: Federal Register version (70 FR 41820)
34-51890
June 21, 2005
SR-NASD-00-23
Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendments To Order Audit Trail System Rules Comments Due: View Received Comments Rel. No. 34-52521 Federal Register version (70 FR 36985)
34-51892
June 21, 2005
SR-MSRB-2005-08
Notice of Filing of Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40 Rel. No. 34-52162 Federal Register version (70 FR 37142)
34-51884
June 20, 2005
SR-Amex-2005-038
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index Comments Due: Federal Register version (70 FR 36973)
34-51881
June 20, 2005
SR-BSE-2005-15
Notice of Filing of a Proposed Rule Change Relating to Listing Fees Rel. No. 34-52132 Federal Register version (70 FR 36674)
34-51889
June 20, 2005
SR-CHX-2005-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Submission of Immediate or Cancel CHXpress Orders Comments Due: Federal Register version (70 FR 36979)
34-51885
June 20, 2005
SR-PCX-2005--71
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Complex Orders on the PCX Plus System Rel. No. 34-52060 Federal Register version (70 FR 36995)
34-51882
June 20, 2005
SR-NSCC-2005-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities Comments Due: Federal Register version (70 FR 36992)
34-51880
June 20, 2005
SR-CBOE-2005-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Sales Value Fee Comments Due: Federal Register version (70 FR 36676)
34-51888
June 20, 2005
SR-CBOE-2005-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Hybrid Trading System and Hybrid 2.0 Platform Comments Due: Federal Register version (70 FR 36977)
34-51868
June 17, 2005
SR-Amex-2005-044
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares Comments Due: Federal Register version (70 FR 36672)
34-51869
June 17, 2005
SR-NASD-2005-051
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Create an Enterprise License Fee for the TotalView Entitlement Comments Due: View Received Comments Rel. No. 34-52377 Federal Register version (70 FR 37144)
34-51874
June 17, 2005
SR-NASD-2005-063
Notice of Filing of Proposed Rule Change To Amend NASD Rule 7010(k) Relating to TRACE Transaction Data View Received Comments Rel. No. 34-52183 Federal Register version (70 FR 36681)
34-51872
June 17, 2005
SR-NYSE-2005-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Specialist Marketing and Investor Education Fee for Investment Company Units Comments Due: Federal Register version (70 FR 36683)
34-51865
June 17, 2005
SR-FICC-2005-11
Notice of Filing of Proposed Rule Change to Institute a Netting Process for Fail Deliver and Fail Receive Obligations for Netting Members in Its Government Securities Division Rel. No. 34-52157 Federal Register version (70 FR 36679)
34-51859
June 16, 2005
SR-NASD-2005-068
Notice of Filing of Proposed Rule Change Regarding a New Order Type for the Pre-Market Trading Session Rel. No. 34-52133 Federal Register version (70 FR 36428)
34-51860
June 16, 2005
SR-NASD-2005-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program Comments Due: Federal Register version (70 FR 36427)
34-51861
June 16, 2005
SR-OCC-2005-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options Comments Due: Federal Register version (70 FR 36993)
34-51863
June 16, 2005
SR-NYSE-2005-02
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amendments to Exchange Rule 607 Comments Due: View Received Comments Rel. No. 34-52822 Federal Register version (70 FR 36451)
34-51858
June 16, 2005
SR-ISE-2005-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (70 FR 36218)
34-51854
June 15, 2005
SR-NASD-2005-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Market Center Rules for Trade Reporting of Exchange-Listed Securities Comments Due: Federal Register version (70 FR 36220)
34-51855
June 15, 2005
SR-NASD-2004-013
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Amend NASD Arbitration Rules for Mediation Proceedings Comments Due: Rel. No. 34-52705 Federal Register version (70 FR 36440)
34-51856
June 15, 2005
SR-NASD-2003-158
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To Amend NASD Arbitration Rules for Customer Disputes Comments Due: View Received Comments Rel. No. 34-55158 Federal Register version (70 FR 36442)
34-51857
June 15, 2005
SR-NASD-2004-011
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, and 4 Thereto to Amend NASD Arbitration Rules for Industry Disputes Comments Due: View Received Comments Rel. No. 34-55158 Federal Register version (70 FR 36430)
34-51853
June 15, 2005
SR-Phlx-2005-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing an Electronic, Auditable Means of Receiving Orders and Cancels to Those Orders Comments Due: Federal Register version (70 FR 36222)
34-51840
June 14, 2005
SR-Amex-2005-042
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm) Comments Due: Federal Register version (70 FR 35468)
34-51851
June 14, 2005
SR-NASD-2005-060
Notice of Filing of Proposed Rule Change to Create the ModelView Entitlement Rel. No. 34-52112 Federal Register version (70 FR 35752)
34-51838
June 14, 2005
SR-Phlx-2005-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Impose a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap Comments Due: Federal Register version (70 FR 35490)
34-51834
June 13, 2005
SR-Amex-2005-026
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks To Be Disseminated by Amex Specialists Before 9:30 a.m. Comments Due: Rel. No. 34-52244 Federal Register version (70 FR 35466)
34-51825
June 13, 2005
SR-NASD-2005-070
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rescinding the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration Comments Due: Federal Register version (70 FR 35482)
34-51836
June 13, 2005
SR-NASD-2005-059
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7090 To Modify the Annual Listing and Administrative Fees Comments Due: View Received Comments Rel. No. 34-52517 Federal Register version (70 FR 35753)
34-51837
June 13, 2005
SR-NASD-2005-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify the Text of NASD Trade Reporting Rules to Reflect the Implementation of SR-NASD-2003-159 Comments Due: Federal Register version (70 FR 35747)
34-51835
June 13, 2005
SR-ISE-2004-16
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process Comments Due: Rel. No. 34-52331 Federal Register version (70 FR 35479)
34-51828
June 13, 2005
SR-CBOE-2005-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Fee Cap for Options Merger Spread Transactions Comments Due: Federal Register version (70 FR 35475)
34-51830
June 13, 2005
SR-CBOE-2005-26
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Terms of Index Option Contracts Listed on the Exchange Comments Due: Federal Register version (70 FR 35473)
34-51820
June 10, 2005
SR-Phlx-2005-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority Comments Due: Federal Register version (70 FR 35759)
34-51818
June 10, 2005
SR-ISE-2005-18
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Preferencing of Orders to Exchange Market Makers Comments Due: View Received Comments Federal Register version (70 FR 35146)
34-51824
June 10, 2005
SR-CBOE-2005-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Designated Primary Market-Maker Participation Entitlement for Orders Specifying a Preferred DPM Comments Due: Federal Register version (70 FR 35476)
34-51812
June 9, 2005
SR-Amex-2005-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis Comments Due: Federal Register version (70 FR 35140)
34-51815
June 9, 2005
SR-Amex-2005-55
Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis Rel. No. 34-52061 Federal Register version (70 FR 35142)
34-51810
June 9, 2005
SR-NASD-2005-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Multiple Market Participant Identifiers Comments Due: Federal Register version (70 FR 34803)
34-51816
June 9, 2005
SR-Phlx-2005-23
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Retroactive Amendment of Exchange Rule 640(a) Pertaining to the Continuing Education Regulatory Element Requirement Comments Due: Federal Register version (70 FR 35756)
34-51805
June 8, 2005
SR-NSX-2005-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Liquidity Provider Rebate and Fee Program Comments Due: Federal Register version (70 FR 34805)
34-51800
June 8, 2005
SR-CHX-2005-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (70 FR 34802)
34-51795
June 7, 2005
SR-PCX-2005-67
Notice of Filing of Proposed Rule Change Relating to Exchange Fees and Charges Rel. No. 34-52083 Federal Register version (70 FR 34511)
34-51786
June 6, 2005
SR-NASD-2005-064
Notice of Filing of Proposed Rule Change Relating to the Publication of Any Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015 Comments Due: View Received Comments Rel. No. 34-52692 Federal Register version (70 FR 34170)
34-51787
June 6, 2005
SR-PCX-2005-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges Comments Due: Federal Register version (70 FR 34174)
34-51788
June 6, 2005
SR-PCX-2005-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Correct a Typographical Error in Its Schedule of Fees and Charges Comments Due: Federal Register version (70 FR 34173)
34-51791
June 6, 2005
SR-PCX-2005-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of a Third Party to Maintain a Member's Books and Records Comments Due: Federal Register version (70 FR 34513)
34-51789
June 6, 2005
SR-FICC-2005-09
Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities Rel. No. 34-521249 Federal Register version (70 FR 34169)
34-51778
June 2, 2005
SR-BSE-2005-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (70 FR 33562)
34-51776
June 2, 2005
SR-CHX-2005-11
Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders Comments Due: Federal Register version (70 FR 33567)
34-51775
June 2, 2005
SR-ISE-2005-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (70 FR 33569)
34-51770
May 31, 2005
SR-Amex-2005-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (70 FR 33226)
34-51765
May 31, 2005
SR-NSX-2005-02
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX's Board of Directors and Committees Rel. No. 34-52007 Federal Register version (70 FR 33238)
34-51763
May 31, 2005
SR-CHX-2005-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (70 FR 33230)
34-51768
May 31, 2005
SR-Phlx-2005-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (70 FR 33250)
34-51767
May 31, 2005
SR-PCX-2005-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (70 FR 33244)
34-51769
May 31, 2005
SR-ISE-2005-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (70 FR 33232)
34-51771
May 31, 2005
SR-CBOE-2005-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (70 FR 33228)
34-51756
May 27, 2005
SR-NASD-2005-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility Comments Due: Federal Register version (70 FR 33236)
34-51757
May 27, 2005
SR-NASD-2005-037
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain Fees for Connecting to the Nasdaq Market Center and Nasdaq's Brut Facility for Non-Members Comments Due: Federal Register version (70 FR 33234)
34-51751
May 27, 2005
SR-PCX-2005-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to OTP Holders and OTP Firms Borrowing From or Lending to Their Customers Comments Due: Federal Register version (70 FR 33248)
34-51752
May 27, 2005
SR-PCX-2005-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to ETP Holders Borrowing from or Lending to Their Customers Comments Due: Federal Register version (70 FR 33245)
34-51755
May 27, 2005
4-208
Intermarket Trading System; Notice of Filing of the Twenty First Amendment to the ITS Plan Relating to the Recognition of the Automatic Generation of Outgoing ITS Commitments Comments Due: Federal Register version (70 FR 32853)
34-51747
May 26, 2005
SR-NYSE-2005-26
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Closing Time of Crossing Session II and to Amend its Crossing Sessions III and IV to Eliminate the Share Size Restriction and the Process by Which an Order is Executed if There is No Execution Prior to 4 p.m. Comments Due: Rel. No. 34-52026 Federal Register version (70 FR 33571)
34-51746
May 26, 2005
SR-CBOE-2005-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Remote Market-Maker Transaction Fees Comments Due: Federal Register version (70 FR 32855)
34-51749
May 26, 2005
SR-CBOE-2005-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in Options on the Russell 2000 Index Comments Due: Federal Register version (70 FR 34510)
34-51742
May 25, 2005
SR-NASD-2005-030
Notice for Securities Industry Registration ("Form U5") Comments Due: View Received Comments Rel. No. 34-52544 Federal Register version (70 FR 48802)
34-51740
May 25, 2005
SR-PCX-2005-64
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Market Maker Risk Limitation Mechanism Comments Due: Federal Register version (70 FR 32686)
34-51744
May 25, 2005
SR-NYSE-2005-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretation of Exchange Rules Comments Due: Federal Register version (70 FR 32391)
34-51732
May 24, 2005
SR-OC-2005-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to EFP Transaction Reporting Procedures Comments Due: Federal Register version (70 FR 32685)
34-51734
May 24, 2005
SR-BSE-2005-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Membership Dues Fee Comments Due: Federal Register version (70 FR 32854)
34-51735
May 24, 2005
SR-NASD-2004-165
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to NASD Rule 2790 View Received Comments Rel. No. 34-52209A , Rel. No. 34-52209 Federal Register version (70 FR 31554)
34-51731
May 24, 2005
SR-Phlx-2005-02
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Volume Weighted Average Price Crosses Rel. No. 34-51996 Federal Register version (70 FR 32692)
34-51727
May 24, 2005
SR-PCX-2005-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 32690)
34-51728
May 24, 2005
SR-PCX-2005-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Delay of Implementation Date of Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 32689)
34-51729
May 24, 2005
SR-NYSE-2004-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Member Organization Increases in Arbitration Filing Fees and Member Organization Surcharges in Arbitration Claims Filed by Customers Comments Due: Federal Register version (70 FR 30986)
34-51737
May 24, 2005
SR-MSRB-2005-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses Comments Due: Federal Register version (70 FR 31552)
34-51722
May 20, 2005
SR-NASD-2004-009
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the National Association of Securities Dealers, Inc. To Modify Nasdaq's Clearly Erroneous Rule Rel. No. 34-52141 Federal Register version (70 FR 30508)
34-51723
May 20, 2005
SR-PCX-2005-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Making Certain Administrative Changes to the PCX Rules Comments Due: Federal Register version (70 FR 30988)
34-51718
May 19, 2005
SR-Phlx-2004-65
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Backup Trading Arrangements Rel. No. 34-51926 , Exhibits 3.A and 3.B Federal Register version (70 FR 30171)
34-51720
May 19, 2005
SR-CBOE-2005-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increased Class Quoting Limits in AAPL, GOOG, MNX, QQQQ Comments Due: Federal Register version (70 FR 30164)
34-51706
May 18, 2005
SR-NYSE-2005-27
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Listing of PIESSM Comments Due: Federal Register version (70 FR 30166)
34-51704
May 18, 2005
SR-CBOE-2005-29
Notice of Filing of a Proposed Rule Change Relating to the Composition of the Exchange's Modified Trading System Appointments Committee Rel. No. 34-51993 Federal Register version (70 FR 30156)
34-51705
May 18, 2005
SR-CBOE-2005-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Eliminating the Remote Market-Maker Inactivity Fee Comments Due: Federal Register version (70 FR 30158)
34-51696
May 13, 2005
SR-PCX-2005-50
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to a Pilot Rule Extension of a Waiver of California Arbitrator Disclosure Standards Comments Due: Federal Register version (70 FR 29371)
34-51695
May 13, 2005
SR-NYSE-2005-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Reduction of Transaction Fees for Exchange-Listed Exchange Traded Funds Comments Due: Federal Register version (70 FR 29546)
34-51689
May 12, 2005
SR-Amex-2005-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 28965)
34-51690
May 12, 2005
SR-Amex-2005-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 28967)
34-51688
May 12, 2005
SR-NASD-2005-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation Date of Revisions to the Series 4 Examination Program Comments Due: Federal Register version (70 FR 28970)
34-51693
May 12, 2005
SR-NASD-2005-052
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Honorarium for Arbitrators Deciding Discovery-Related Motions Comments Due: View Received Comments Rel. No. 34-51031 Federal Register version (70 FR 28972)
34-51687
May 12, 2005
SR-CBOE-2005-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Waiver of May 2005 Member Dues for CBOE Market-Makers Comments Due: Federal Register version (70 FR 28968)
34-51681
May 11, 2005
SR-Amex-2005-28
Notice Requirements Applicable to Amex Listed Issuers Comments Due: Rel. No. 34-51898 Federal Register version (70 FR 28325)
34-51685
May 11, 2005
SR-Amex-2005-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs Comments Due: Federal Register version (70 FR 28587)
34-51683
May 11, 2005
SR-NASD-2005-039
Notice of Filing of Proposed Rule Change To Incorporate the Brut System Book Feed Into the TotalView Entitlement Comments Due: Rel. No. 34-51862 Federal Register version (70 FR 28345)
34-51684
May 11, 2005
SR-CBOE-2005-24
Notice of Filing of Proposed Rule Change Relating to the Assignment of RAES Orders to Logged-In Market-Makers Participating on RAES Comments Due: Rel. No. 34-51992 Federal Register version (70 FR 28588)
34-51680
May 10, 2005
SR-CBOE-2004-87
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs Comments Due: Rel. No. 34-51822 Federal Register version (70 FR 28326)
