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Release Number	SEC Issue Date	File Number	Details
34-40889	Jan. 6, 1999	SR-MBSCC-98-04	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing Federal Register version (64 FR 2691)
34-40847	Dec. 28, 1998	SR-NYSE-98-32	Notice of Extension of the Comment Period for the Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval or Stock Option Plans See Also - Rel. No. 34-41479, Rel. No. 34-40679 Federal Register version (64 FR 561)
34-40826	Dec. 22, 1998	SR-NASD-98-80	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Issuance of Temporary Cease and Desist Orders Federal Register version (63 FR 71984)
34-40745	Dec. 3, 1998	SR-NASD-09-75	Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Requiring Certain NASD Member Firms To Participate in the Integrated, Industry- Wide, Year 2000 Tests Federal Register version (63 FR 68324)
34-40696	Nov. 20, 1998	SR-DTC-98-18	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Validation Testing Federal Register version (63 FR 65829)
34-40688	Nov. 18, 1998	SR-NYSE-97-31	Notice of Filing of Amendment No. 2 to Proposed Rule Change by the New York Stock Exchange, Inc. To Amend Its Rule 500 Relating to Voluntary Delistings by Listed Companies See Also - Rel. No. 34-39394 Federal Register version (63 FR 65626)
34-40679	Nov. 13, 1998	SR-NYSE-98-32	Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval of Stock Option Plans See Also - Rel. No. 34-41479, Rel. No. 34-40847 Federal Register version (63 FR 64304)
34-40627	Nov. 2, 1998	SR-NASD-97-89	Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Bond Mutual Fund Volatility Ratings File Nos.: SR-NASD-97-89, SR-NASD-97-89, Amendment No. 1 Federal Register version (63 FR 60431)
34-40597	Oct. 23, 1998	SR-NYSE-98-37	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the New York Stock Exchange, Inc., Relating to the Trading of the Ordinary Shares of DaimlerChrysler AG Federal Register version (63 FR 58435)
34-40592	Oct. 22, 1998	SR-NASD-98-77	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Central Registration Depository Fees
34-40511	Sept. 30, 1998	SR-NASD-97-61	Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 by the National Association of Securities Dealers, Inc., Relating to the Application of NASD's Mark-up Policy to Transactions In Government And Other Debt Securities View Received Comments Federal Register version (63 FR 54169)
34-40485	Sept. 25, 1998	SR-NASD-98-26	Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change by the National Association of Securities Dealers, Inc. to Institute, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for Nasdaq National Market Securities View Received Comments See Also - 34-40140, 34-39936, 34-39819 Federal Register version (63 FR 52780)
34-40479	Sept. 24, 1998	SR-NYSE-98-28	Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. Relating to Arbitration Rules Federal Register version (63 FR 52782)
34-40443	Sept. 16, 1998	SR-NASD-98-67	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC See Also - Rel. No. 34-40622 Federal Register version (63 FR 51108)
34-40426	Sept. 10, 1998	SR-Amex-98-32	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange, Inc. Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. See Also - Rel. No. 34-40622 Federal Register version (63 FR 49766)
34-40354	Aug. 24, 1998	SR-NASD-98-54	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Public and Non-member Access to Nasdaq's SelectNet and SOES Systems through a Member Firm's Own System Federal Register version (63 FR 46264)
34-40345	Aug. 19, 1998	SR-Amex-98-19	Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change by the American Stock Exchange, Inc. Relating to Solicitation of Options Transactions Federal Register version (63 FR 45541)
34-40339	Aug. 19, 1998	SR-NASD-98-56	Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Amendment to Composition of NASD Board To Include Members of New Amex LLC and for Other Purposes See Also - Rel. No. 34-40622, Rel. No. 34-40615 Federal Register version (63 FR 45547)
34-40146	June 30, 1998	SR-NYSE-98-10	Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., and Amendment No. 1 Thereto, To Amend Exchange Rule 115 Regarding Disclosure of Specialists' Orders Federal Register version (63 FR 36985)
34-40139	June 26, 1998	SR-NASD-97-26	Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to an Extension of the Pilot for the NASD's Rule Permitting Market Makers To Display Their Actual Quotation Size See Also - Rel. No. 34-39760 Federal Register version (63 FR 36466)
34-40140	June 26, 1998	SR-NASD-98-26	Notice of Filing and Order Granting Accelerated Partial Approval to Amendment No. 4 to Proposed Rule Change by the National Association of Securities Dealers, Inc. to Institute, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for Nasdaq National Market Securities View Received Comments See Also - Rel. Nos. 34-40485, 34-39936, 34-39819 Federal Register version (63 FR 36464)
34-40005	May 19, 1998	SR-NASD-98-18	Notice of Extension of Comment Period for Proposal Relating to Qualified Immunity in Arbitration Proceedings for Statements Made on Forms U-4 and U-5 See Also - Rel. No. 34-39892 Federal Register version (63 FR 30816)
34-39964	May 6, 1998	SR-Phlx-98-09	Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Revise Exchange Rule 1101A Relating To Index Options Strike Price Intervals Federal Register version (63 FR 26667)
34-39936	April 30, 1998	SR-NASD-98-26	Notice of Filing and Order Granting Accelerated Partial Approval to Amendment No. 3 to Proposed Rule Changes by the National Association of Securities Dealers, Inc. to Institute, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for Nasdaq National Market Securities View Received Comments See Also - Rel. Nos. 34-40485, 34-40140, 34-39819 Federal Register version (63 FR 25253)
34-39892	April 21, 1998	SR-NASD-98-18	Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Qualified Immunity in Arbitration Proceedings for Statements Made on Forms U-4 and U-5 See Also - Rel. No. 34-40005 Federal Register version (63 FR 23321)
34-39831	April 6, 1998	SR-NASD-98-20	Notice of Filing of Proposed Rule Change Relating to Permitting Qualified Vendors to Provide Confirmation and Affirmation Services to Institutional Customers Federal Register version (63 FR 18057)
34-39830	April 6, 1998	SR-NYSE-98-07	Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., Consisting of Amendments to Its Rule Regarding COD Orders Federal Register version (63 FR 18060)
34-39833	April 6, 1998	SR-MSRB-98-06	Notice of Filing of Proposed Rule Change Relating to Rule G- 15(d)(ii) Concerning Automated Confirmation/Acknowledgment of Customer Transactions Federal Register version (63 FR 18055)
34-39819	March 30, 1998	SR-NASD-98-26	Notice of Filing and Order Granting Accelerated Partial Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. To Implement, on a Pilot Basis, New Primary Nasdaq Market Maker Standards for all Nasdaq National Market Securities and To Extend the Short Sale Rule Pilot View Received Comments See Also - Rel. Nos. 34-40485, 34-40140, 34-39936 Federal Register version (63 FR 16841)
34-39794	March 25, 1998	SR-NASD-98-17	Notice of Extension of the Comment Period for the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to an Integrated Order Delivery and Execution System View Received Comments See Also - Rel. No.s 34-41296, Rel. No. 34-39718 Federal Register version (63 FR 15471)
34-39799	March 25, 1998	SR-NASD-97-26	Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to an Extension of the Pilot for the NASD's Rule Permitting Market Makers To Display Their Actual Quotation Size See Also - Rel. No. 34-40139 Federal Register version (63 FR 15467)
34-39774	March 19, 1998	SR-NYSE-98-05	Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material Federal Register version (63 FR 14745)
34-39760	March 16, 1998	SR-NASD-98-21	Notice of Proposed Rule Change by the National Association of Securities Dealer, Inc., Relating to an Expansion of the NASD's Rule Permitting Market Makers To Display Their Actual Quotation Size View Received Comments See Also - Rel. No. 34-40211 Federal Register version (63 FR 13894)
34-39718	March 4, 1998	SR-NASD-98-17	Notice of Filing of Amendment No. 1 to a Proposed Rule Change by National Association of Securities Dealers, Inc., Relating to an Integrated Order Delivery and Execution System View Received Comments See Also - Rel. No.s 34-41296, 34-39794 Federal Register version (63 FR 12124)
34-39672	Feb. 17, 1998	SR-NYSE-98-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc., Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material Federal Register version (63 FR 9275)
34-39421	Dec. 10, 1997	SR-NASD-97-77	Self-Regulatory Commission Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Arbitration of Employment Discrimination Claims Federal Register version (62 FR 66164)
34-39394	Dec. 3, 1997	SR-NYSE-97-31	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend Its Rule 500 Relating to Voluntary Delistings by Listed Companies See Also - Rel. No. 34-40688 Federal Register version (62 FR 65116)
34-39371	Nov. 26, 1997	SR-NASD-97-47	Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Punitive Damages in Arbitration Federal Register version (62 FR 64428)
34-39110	Sept. 22, 1997	SR-NSCC-97-07	Notice of a Proposed Rule Change Relating to Changes in Membership Standards *Comments Due:* 21 days after publication in the Federal Register Federal Register version (62 FR 50978)
34-38545	April 24, 1997	SR-NASD-97-28	Notice of Filing of a Proposed Rule Change by the National Association of Securities Dealers, Inc. ("NASD') to Proposed Changes in the By-Laws of the NASD, NASD Regulation, Inc., The Nasdaq Stock Market, Inc., the Plan of Allocation and Delegation of Functions by the NASD to Subsidiaries, Membership Application Procedures, Disciplinary Proceedings, Other Proceedings, and Other Conforming Changes Federal Register version (62 FR 25226)
34-37809	Oct. 10, 1996	SR-NYSE-96-29	Notice of Filing of Proposed Rule Change Relating to Stock Distributions Federal Register version (61 FR 54476)
34-37800	Oct. 9, 1996	SR-DTC-96-15	Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures To Establish a Direct Registration System See Also - Rel. No. 34-37778 Federal Register version (61 FR 54473)
34-37778	Oct. 3, 1996	SR-DTC-96-15	Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System See Also - Rel. No. 34-37800
34-36980	March 15, 1996	SR-NASD-95-63	Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Regulating the Conduct of Broker/Dealers Operating on the Premises of a Financial Institution Federal Register version (61 FR 11913)
34-36720	Jan. 16, 1996	SR-NASD-95-42	Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to NAqcess System and Accompanying Rules of Fair Practice *Comments Due:* January 26, 1996 Federal Register version (61 FR 1655)
34-36548	Dec. 1, 1995	SR-NASD-95-42	Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to NAqcess System and Accompanying Rules of Fair Practice Federal Register version (60 FR 63092)