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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions

(Release No. 34-53598; File No. SR-NASD-2005-080)

May 11, 2006 Michael J. Holliday, Chair, Committee on Securities Regulation, New York State Bar Association
May 3, 2006 Daniel S. Sternberg, Committee Chair, Special Committee on Mergers, Acquisitions and Corporate Control Contests, The Association of the Bar of the City of New York
May 2, 2006 Marjorie Bowen, Managing Director, National Co-Director of Fairness Opinion Practice, Houlihan Lokey Howard & Zukin Capital, Inc.
May 2, 2006 John Faulkner, Chair, Capital Markets Committee, Securities Industry Association
May 1, 2006 Ann Yerger, Executive Director, Council of Institutional Investors,
May 1, 2006 Gilbert E. Matthews, CFA, Chairman, Sutter Securities Incorporated
May 1, 2006 Donna M. Hitscherich, Faculty Columbia University Graduate School of Business, New York, New York
May 1, 2006 Michael W. Kane, Ph.D., J.D., President and CEO, Kane & Company, Inc.

Modified: 05/15/2006