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Comments on NASD Rulemaking
Notice of Filing
of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule
2290 Regarding Fairness Opinions
(Release No. 34-53598; File No. SR-NASD-2005-080)
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May 11, 2006 |
Michael J. Holliday, Chair, Committee on Securities Regulation, New York State Bar Association |
May 3, 2006 |
Daniel S. Sternberg, Committee Chair, Special Committee on Mergers, Acquisitions and Corporate Control Contests, The Association of the Bar of the City of New York |
May 2, 2006 |
Marjorie Bowen, Managing Director, National Co-Director of Fairness Opinion Practice, Houlihan Lokey Howard & Zukin Capital, Inc. |
May 2, 2006 |
John Faulkner, Chair, Capital Markets Committee, Securities Industry Association |
May 1, 2006 |
Ann Yerger, Executive Director, Council of Institutional Investors, |
May 1, 2006 |
Gilbert E. Matthews, CFA, Chairman, Sutter Securities Incorporated |
May 1, 2006 |
Donna M. Hitscherich, Faculty Columbia University Graduate School of Business, New York, New York |
May 1, 2006 |
Michael W. Kane, Ph.D., J.D., President and CEO, Kane & Company, Inc. |
http://www.sec.gov/comments/sr-nasd-2005-080/nasd2005080.shtml
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