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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions

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Date Sort descending	Letter Type	Commenter Name
May 11, 2006	Public Comment	Michael J. Holliday, Chair, Committee on Securities Regulation, New York State Bar Association
May 3, 2006	Public Comment	Daniel S. Sternberg, Committee Chair, Special Committee on Mergers, Acquisitions and Corporate Control Contests, The Association of the Bar of the City of New York
May 2, 2006	Public Comment	John Faulkner, Chair, Capital Markets Committee, Securities Industry Association
May 2, 2006	Public Comment	Marjorie Bowen, Managing Director, National Co-Director of Fairness Opinion Practice, Houlihan Lokey Howard & Zukin Capital, Inc.
May 1, 2006	Public Comment	Ann Yerger, Executive Director, Council of Institutional Investors,
May 1, 2006	Public Comment	Donna M. Hitscherich, Faculty Columbia University Graduate School of Business, New York, New York
May 1, 2006	Public Comment	Gilbert E. Matthews, CFA, Chairman, Sutter Securities Incorporated
May 1, 2006	Public Comment	Michael W. Kane, Ph.D., J.D., President and CEO, Kane & Company, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2005-080

Release Number

34-53598

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