34-55174
Jan. 25, 2007
SR-CBOE-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot Comments Due: Federal Register version (72 FR 4550)
34-55176
Jan. 25, 2007
SR-CBOE-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 4741)
34-55163
Jan. 24, 2007
SR-Amex-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 4547)
34-55164
Jan. 24, 2007
SR-FICC-2006-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure Comments Due: Federal Register version (72 FR 4751)
34-55144
Jan. 22, 2007
SR-ISE-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change Comments Due: Federal Register version (72 FR 3890)
34-55145
Jan. 22, 2007
S7-966
Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-55532 Federal Register version (72 FR 3882)
34-55139
Jan. 19, 2007
SR-BSE-2007-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange Comments Due: Federal Register version (72 FR 3448)
34-55141
Jan. 19, 2007
SR-NYSEArca-2006-55
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration Comments Due: Federal Register version (72 FR 3897)
34-55142
Jan. 19, 2007
SR-NYSEArca-2006-54
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration Comments Due: Federal Register version (72 FR 3898)
34-55130
Jan. 19, 2007
SR-NASDAQ-2006-067
Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service Comments Due: Rel. No. 34-55388 Federal Register version (72 FR 3892)
34-55131
Jan. 19, 2007
SR-NASDAQ-2006-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees Comments Due: Federal Register version (72 FR 3891)
34-55135
Jan. 19, 2007
SR-NASDAQ-2006-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 Comments Due: Federal Register version (72 FR 3893)
34-55137
Jan. 19, 2007
SR-NASDAQ-2006-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 3452)
34-55140
Jan. 19, 2007
SR-ISE-2006-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) Comments Due: Federal Register version (72 FR 3888)
34-55122
Jan. 18, 2007
SR-Amex-2006-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees Comments Due: Federal Register version (72 FR 3447)
34-55127
Jan. 18, 2007
SR-NASD-2003-168
Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Release of Information Through NASD's BrokerCheck Comments Due: View Received Comments Rel. No. 34-54053 , Rel. No. 34-51915 Federal Register version (72 FR 3455)
34-55128
Jan. 18, 2007
SR-NASD-2006-074
Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities Comments Due: View Received Comments Rel. No. 34-55878 Federal Register version (72 FR 3453)
34-55129
Jan. 18, 2007
SR-NASD-2006-137
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility Comments Due: Federal Register version (72 FR 3894)
34-55121
Jan. 18, 2007
SR-Phlx-2006-31
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, Relating to Limit Orders Submitted by Streaming Quote Traders Comments Due: Rel. No. 34-55375 Federal Register version (72 FR 3186)
34-55126
Jan. 18, 2007
SR-Phlx-2007-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options Comments Due: Federal Register version (72 FR 3900)
34-55125
Jan. 18, 2007
SR-NYSEArca-2006-87
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 3462)
34-55119
Jan. 18, 2007
SR-NASDAQ-2006-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Application of Membership Fees Comments Due: Federal Register version (72 FR 3178)
34-55113
Jan. 17, 2007
SR-NYSE-2006-101
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments Due: Federal Register version (72 FR 3179)
34-55110
Jan. 16, 2007
SR-Amex-2006-86
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund Comments Due: Rel. No. 34-55292 Federal Register version (72 FR 3171)
34-55109
Jan. 16, 2007
SR-NYSEArca-2007-05
Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. Comments Due: Rel. No. 34-55294 Federal Register version (72 FR 2578)
34-55096
Jan. 12, 2007
SR-Amex-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers Comments Due: Federal Register version (72 FR 2563)
34-55101
Jan. 12, 2007
SR-NASD-2007-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS Comments Due: View Received Comments Federal Register version (72 FR 2568)
34-55103
Jan. 12, 2007
SR-CHX-2006-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (72 FR 2913)
34-55099
Jan. 12, 2007
SR-NYSEArca-2006-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (72 FR 2720)
34-55102
Jan. 12, 2007
SR-NYSEArca-2006-63
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares Lehman Bond Funds Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 2916)
34-55098
Jan. 12, 2007
SR-DTC-2006-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service Comments Due: Federal Register version (72 FR 2566)
34-55088
Jan. 11, 2007
SR-NASD-2007-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules Comments Due: Federal Register version (72 FR 2573)
34-55085
Jan. 11, 2007
SR-NYSEArca-2006-37
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade the StreetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 2717)
34-55089
Jan. 11, 2007
SR-ISE-2006-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 2567)
34-55078
Jan. 10, 2007
SR-NASD-2006-136
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Grammatical Corrections to Rule 10308 Comments Due: Federal Register version (72 FR 2055)
34-55083
Jan. 10, 2007
SR-NYSEArca-2006-39
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 2322)
34-55084
Jan. 10, 2007
SR-NYSE-2006-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 13 (Definitions of Orders) Comments Due: Federal Register version (72 FR 2320)
34-55082
Jan. 10, 2007
SR-NSCC-2006-18
Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members Comments Due: Rel. No. 34-55259 Federal Register version (72 FR 2319)
34-55081
Jan. 10, 2007
SR-CBOE-2007-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rule Pertaining to Accommodation Liquidations (Cabinet Trades) Comments Due: Federal Register version (72 FR 2317)
34-55068
Jan. 9, 2007
SR-Amex-2006-17
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions Comments Due: Rel. No. 34-55875 , Rel. No. 34-55719 Federal Register version (72 FR 2044)
34-55070
Jan. 9, 2007
SR-CHX-2006-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (72 FR 2049)
34-55071
Jan. 9, 2007
SR-Phlx-2006-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt an Appeal Fee Comments Due: Federal Register version (72 FR 2078)
34-55069
Jan. 9, 2007
SR-NYSE-2006-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization "Facilitating" a Customer Order of at Least 10,000 Shares Comments Due: Federal Register version (72 FR 2577)
34-55072
Jan. 9, 2007
SR-NYSE-2006-78
Notice of Filing of Proposed Rule Changes To Amend NYSE Rules 472 and 344, and NASD Rules 1050 and 2711 Relating to Research Analyst Conflicts of Interest File Nos.: Comments Due: View Received Comments Federal Register version (72 FR 2058)
34-55061
Jan. 8, 2007
SR-NASDAQ-2006-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule Comments Due: View Received Comments Rel. No. 34-55061A Federal Register version (72 FR 2052)
34-55060
Jan. 8, 2007
SR-ISE-2006-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Special Order Fees Comments Due: Federal Register version (72 FR 2050)
34-55058
Jan. 8, 2007
SR-DTC-2006-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service Comments Due: Federal Register version (72 FR 1793)
34-55057
Jan. 8, 2007
4-529
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association of Securities Comments Due: Release No. 34-55367 Federal Register version (72 FR 2040)
34-55045
Jan. 5, 2007
SR-Amex-2007-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes Comments Due: Federal Register version (72 FR 1783)
34-55048
Jan. 5, 2007
SR-Amex-2006-119
Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage Comments Due: Rel. No. 34-55138 Federal Register version (72 FR 1784)
34-55050
Jan. 5, 2007
SR-BSE-2006-03
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period Comments Due: Rel. No. 34-55415 Federal Register version (72 FR 1786)
34-55044
Jan. 5, 2007
SR-Phlx-2006-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Benchmark and Qualified Contingent Trades in Nasdaq Securities Before the Trading Phase Date of Regulation NMS Comments Due: Federal Register version (72 FR 1361)
34-55047
Jan. 5, 2007
SR-OCC-2006-21
Notice of Filing of a Proposed Rule Change Relating to Membership Requirements Comments Due: Rel. No. 34-55686 , Rel. No. 34-55686 Federal Register version (72 FR 1571)
34-55051
Jan. 5, 2007
SR-NYSEArca-2007-01
Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade Comments Due: Rel. No. 34-55138 Federal Register version (72 FR 1796)
34-55053
Jan. 5, 2007
SR-NYSEArca-2006-38
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares S&P Global Index Funds and iShares MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 1794)
34-55041
Jan. 4, 2007
SR-NSX-2006-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed Through NSX BLADESM Comments Due: Federal Register version (72 FR 1356)
34-55042
Jan. 4, 2007
SR-NASDAQ-2006-055
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Amended by Amendment No. 1 To Temporarily Adjust Tier Volume Limits Comments Due: Federal Register version (72 FR 1569)
34-55040
Jan. 3, 2007
SR-Amex-2007-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index Comments Due: Federal Register version (72 FR 1348)
34-55028
Dec. 29, 2006
SR-Phlx-2006-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain License Fees Comments Due: Federal Register version (72 FR 1359)
34-55032
Dec. 29, 2006
SR-NYSEArca-2006-36
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the streetTRACKS Dow Jones STOXX 50 Fund and the streetTRACKS Dow Jones EURO STOXX 50 Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 1042)
34-55033
Dec. 29, 2006
SR-NYSEArca-2006-75
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Trading Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 1253)
34-55026
Dec. 29, 2006
SR-NYSE-2006-120
Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V. Comments Due: View Received Comments Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J , Exhibit 5K , Exhibit 5L , and Exhibit 5M , Rel. No. 34-55293 Federal Register version (72 FR 814)
34-55034
Dec. 29, 2006
SR-CBOE-2006-112
Notice of Filing of Proposed Rule Change Relating to Its Non-option Security Trading Rules Comments Due: Federal Register version (72 FR 1350)
34-55016
Dec. 28, 2006
SR-SCCP-2006-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Trade Processing of Equity Securities in Connection With XLE Comments Due: Federal Register version (72 FR 832)
34-55018
Dec. 28, 2006
SR-Amex-2006-109
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Comments Due: Federal Register version (72 FR 1040)
34-55015
Dec. 28, 2006
SR-BSE-2006-55
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage Comments Due: Rel. No. 34-55138 Federal Register version (72 FR 811)
34-55017
Dec. 28, 2006
SR-NYSEArca-2006-34
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 1044)
34-55019
Dec. 28, 2006
SR-NYSEArca-2006-35
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the iShares S&P Global 100 Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 1047)
34-55012
Dec. 27, 2006
SR-CBOE-2006-109
Notice of Filing of a Proposed Rule Change Regarding Complex Trades Comments Due: Rel. No. 34-55138 Federal Register version (72 FR 599)
34-55004
Dec. 22, 2006
SR-NYSEArca-2006-33
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares[reg] S&P Europe 350 Index Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 4328)
34-55003
Dec. 22, 2006
SR-NYSE-2006-109
Notice of Filing of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power to Fine NYSE Member Organizations and Use of Money Collected as Fines Comments Due: Rel. No. 34-55216
34-55007
Dec. 22, 2006
SR-NASDAQ-2006-053
Notice of Filing of Proposed Rule Change To Assess Previously-Approved Fees to Former INET Data Recipients Comments Due: View Received Comments Federal Register version (72 FR 600)
34-54995
Dec. 21, 2006
SR-Amex-2006-77
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions File Nos.: Comments Due: Rel. No. 34-55272 Federal Register version (72 FR 1579)
34-55000
Dec. 21, 2006
SR-BSE-2006-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Fees on Certain Exchange Traded Funds and to Establish Fees on Certain Options on Indexes Comments Due: Federal Register version (71 FR 78479)
34-54989
Dec. 21, 2006
SR-Phlx-2006-34
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to U.S. Dollar-Settled Foreign Currency Options Comments Due: Rel. No. 34-54652 Federal Register version (71 FR 78506)
34-54997
Dec. 21, 2006
SR-NYSEArca-2006-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Trading Sessions and Trading Halt Procedures for Certain Securities Trading on NYSE Arca, LLC Comments Due: Federal Register version (71 FR 78501)
34-55002
Dec. 21, 2006
SR-Amex-2006-77
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions File Nos.: Comments Due: Federal Register version (72 FR 1579)
34-54985
Dec. 21, 2006
SR-NYSE-2006-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Six Months Comments Due: Federal Register version (72 FR 171)
34-54992
Dec. 21, 2006
SR-NYSE-2006-75
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Four iShares GS Commodity Indexed Trusts Comments Due: Rel. No. 34-55585 Federal Register version (71 FR 78482)
34-54990
Dec. 21, 2006
SR-CBOE-2006-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules in Connection With CBOE's Determination To Trade Certain Option Classes on Hybrid Comments Due: Federal Register version (72 FR 355)
34-55001
Dec. 21, 2006
SR-CBOE-2006-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Trading Rotation Rules Comments Due: Federal Register version (72 FR 167)
34-54983
Dec. 20, 2006
SR-Amex-2006-87
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities That Underline Options Traded on the Exchange Comments Due: Federal Register version (71 FR 78476)
34-54984
Dec. 20, 2006
SR-NASD-2006-135
Notice of Filing and Immediate Effectiveness of Proposal Relating to Implementation of Certain Approved Rule Changes Reflecting the Complete Separation of Nasdaq from NASD Comments Due: Federal Register version (71 FR 78245)
34-54979
Dec. 20, 2006
SR-NFA-2006-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems File Nos.: Comments Due: Federal Register version (72 FR 1579)
34-54980
Dec. 20, 2006
SR-NFA-2006-04
Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products Comments Due: Federal Register version (72 FR 805)
34-54973
Dec. 20, 2006
SR-Phlx-2006-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addition of the Hapoalim Israeli American Index to Rule 1101A Comments Due: Federal Register version (71 FR 78252)
34-54978
Dec. 20, 2006
SR-Phlx-2006-63
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Philadelphia Board of Trade Enterprise License Fee For Dissemination of Certain Market Data Comments Due: Federal Register version (71 FR 78254)
34-54981
Dec. 20, 2006
SR-Phlx-2006-86
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Imposing a License Fee in Connection with the Firm-Related Equity Option and Index Option Fee Cap Comments Due: Federal Register version (71 FR 78251)
34-54977
Dec. 20, 2006
SR-NYSE-2006-116
Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Reef Fish Fishery of the Gulf of Mexico; Amendment 26 Comments Due: Rel. No. 34-55198 Federal Register version (72 FR 1381)
34-54982
Dec. 20, 2006
SR-NYSE-2006-61
Notice of Filing of Proposed Changes and Amendment No. 1 thereto to Rules 601, 607, 612 and 629 Relating to Single Arbitrators for Claims not Exceeding $200,000 Comments Due: View Received Comments Federal Register version (71 FR 78499)
34-54988
Dec. 20, 2006
S7-24-89
Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc., and to Request Permanent Approval of the Plan Comments Due: Federal Register version (71 FR 78240)
34-54971
Dec. 20, 2006
SR-ISE-2006-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (71 FR 78241)
34-54987
Dec. 20, 2006
SR-CBOE-2006-107
Notice of Filing of Proposed Rule Change Regarding a Permit Program for CBSX Comments Due: Rel. No. 34-55326 Federal Register version (71 FR 78481)
34-54966
Dec. 19, 2006
SR-NYSEArca-2006-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges Comments Due: Federal Register version (71 FR 77847)
34-54967
Dec. 19, 2006
SR-NYSEArca-2006-90
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Exchange-Traded Notes Linked to the MSCI India Total Return Index Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 77849)
34-54970
Dec. 19, 2006
SR-NYSE-2006-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 123A.30 to Eliminate the Two Tick Rule to Allow for the Execution of CAP-DI Orders at Consecutive Destabilizing Prices Without Floor Official Approval Comments Due: Federal Register version (71 FR 78247)
34-54965
Dec. 19, 2006
SR-NASDAQ-2006-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee for Specific Data Element Comments Due: Federal Register version (71 FR 77841)
34-54968
Dec. 19, 2006
SR-NASDAQ-2006-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer Comments Due: Federal Register version (71 FR 77839)
34-54964
Dec. 19, 2006
SR-FICC-2006-16
Notice of Filing of Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology Comments Due: Rel. No. 34-55217 Federal Register version (71 FR 77835)
34-54961
Dec. 18, 2006
SR-Amex-2006-101
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust Comments Due: Rel. No. 34-55117 Federal Register version (71 FR 77823)
