34-55320
Feb. 21, 2007
SR-NYSEArca-2007-15
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the CurrencySharesSM Comments Due: Federal Register version (72 FR 8828)
34-55330
Feb. 21, 2007
SR-NYSEArca-2007-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions Comments Due: View Received Comments Federal Register version (72 FR 9052)
34-55323
Feb. 21, 2007
SR-NASDAQ-2007-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Intermarket Sweep Orders Comments Due: Federal Register version (72 FR 8818)
34-55329
Feb. 21, 2007
SR-NASDAQ-2007-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Opening Process for Nasdaq Market Center Comments Due: Federal Register version (72 FR 9051)
34-55319
Feb. 20, 2007
SR-CHX-2007-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a "SOLD" Indicator Comments Due: Federal Register version (72 FR 8817)
34-55314
Feb. 20, 2007
SR-NYSE-2007-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That There Be No Initial Listing Fee Payable for Any Equity Security, Structured Product or Closed-End Management Investment Company That Transfers From Another National Securities Exchange Comments Due: Federal Register version (72 FR 8823)
34-55316
Feb. 20, 2007
SR-NYSE-2007-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) Comments Due: Federal Register version (72 FR 8825)
34-55315
Feb. 20, 2007
SR-NSCC-2006-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule Comments Due: Federal Register version (72 FR 8822)
34-55312
Feb. 16, 2007
SR-NYSEArca-2007-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Size- Quote Pilot Program Comments Due: Federal Register version (72 FR 8827)
34-55309
Feb. 16, 2007
SR-ISE-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delay in the Implementation of the Trading Phase Date of Regulation NMS Comments Due: Federal Register version (72 FR 8221)
34-55311
Feb. 16, 2007
SR-ISE-2007-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (72 FR 8408)
34-55308
Feb. 15, 2007
SR-CHX-2006-38
Notice of Filing of a Proposed Rule Change To Extend the Late Trading Session and To Permit Only the Execution of Cross Orders During That Session Comments Due: Rel. No. 34-55584 Federal Register version (72 FR 8215)
34-55301
Feb. 15, 2007
SR-Phlx-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series Comments Due: Federal Register version (72 FR 8238)
34-55305
Feb. 15, 2007
SR-Phlx-2006-65
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Options on the Russell 2000 Index Comments Due: Federal Register version (72 FR 8240)
34-55307
Feb. 15, 2007
SR-OCC-2006-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance Futures Clearing Services by Providing an Alternative Method for Effecting Gross Position Adjustments and Certain Trade Management Services Comments Due: Federal Register version (72 FR 8236)
34-55299
Feb. 15, 2007
SR-NYSE-2007-01
Notice of Filing of Proposed Rule Change to Amend Listing and Annual Fees Applicable to Investment Company Units, Currency Trust Shares, Commodity Trust Shares and streetTRACKS Gold Shares Comments Due: Rel. No. 34-55536 Federal Register version (72 FR 8233)
34-55300
Feb. 15, 2007
SR-NASDAQ-2007-002
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade the Shares of Certain Exchange-Traded Funds Based on Fixed Income Portfolios Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (72 FR 8227)
34-55302
Feb. 15, 2007
SR-MSRB-2006-09
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MSRB Rule G-21, on Advertising, and MSRB Rule G-27, on Supervision Comments Due: View Received Comments Rel. No. 34-55830 Federal Register version (72 FR 8222)
34-55306
Feb. 15, 2007
SR-DTC-2006-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues Comments Due: View Received Comments Federal Register version (72 FR 8217)
34-55296
Feb. 14, 2007
SR-Amex-2007-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule Comments Due: Federal Register version (72 FR 8814)
34-55295
Feb. 14, 2007
SR-NYSEArca-2007-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions Comments Due: Federal Register version (72 FR 8234)
34-55285
Feb. 13, 2007
SR-Phlx-2007-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program Comments Due: Federal Register version (72 FR 8053)
34-55290
Feb. 13, 2007
SR-PHLX-2007-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Changing the Payment for Order Flow Fee for Options Subject to the Penny Pilot Program Comments Due: Federal Register version (72 FR 8051)
34-55284
Feb. 13, 2007
SR-NASDAQ-2007-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center Comments Due: Federal Register version (72 FR 8231)
34-55288
Feb. 13, 2007
SR-ISE-2007-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Establish Fee Discounts for Its Enhanced Sentiment Market Data Offering Comments Due: Federal Register version (72 FR 8219)
34-55289
Feb. 13, 2007
SR-ISE-2007-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fee Changes Comments Due: Federal Register version (72 FR 8218)
34-55277
Feb. 12, 2007
SR-Amex-2007-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot Comments Due: Federal Register version (72 FR 7780)
34-55274
Feb. 12, 2007
SR-NASD-2007-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Certain Approved NASD Rule Changes Upon the Operation of the Nasdaq Stock Market LLC for Non-Nasdaq Exchange-Listed Securities Comments Due: Federal Register version (72 FR 7785)
34-55280
Feb. 12, 2007
SR-NASD-2007-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for the NASD/BSE Trade Reporting Facility Comments Due: Federal Register version (72 FR 7789)
34-55283
Feb. 12, 2007
SR-NASD-2007-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility Comments Due: Federal Register version (72 FR 7787)
34-55273
Feb. 12, 2007
SR-Phlx-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Phase Date of Regulation NMS Comments Due: Federal Register version (72 FR 7807)
34-55282
Feb. 12, 2007
SR-Phlx-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating the Telephone System Line Extension Charge Comments Due: Federal Register version (72 FR 7806)
34-55281, AAER-2555
Feb. 12, 2007
SR-NYSE-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot Comments Due: Federal Register version (72 FR 7804)
34-55281, AAER-2555
Feb. 12, 2007
SR-NYSE-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Crossing Session III and IV Pilot Comments Due: Federal Register version (72 FR 7804)
34-55271
Feb. 12, 2007
SR-ISE-2007-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Payment for Order Flow Fees Comments Due: Federal Register version (72 FR 7699)
34-55279
Feb. 12, 2007
SR-ISE-2007-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits on the KBW Bank Index Comments Due: Federal Register version (72 FR 7784)
34-55275
Feb. 12, 2007
SR-CBOE-2006-94
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Off-Floor DPMs Comments Due: Rel. No. 34-55531 Federal Register version (72 FR 7782)
34-55268
Feb. 9, 2007
SR-NYSE-2007-03
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding CurrencyShares SM Comments Due: Federal Register version (72 FR 7793)
34-55267
Feb. 9, 2007
SR-NSCC-2006-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service Comments Due: Federal Register version (72 FR 7791)
34-55269
Feb. 9, 2007
SR-NASDAQ-2006-050
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 3 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities Comments Due: Federal Register version (72 FR 7490)
34-55265
Feb. 9, 2007
SR-CBOE-2007-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Marketing Fee Program Comments Due: Federal Register version (72 FR 7697)
34-55266
Feb. 9, 2007
SR-CBOE-2007-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange Comments Due: Federal Register version (72 FR 7698)
34-55260
Feb. 8, 2007
SR-BSE-2007-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program Comments Due: Federal Register version (72 FR 7487)
34-55254
Feb. 8, 2007
SR-Phlx-2006-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 712, Independent Audit Comments Due: Federal Register version (72 FR 7104)
34-55256
Feb. 8, 2007
SR-Phlx-2005-68
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts Comments Due: Rel. No. 34-57134 Federal Register version (72 FR 7106)
34-55261
Feb. 8, 2007
SR-Phlx-2007-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Calculation and Dissemination of PHLX/KBW Bank Index Values Comments Due: Federal Register version (72 FR 7706)
34-55255
Feb. 8, 2007
SR-NASDAQ-2006-060
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish NASDAQ Last Sale Data Feeds Comments Due: View Received Comments Rel. No. 34-57965 Federal Register version (72 FR 7100)
34-55262
Feb. 8, 2007
SR-CBOE-2007-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Relating to CBOE's Determination to Trade Options on the NASDAQ 100 Index (NDX) on the Hybrid 2.0 Platform and Options on the S&P 100 (XEO) on the Hybrid Trading System Comments Due: Federal Register version (72 FR 7489)
34-55251
Feb. 7, 2007
SR-CBOE-2006-84
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto To List and Trade Credit Default Options Comments Due: Rel. No. 34-55871 Federal Register version (72 FR 7091)
34-55247
Feb. 6, 2007
SR-ISE-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Complex Order Fee Waiver Comments Due: Federal Register version (72 FR 7099)
34-55240
Feb. 5, 2007
SR-Amex-2007-07
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares Comments Due: Rel. No. 34-55544 Federal Register version (72 FR 6624)
34-55245
Feb. 5, 2007
SR-NASD-2007-009
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of NASD's Short Sale Rule Contained in Rule 5100 and Short Sale Standard Contained in IM-5100 Comments Due: View Received Comments Federal Register version (72 FR 6635)
34-55244
Feb. 5, 2007
SR-NYSE-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 122 (Orders With More Than One Broker) Until the Availability of Full d-Quote Functions in a Particular Security or March 5, 2007, Whichever Comes First Comments Due: Federal Register version (72 FR 6799)
34-55243
Feb. 5, 2007
SR-CBOE-2007-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating To CBOE's Determination To Trade Options on the iShares Russell 2000 Index Fund (IWM) on the Hybrid 2.0 Platform Comments Due: Federal Register version (72 FR 6630)
34-55229
Feb. 2, 2007
SR-Amex-2007-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange's Payment for Order Flow Plan Comments Due: Federal Register version (72 FR 6299)
34-55230
Feb. 2, 2007
SR-BSE-2006-16
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Universal Price Improvement Period for Public Customer Orders Comments Due: View Received Comments Rel. No. 34-57157 Federal Register version (72 FR 6302)
34-55233
Feb. 2, 2007
SR-BSE-2006-56
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Add to the Boston Options Exchange a New Functionality Called an Automatic Auction Order Comments Due: View Received Comments Rel. No. 34-56186 Federal Register version (72 FR 6626)
34-55235
Feb. 2, 2007
SR-BSE-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove All References to a Specific Regulation NMS Trading Phase Date Comments Due: Federal Register version (72 FR 6628)
34-55232
Feb. 2, 2007
SR-NYSEArca-2007-09
Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C. Comments Due: Rel. No. 34-55442 Federal Register version (72 FR 6308)
34-55234
Feb. 2, 2007
SR-ISE-2006-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Refund Comments Due: Federal Register version (72 FR 6631)
34-55236
Feb. 2, 2007
SR-ISE-2006-78
Notice of Filing of Proposed Rule Change Relating to the Facilitation Mechanism Comments Due: Rel. No. 34-55557 Federal Register version (72 FR 6633)
34-55226
Feb. 1, 2007
SR-Amex-2007-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (72 FR 6300)
34-55225
Feb. 1, 2007
SR-NASD-2007-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options Comments Due: Federal Register version (72 FR 6634)
34-55223
Feb. 1, 2007
SR-NYSEArca-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges Comments Due: View Received Comments Federal Register version (72 FR 6306)
34-55222
Feb. 1, 2007
SR-NYSE-2006-68
Notice of Filing of a Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the U.S. Dollar/Japanese Yen Exchange Rate Comments Due: Federal Register version (72 FR 6021)
34-55221
Feb. 1, 2007
SR-ISE-2007-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (72 FR 5775)
34-55219
Feb. 1, 2007
SR-CBOE-2007-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (72 FR 6305)
34-55213
Jan. 31, 2007
SR-Amex-2006-118
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes Comments Due: Rel. No. 34-55437 Federal Register version (72 FR 5768)
34-55206
Jan. 31, 2007
SR-NASD-2007-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Periods for NASD Rules Governing Multiple MPIDs on the Trade Reporting Facilities and on the Alternative Display Facility Comments Due: Federal Register version (72 FR 5479)
34-55211
Jan. 31, 2007
SR-Phlx-2006-79
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Amendment to the Generic Listing Standards for Trust Shares Comments Due: Federal Register version (72 FR 6637)
34-55214
Jan. 31, 2007
SR-NYSEArca-2006-50
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. Comments Due: Rel. No. 34-55557 Federal Register version (72 FR 5780)
34-55215
Jan. 31, 2007
SR-NYSEArca-2006-51
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc. Comments Due: Rel. No. 34-55446 Federal Register version (72 FR 5783)
34-55210
Jan. 31, 2007
SR-NYSE-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 15B(T) Relating to Intermarket Sweep Orders Comments Due: Federal Register version (72 FR 5777)
34-55218
Jan. 31, 2007
SR-NYSE-2007-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 36 (Communication Between Exchange and Members' Offices) Comments Due: Federal Register version (72 FR 6025)
34-55061A
Jan. 31, 2007
SR-NASDAQ-2006-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC To Codify Sponsored Access Rule Comments Due: View Received Comments Rel. No. 34-55061 Federal Register version (72 FR 5777)
34-55195
Jan. 30, 2007
SR-Amex-2006-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs Comments Due: View Received Comments Federal Register version (72 FR 5469)
34-55197
Jan. 30, 2007
SR-BSE-2007-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Boston Options Exchange Fee Schedule Comments Due: Federal Register version (72 FR 5772)
34-55194
Jan. 30, 2007
SR-NYSEArca-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions Comments Due: Federal Register version (72 FR 5782)
34-55202
Jan. 30, 2007
SR-NASDAQ-2006-040
Notice of Filing of Amendment No. 3 to the Proposed Rule Change, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2 and 3 To Modify Certain Fees for Listing on The NASDAQ Stock Market and To Make Available Certain Products and Services Comments Due: View Received Comments Rel. No. 34-54752 Federal Register version (72 FR 6017)
34-55193
Jan. 30, 2007
SR-CBOE-2006-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2007 Comments Due: Federal Register version (72 FR 5476)
34-55187
Jan. 29, 2007
SR-Amex-2006-110
Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs Comments Due: Rel. No. 34-55547 Federal Register version (72 FR 5467)
34-55185
Jan. 29, 2007
SR-NYSEArca-2007-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 5481)
34-55186
Jan. 29, 2007
SR-NYSEArca-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter Into the NASD/NYSE Arca Options Agreement Pursuant to Rule 17d-2 Comments Due: Federal Register version (72 FR 5483)
34-55188
Jan. 29, 2007
SR-NYSE-2006-66
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the Euro/U.S. Dollar Exchange Rate Comments Due: Federal Register version (72 FR 5310)
34-55189
Jan. 29, 2007
SR-NYSE-2006-67
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the British Pound/U.S. Dollar Exchange Rate Comments Due: Federal Register version (72 FR 5306)
34-55192
Jan. 29, 2007
S7-24-89
Notice of Filing and Immediate Effectiveness of Amendment No. 19 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: View Received Comments Release No. 34-55647 Federal Register version (72 FR 5456)
34-55191
Jan. 29, 2007
SR-ISE-2007-01
Notice of Filing of a Proposed Rule Change Relating to Rule 2113 Long and Short Sales Comments Due: Rel. No. 34-55426 Federal Register version (72 FR 5305)
34-55190
Jan. 29, 2007
SR-CBOE-2006-106
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation Comments Due: View Received Comments Rel. No. 34-57159 Federal Register version (72 FR 5472)
34-55179
Jan. 26, 2007
SR-Amex-2007-08
Notice of Filing of Proposed Rule Change To Establish a Passive Price Improvement Order for Specialists and Registered Traders Comments Due: View Received Comments Rel. No. 34-55464 Federal Register version (72 FR 5091)
34-55180
Jan. 26, 2007
SR-NASD-2007-004
Notice of Filing of a Proposed Rule Change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data Comments Due: Rel. No. 34-55409 Federal Register version (72 FR 5095)
34-55181
Jan. 26, 2007
SR-NASD-2007-005
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Operate the Alternative Display Facility on a Permanent Basis Comments Due: Federal Register version (72 FR 5093)
34-55170
Jan. 26, 2007
SR-NASD-2006-131
Notice of Filing of Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements File Nos.: Comments Due: View Received Comments Rel. No. 34-55406 Federal Register version (72 FR 4756)
34-55171
Jan. 25, 2007
SR-BSE-2007-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 4549)
34-55173
Jan. 25, 2007
SR-Phlx-2006-85
Notice of Filing of Proposed Rule Change Relating to Listing Standards for Basket Linked Notes Comments Due: Rel. No. 34-55321 Federal Register version (72 FR 4552)
34-55178
Jan. 25, 2007
SR-NYSEArca-2007-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions Comments Due: Federal Register version (72 FR 4761)
34-55175
Jan. 25, 2007
SR-ISE-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program for Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 4753)
34-55172
Jan. 25, 2007
SR-CBOE-2006-110
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of CBOE Stock Exchange, LLC Comments Due: Amendment No. 1 , Exhibit 5 , Exhibit 5B , Exhibit 5C , and Exhibit 5D , Rel. No. 34-55389 Federal Register version (72 FR 4745)
34-55174
Jan. 25, 2007
SR-CBOE-2007-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Duration of the SizeQuote Mechanism Pilot Comments Due: Federal Register version (72 FR 4550)
34-55176
Jan. 25, 2007
SR-CBOE-2007-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 4741)
34-55163
Jan. 24, 2007
SR-Amex-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares Russell 2000 Index Fund Comments Due: Federal Register version (72 FR 4547)
