34-54965
Dec. 19, 2006
SR-NASDAQ-2006-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive Distributor Fee for Specific Data Element Comments Due: Federal Register version (71 FR 77841)
34-54968
Dec. 19, 2006
SR-NASDAQ-2006-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Orders to Peg to the Midpoint of the Best Bid and Best Offer Comments Due: Federal Register version (71 FR 77839)
34-54964
Dec. 19, 2006
SR-FICC-2006-16
Notice of Filing of Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology Comments Due: Rel. No. 34-55217 Federal Register version (71 FR 77835)
34-54961
Dec. 18, 2006
SR-Amex-2006-101
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust Comments Due: Rel. No. 34-55117 Federal Register version (71 FR 77823)
34-54949
Dec. 18, 2006
SR-BSE-2006-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Allow Exchange Traded Funds To Trade on the Boston Equities Exchange Until 4:15 p.m. Eastern Standard Time Comments Due: Federal Register version (71 FR 77428)
34-54953
Dec. 18, 2006
SR-NASD-2006-134
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimalized Securities Comments Due: View Received Comments Federal Register version (71 FR 77429)
34-54956
Dec. 18, 2006
SR-NFA-2006-03
Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements Comments Due: Federal Register version (71 FR 77431)
34-54960
Dec. 18, 2006
SR-Phlx-2006-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Clarifying Changes to Phlx Rules Governing Registration Comments Due: Federal Register version (71 FR 77851)
34-54955
Dec. 18, 2006
SR-NYSE-2006-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Require Member Organizations To Use Their Own Mnemonics When Entering Orders Comments Due: Federal Register version (71 FR 77846)
34-54958
Dec. 18, 2006
SR-NSCC-2006-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies Comments Due: Federal Register version (71 FR 77844)
34-54959
Dec. 18, 2006
SR-NASDAQ-2006-056
Notice of Filing of Proposed Rule Change To Establish Nasdaq Custom Data Feeds Comments Due: View Received Comments Rel. No. 34-59579 Federal Register version (71 FR 77842)
34-54943
Dec. 15, 2006
SR-Amex-2006-90
Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index Comments Due: Appendix A , Rel. No. 34-55248 Federal Register version (71 FR 77422)
34-54941
Dec. 14, 2006
SR-Phlx-2006-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt Fees for the Trading of Equity Securities on XLE Comments Due: Federal Register version (71 FR 77079)
34-54936
Dec. 14, 2006
S7-24-89
Notice of Filing and Effectiveness of Amendment No. 18 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Federal Register version (71 FR 76381)
34-54931
Dec. 13, 2006
SR-NASD-2006-115
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to an NASD Trade Reporting Facility Established in Conjunction With the Boston Stock Exchange Comments Due: View Received Comments Rel. No. 34-54591 Federal Register version (71 FR 76409)
34-54932
Dec. 13, 2006
SR-NASD-2006-132
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES and Inet Comments Due: Federal Register version (71 FR 76406)
34-54934
Dec. 13, 2006
SR-NASD-2006-130
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pricing Pilot for NASD Members Using ITS/CAES and Inet Comments Due: Federal Register version (71 FR 76407)
34-54921
Dec. 13, 2006
SR-NSCC-2006-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to its Insurance Processing Service Comments Due: Federal Register version (71 FR 76415)
34-54928
Dec. 13, 2006
SR-NSCC-2006-05
Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Member Comments Due: Rel. No. 34-55366 Federal Register version (71 FR 76414)
34-54933
Dec. 13, 2006
SR-NASDAQ-2006-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Temporarily Adjust Tier Volume Limits Comments Due: Federal Register version (71 FR 76404)
34-54930
Dec. 13, 2006
SR-MSRB-2006-10
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention Comments Due: View Received Comments Rel. No. 34-55792 Federal Register version (71 FR 76400)
34-54929
Dec. 13, 2006
SR-FICC-2006-05
Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant Comments Due: Rel. No. 34-55364 Federal Register version (71 FR 76398)
34-54927
Dec. 13, 2006
SR-DTC-2006-07
Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant Comments Due: Rel. No. 34-55365 Federal Register version (71 FR 76397)
34-54926
Dec. 13, 2006
SR-CBOE-2006-62
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Index Obvious Error Rule Comments Due: Rel. No. 34-55246 Federal Register version (71 FR 76393)
34-54922
Dec. 12, 2006
SR-CHX-2006-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (71 FR 76396)
34-54923
Dec. 12, 2006
SR-ISE-2006-73
Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage Comments Due: Rel. No. 34-55138 Federal Register version (71 FR 76399)
34-54919
Dec. 12, 2006
SR-CBOE-2006-14
Notice of Filing of Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Customer Portfolio Margining; Order Granting Accelerated Approval to the Proposed Rule Change, as Amended Comments Due: Rel. No. 34-54919 , Rel. No. 34-53728 , Rel. No. 34-53576 , Rel. No. 34-53577 Federal Register version (71 FR 75781)
34-54915
Dec. 11, 2006
SR-BSE-2006-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations Comments Due: Federal Register version (71 FR 75780)
34-54909
Dec. 11, 2006
SR-NASD-2006-129
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance With Section 3 of Schedule A to the NASD By-Laws Comments Due: Federal Register version (71 FR 75788)
34-54914
Dec. 11, 2006
SR-Phlx-2006-81
Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange Comments Due: Rel. No. 34-55114
34-54911
Dec. 11, 2006
SR-NYSE-2006-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Linkage Fee Comments Due: Federal Register version (71 FR 75603)
34-54912
Dec. 11, 2006
SR-NYSE-2006-110
Notice of Filing of Proposed Rule Change Relating to the Retroactive Application of an Increase to Its Linkage Order Fee Comments Due: Rel. No. 34-55120 Federal Register version (71 FR 75601)
34-54916
Dec. 11, 2006
SR-NYSE-2006-70
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to iShares Lehman Bond Funds Comments Due: Federal Register version (71 FR 76008)
34-54917
Dec. 11, 2006
SR-NYSE-2006-45
Notice of Filing of Proposed Rule Change Relating to Amendments to Exchange Rule 638 Concerning Mediation Comments Due: View Received Comments Rel. No. 34-55264 Federal Register version (71 FR 76714)
34-54901
Dec. 8, 2006
SR-NASD-2006-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Integrate Brut and INET Facilities Comments Due: Federal Register version (71 FR 75597)
34-54898
Dec. 8, 2006
SR-OCC-2006-08
Notice of Filing of Proposed Rule Change To Revise Stock Futures Adjustment Methodology Comments Due: Rel. No. 34-55349 , Rel. No. 34-55349 Federal Register version (71 FR 75287)
34-54900
Dec. 8, 2006
SR-NSCC-2006-12
Notice of Filing of a Proposed Rule Change Relating to Buy-Ins of Municipal Securities Comments Due: Rel. No. 34-55157 Federal Register version (71 FR 75286)
34-54895
Dec. 8, 2006
SR-ISE-2006-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process) Comments Due: Federal Register version (71 FR 75592)
34-54896
Dec. 8, 2006
SR-ISE-2006-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules) Comments Due: Federal Register version (71 FR 75596)
34-54897
Dec. 8, 2006
SR-ISE-2006-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees Comments Due: Federal Register version (71 FR 75593)
34-54905
Dec. 8, 2006
SR-ISE-2006-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders) Comments Due: Federal Register version (71 FR 75594)
34-54902
Dec. 8, 2006
SR-DTC-2006-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Deposit Service Procedures To Help Assure Compliance With OFAC Regulations Comments Due: Federal Register version (71 FR 75282)
34-54890
Dec. 7, 2006
SR-Phlx-2006-59
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee Comments Due: Rel. No. 34-55111 Federal Register version (71 FR 74975)
34-54885
Dec. 6, 2006
SR-Amex-2006-105
Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage Comments Due: Federal Register version (71 FR 74962)
34-54884
Dec. 6, 2006
SR-BSE-2006-52
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Time a Marketable Order Is Exposed on the BOX Book Comments Due: Federal Register version (71 FR 74965)
34-54886
Dec. 6, 2006
SR-Phlx-2006-74
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program to Quote and Trade Options in Penny Increments Comments Due: Rel. No. 34-55153
34-54889
Dec. 6, 2006
SR-Phlx-2006-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Assignment of Options Trading Privileges to Streaming Quote Traders and Remote Streaming Quote Traders Comments Due: Federal Register version (71 FR 74977)
34-54887
Dec. 6, 2006
SR-NYSE-2006-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Earnings Standard Included in the Exchange's Financial Listing Criteria Comments Due: Federal Register version (71 FR 74972)
34-54883
Dec. 6, 2006
SR-CBOE-2006-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class NYSE Group, Inc. (NYX) Comments Due: Federal Register version (71 FR 74966)
34-54871
Dec. 5, 2006
SR-NASD-2006-124
Notice of Filing of Proposed Rule Change Relating to Proposed Rule 2342 Requiring Members To Provide New Customers, and All Customers Annually, Specific Information About the Securities Investor Protection Corporation ("SIPC") Comments Due: View Received Comments Rel. No. 34-55737 Federal Register version (71 FR 74970)
34-54872
Dec. 5, 2006
SR-NASD-2006-128
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Establishing an Effective Date for Amendments to NASD Rule 2340 Comments Due: View Received Comments Federal Register version (71 FR 75285)
34-54873
Dec. 5, 2006
SR-NASD-2006-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Regarding Guidance for Adjudicating Clearly Erroneous Transactions Under NASD Rule 11890 Comments Due: Federal Register version (71 FR 71600)
34-54874
Dec. 5, 2006
SR-Phlx-2006-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain License Fees Comments Due: Federal Register version (71 FR 75604)
34-54870
Dec. 5, 2006
SR-OPRA-2006-02
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision "Special Temporary Provision for Newly Traded FCO Securities" During a Temporary Period Ending on December 31, 2007 Comments Due: Rel. No. 34-55049 Federal Register version (71 FR 71597)
34-54875
Dec. 5, 2006
SR-ISE-2006-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver Comments Due: Federal Register version (71 FR 74969)
34-54876
Dec. 5, 2006
SR-CBOE-2006-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund Comments Due: Federal Register version (71 FR 74968)
34-54866
Dec. 4, 2006
SR-Amex-2006-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot Comments Due: Federal Register version (71 FR 71598)
34-54857
Dec. 1, 2006
SR-NASD-2006-101
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas Comments Due: Rel. No. 34-55108 Federal Register version (71 FR 71213)
34-54859
Dec. 1, 2006
SR-Phlx-2006-51
Notice of Filing of Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders Comments Due: Rel. No. 34-55080 Federal Register version (71 FR 71605)
34-54856
Dec. 1, 2006
SR-NYSE-2006-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Charged to Member Organizations for Transactions in Equity Securities Comments Due: View Received Comments Federal Register version (71 FR 71215)
34-54860
Dec. 1, 2006
SR-NYSE-2006-76
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Exchange Rule 104.10 ("Dealings by Specialists") Comments Due: View Received Comments Rel. No. 34-54504 Federal Register version (71 FR 71221)
34-54854
Dec. 1, 2006
SR-NASDAQ-2006-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Guidance for Adjudicating Clearly Erroneous Transactions Under Rule 11890 Comments Due: Federal Register version (71 FR 71208)
34-54855
Dec. 1, 2006
SR-DTC-2006-15
Notice of Filing of a Proposed Rule Change Relating to the Canadian Link Service Comments Due: Rel. No. 34-55239 Federal Register version (71 FR 71206)
34-54851
Nov. 30, 2006
SR-Amex-2006-48
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange's Independent Director and Audit Committee Corporate Governance Standards Comments Due: Federal Register version (71 FR 71201)
34-54842
Nov. 30, 2006
SR-CHX-2006-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (71 FR 71002)
34-54846
Nov. 30, 2006
SR-CHX-2006-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Implementation of a Communications or Routing Service Comments Due: Federal Register version (71 FR 71003)
34-54843
Nov. 30, 2006
SR-NYSE-2006-73
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Block Positioning Comments Due: Federal Register version (71 FR 71007)
34-54847
Nov. 30, 2006
SR-NYSE-2006-97
Notice of Filing of Proposed Rule Change to NYSE Rule 342.30 Comments Due: Rel. No. 34-55079 Federal Register version (71 FR 71012)
34-54849
Nov. 30, 2006
SR-NYSE-2006-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Initial Listing Fee and One-Time Special Charge in Connection With Listing New Class of Common Shares Payable by Any Company Listed on Another National Securities Exchange That Transfers the Listing of Its Primary Class of Common Shares to the NYSE Comments Due: Federal Register version (71 FR 71219)
34-54850
Nov. 30, 2006
SR-NYSE-2006-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities Comments Due: View Received Comments Federal Register version (71 FR 71217)
34-54841
Nov. 30, 2006
SR-ISE-2006-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (71 FR 71006)
34-54832
Nov. 29, 2006
SR-BSE-2006-46
Notice of Filing of Proposed Rule Change Amending Rules To Require Securities Become Eligible for a Direct Registration System Comments Due: Rel. No. 34-55480 Federal Register version (71 FR 71000)
34-54829
Nov. 29, 2006
SR-NSX-2006-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSX BLADE Comments Due: Federal Register version (71 FR 70822)
34-54833
Nov. 29, 2006
SR-CHX-2006-33
Notice of Filing of Proposed Rule Change Amending Rules To Require Listed Companies To Make Securities Eligible for the Direct Registration System Comments Due: Rel. No. 34-55481 Federal Register version (71 FR 71004)
34-54834
Nov. 29, 2006
SR-Phlx-2006-69
Notice of Filing of Proposed Rule Change Relating to a Direct Registration System Comments Due: Rel. No. 34-55482 Federal Register version (71 FR 71013)
34-54837
Nov. 29, 2006
SR-NYSE-2006-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Inclusion of an Additional Security in the Pilot to Put Into Operation Certain Rule Changes Pending Before the Securities and Exchange Commission to Coincide With the Exchange's Implementation of Phase 3 of the NYSE HYBRID MARKETSM Comments Due: Federal Register version (71 FR 70575)
34-54831
Nov. 29, 2006
SR-CBOE-2006-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment of CBSX DPMs Comments Due: Federal Register version (71 FR 70814)
34-54822
Nov. 28, 2006
SR-NSCC-2006-11
Notice of Filing of Proposed Rule Change To Amend its Rules and Procedures Wth Respect to Clearing Fund Collateral Comments Due: Rel. No. 34-55095 Federal Register version (71 FR 70820)
34-54825
Nov. 28, 2006
SR-NASDAQ-2006-047
Notice of Filing of Proposed Rule Change To Clarify the Process Surrounding a Reverse Merger Comments Due: Rel. No. 34-55052 Federal Register version (71 FR 70818)
34-54823
Nov. 28, 2006
SR-CBOE-2005-111
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures Comments Due: Rel. No. 34-55263 Federal Register version (71 FR 70810)
34-54818
Nov. 27, 2006
SR-NYSE-2006-57
Notice of Filing of Proposed Rule Change Amending Rule 180 To Require Member Organizations To Use the Automated Liability Notification System of a Registered Clearing Agency Comments Due: View Received Comments Rel. No. 34-55132 Federal Register version (71 FR 71010)
34-54819
Nov. 27, 2006
SR-FICC-2006-17
Notice of Filing of a Proposed Rule Change Relating to Clearing Fund Deficiency Calls Comments Due: Rel. No. 34-55136 Federal Register version (71 FR 70817)
34-54813
Nov. 22, 2006
SR-Amex-2006-19
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index Comments Due: Rel. No. 34-55182 Federal Register version (71 FR 70801)
34-54799
Nov. 21, 2006
SR-NASD-2003-141
Notice of Filing of Amendment Nos. 3, 4, and 5 to a Proposed Rule Change Relating to Additional Mark-Up Policy for Transactions in Debt Securities, Except Municipal Securities Comments Due: View Received Comments Rel. No. 34-55638 , Rel. No. 34-51338 Federal Register version (71 FR 68856)
34-54808
Nov. 21, 2006
SR-NSX-2006-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Rule Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE Comments Due: Federal Register version (71 FR 69163)
34-54802
Nov. 21, 2006
SR-Phlx-2006-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Hours of Business on the Exchange's Foreign Currency Options Floor Comments Due: Federal Register version (71 FR 68875)
34-54807
Nov. 21, 2006
SR-Phlx-2006-53
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Assignments in Options Based on Root Symbol Comments Due: View Received Comments Rel. No. 34-55027 Federal Register version (71 FR 69173)
34-54800
Nov. 21, 2006
SR-NYSE-2006-69
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index Comments Due: View Received Comments Rel. No. 34-54944 Federal Register version (71 FR 68864)
34-54801
Nov. 21, 2006
SR-NYSE-2006-80
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) Comments Due: Rel. No. 34-55067 Federal Register version (71 FR 68870)
34-54809
Nov. 21, 2006
SR-ISE-2006-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (71 FR 69154)
34-54803
Nov. 21, 2006
SR-CBOE-2006-97
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 8.3 Relating to the Appointment Costs of Certain Classes Comments Due: Federal Register version (71 FR 68852)
34-54804
Nov. 21, 2006
SR-CBOE-2006-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Hybrid Electronic Quoting Fee Comments Due: View Received Comments Federal Register version (71 FR 69150)
34-54805
Nov. 21, 2006
SR-CBOE-2006-92
Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-55154 Federal Register version (71 FR 69151)
34-54790
Nov. 20, 2006
SR-Amex-2006-01
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index Comments Due: Federal Register version (71 FR 68645)
34-54789
Nov. 20, 2006
SR-BSE-2006-49
Notice of Filing of Proposed Rule Change To Implement a Pilot Program To Trade Certain Options in Pennies Comments Due: Rel. No. 34-55155 Federal Register version (71 FR 68654)
34-54795
Nov. 20, 2006
SR-BSE-2006-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing BSE Fee Schedules Comments Due: Federal Register version (71 FR 68850)
34-54791
Nov. 20, 2006
SR-CHX-2006-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits Comments Due: Federal Register version (71 FR 68660)
34-54788
Nov. 20, 2006
SR-Phlx-2006-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Sweep Orders in Nasdaq Securities Comments Due: Federal Register version (71 FR 68877)
34-54784
Nov. 20, 2006
SR-OCC-2006-17
Notice of Filing of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs Comments Due: Rel. No. 34-55152 , Rel. No. 34-55152 Federal Register version (71 FR 68871)
34-54785
Nov. 20, 2006
SR-OCC-2006-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cash-Settled Interest Rate Futures Comments Due: Federal Register version (71 FR 68874)
