Comments on NASD Rulemaking

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of NASD's Short Sale Rule Contained in Rule 5100 and Short Sale Standard Contained in IM-5100

Filter comments

Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Curtis D. Smith, Investor, Lakin, Kansas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2007-009
Release Number
34-55245