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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b)

(Release No. 34-54650; File No. SR-NASD-2004-130)

Apr. 2, 2007 Andrea D. Orr, Assistant General Counsel, NASD
Dec. 21, 2006 Bryce Engel, Chief Brokerage Operations Officer, TD AMERITRADE, Inc.
Dec. 14, 2006 Debra V. Moore, Manager - NASDAQ/OTC Equity Trading, and Glenn A. Hoback, Implementation Consultant - Internal Controls, Wachovia Securities, LLC
Dec. 8, 2006 James E. Twiss, Chief Policy Counsel, Market Regulation Services Inc., Toronto, Ontario
Dec. 7, 2006 Christopher D. Climo, Managing Director, Compliance and Chief Compliance Officer, TD Securities Inc., Toronto, Ontario
Dec. 1, 2006 George W. Lennon, President, Canadian Securities Traders Association, Inc., Toronto, Ontario, Canada
Nov. 29, 2006 Rik Parkhill, Executive Vice President, President, TSX Markets, TSX Group Inc.
Nov. 21, 2006 Bill Yancey, Chairman of the Board and John C. Giesea, President and CEO, Security Trader's Association
Nov. 21, 2006 Grant Vingoe, Esq., Partner, Arnold Porter LLP, New York, New York
Nov. 21, 2006 Achilles M. Perry, Associate General Counsel, CIBC World Markets Corp.
Nov. 21, 2006 James Duncan, Senior Vice President & Director, and Andrew Jappy, Chief Information Officer & EVP, Canaccord Capital Corporation

Modified: 04/04/2007