Comments on CBOE Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Interpretation to CBOE Rule 3.19 Regarding Temporary Membership Status Pending Final Commission Action on a Pending Rule Interpretation Concerning Exercise Right Eligibility

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Date Received
Date Letter Type Commenter Name
Public Comment Michael J. Crilly, Member Chicago Board of Trade, Illinois
Public Comment Jeffrey L. Kost, Wilmette, Illinois
Public Comment Cynthia R. Cox, Stock Broker, Antioch, Illinois
Public Comment Paul L. Richards, Member, Chicago Board of Trade and Chicago Board Options Exchange, Chicago, Illinois
Public Comment Patrick Sexton, Associate General Counsel, CBOE
Public Comment Marshall Spiegel, Retired equity member CBOE and CME, Wilmette, Illinois
Public Comment Paul E. Dengel, Attorney, Chicago Board Options Exchange, Incorporated
Public Comment Paul L. Richards, Member, Chicago Board of Trade and Chicago Board Options Exchange, Chicago, Illinois
Public Comment Lance R. Goldberg, Member, Chicago Board of Trade, Chicago, Illinois
Public Comment Charles M. Horn, Mayer, Brown, Rowe & Maw LLP, on behalf of CME Group Inc. and Chicago Board of Trade
Public Comment Michael J. Crilly, Member CBOT
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding an August 21, 2007 meeting with representatives of CME and CBOT
Public Comment Gary V. Sagui, Templar Securities LLC, Buffalo Grove, Illinois
Public Comment Jerrold E. Salzman, Skadden, Arps, Slate, Meagher and Flom LLP
Public Comment Michael J. Crilly, Member CBOT
Public Comment Gordon B. Nash, Jr., Drinker Biddle Gardner Carton LLP, on behalf of Michael Floodstrand, Thomas J. Ward, and the putative Class Members in the case CBOT Holdings, Inc. et al. v. Chicago Board Options Exchange, Inc. et al., Case Number 2369-N, New Castle County Chancery Court, Delaware, Chicago, Illinois
Public Comment Charles M. Horn, Mayer, Brown, Rowe & Maw LLP, on behalf of CME Group Inc. and Chicago Board of Trade
Public Comment William Terman
Public Comment J. Alexander Stevens
Public Comment Paul L. Richards, Member: Chicago Board of Trade Chicago Board Options Exch., Chicago, Illinois
Public Comment Charles M. Horn, Mayer, Brown, Rowe & Maw LLP
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a July 25, 2007, 2007 meeting with representatives of CBOT

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-CBOE-2007-77
Release Number
34-56016
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