Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Margo A. Hassan, Counsel, FINRA Dispute Resolution, New York, New York
Public Comment Steve Buchwalter, Esq., Attorney, Encino, California
Public Comment Laurence S. Schultz, Public Investors Arbitration Bar Association, Norman, Oklahoma
Public Comment Karen Tyler, President, North American Securities Administrators Association, Inc., Washington, District of Columbia
Public Comment Debra B. Hayes, Esquire, Attorney, Houston, Texas
Public Comment David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois
Public Comment Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
Public Comment Barry D. Estell, Attorney At Law, Mission, Kansas
Public Comment Scott R. Shewan, Born, Pape & Shewan, LLP
Public Comment William A. Jacobson, Associate Clinical Professor, Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Steve Buchwalter, Esquire, Attorney, Encino, California
Public Comment Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY Member, Deutsch Lipner, New York, New York
Public Comment Jeff Sonn, Esq., Sonn Erez, PLC, Fort Lauderdale, Florida
Public Comment Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-005
Release Number
34-57525
How to submit comments