Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Amend the Chairperson Eligibility Requirements

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Date Received
Date Letter Type Commenter Name
Public Comment Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Public Comment Barry D. Estell, Esquire, Attorney, Mission, Kansas
Public Comment Karen Lockwood
Public Comment Laurence S. Schultz, President, Public Investors Arbitration Bar Association
Public Comment William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Scot Bernstein

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-009
Release Number
34-57529
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