34-57761
May 1, 2008
SR-NASDAQ-2008-035
Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection With Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc. Comments Due: Rel. No. 34-58183 , Rel. No. 34-58098 Federal Register version (73 FR 26182)
34-57752
May 1, 2008
SR-CBOE-2008-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Lowering the Appointment Cost of SPX Options Comments Due: Federal Register version (73 FR 25813)
34-57758
May 1, 2008
SR-CBOE-2008-44
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Term Notes Comments Due: Federal Register version (73 FR 25814)
34-57746
April 30, 2008
SR-NYSE-2008-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices) Comments Due: Federal Register version (73 FR 25816)
34-57742
April 30, 2008
SR-CBOE-2008-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to DPMs and LMMs Comments Due: Federal Register version (73 FR 25067)
34-57747
April 30, 2008
SR-CBOE-2008-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor LMMs Comments Due: Federal Register version (73 FR 25811)
34-57738
April 29, 2008
SR-Amex-2007-129
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct in Doing Business With the Public Comments Due: Rel. No. 34-57527 Federal Register version (73 FR 25805)
34-57735
April 29, 2008
SR-BSE-2008-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Options on Index Multiple ETFs and Index Inverse ETFs Comments Due: Federal Register version (73 FR 24618)
34-57734
April 29, 2008
SR-CHX-2008-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee Comments Due: Federal Register version (73 FR 25068)
34-57737
April 29, 2008
SR-Phlx-2008-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust Comments Due: Federal Register version (73 FR 25073)
34-57736
April 29, 2008
SR-ISE-2008-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust Comments Due: Federal Register version (73 FR 25070)
34-57730
April 28, 2008
SR-NYSE-2008-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers Comments Due: Federal Register version (73 FR 24338)
34-57713
April 25, 2008
SR-BSE-2008-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Transfer of BOX Units From the Montre Comments Due: Federal Register version (73 FR 24327)
34-57715
April 25, 2008
SR-Phlx-2008-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange Comments Due: Federal Register version (73 FR 23518)
34-57720
April 25, 2008
SR-FINRA-2008-013
Notice of Filing of Proposed Rule Change Relating To Amending NASD Rule 2220 (Options Communications With the Public) Comments Due: View Received Comments Rel. No. 34-58738 Federal Register version (73 FR 24332)
34-57716
April 25, 2008
SR-CBOE-2007-39
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Regarding Penny Price Improvement Comments Due: View Received Comments Rel. No. 34-55724 Federal Register version (73 FR 24329)
34-57707
April 24, 2008
SR-Amex-2008-14
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series Comments Due: Rel. No. 34-57916 Federal Register version (73 FR 24098)
34-57703
April 23, 2008
SR-Phlx-2008-31
Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by the Nasdaq Stock Market, Inc. Comments Due: Exhibit 5A , Exhibit 5B , and Exhibit 5C , Rel. No. 34-58179 Federal Register version (73 FR 23293)
34-57700
April 23, 2008
SR-NYSEArca-2008-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Three Exchange-Traded Funds of the NETS Trust Comments Due: Federal Register version (73 FR 23291)
34-57702
April 23, 2008
SR-CBOE-2008-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Handling of Odd-lot Orders on the CBOE Stock Exchange Comments Due: Federal Register version (73 FR 23280)
34-57697
April 22, 2008
SR-NYSEArca-2008-32
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Minor Rule Plan Comments Due: Rel. No. 34-58066 Federal Register version (73 FR 23287)
34-57696
April 22, 2008
SR-NASDAQ-2008-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols Comments Due: Federal Register version (73 FR 22987)
34-57693
April 21, 2008
SR-Amex-2008-07
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities Comments Due: Federal Register version (73 FR 22983)
34-57695
April 21, 2008
SR-OCC-2008-07
Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares Comments Due: Rel. No. 34-57895 , Rel. No. 34-57466 , Rel. No. 34-57895 , Rel. No. 34-57466 Federal Register version (73 FR 22452)
34-57683
April 18, 2008
SR-Phlx-2008-27
Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor Comments Due: Rel. No. 34-57872 Federal Register version (73 FR 22199)
34-57682
April 18, 2008
SR-NYSE-2008-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3) Comments Due: Federal Register version (73 FR 22193)
34-57688
April 18, 2008
SR-NYSE-2008-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 13 (Definitions of Orders) To Add a New Order Type To Be Known as a Reserve Order and To Amend Exchange Rule 70 (Bids and Offers) Comments Due: Federal Register version (73 FR 22194)
34-57685
April 18, 2008
SR-NASDAQ-2008-013
Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles Comments Due: View Received Comments Rel. No. 34-58228 Federal Register version (73 FR 22191)
34-57686
April 18, 2008
SR-CBOE-2008-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Maker Fees Applicable to DPMs on the CBOE Stock Exchange Comments Due: Federal Register version (73 FR 22184)
34-57681
April 17, 2008
SR-FINRA-2008-011
Notice of Filing of Proposed Rule Change To Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports To Identify Other Members for Agency and Riskless Principal Transactions Comments Due: View Received Comments Rel. No. 34-58903A , Rel. No. 34-58903 Federal Register version (73 FR 22186)
34-57679
April 17, 2008
SR-CBOE-2008-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Taker Fees on the CBOE Stock Exchange Comments Due: Federal Register version (73 FR 21996)
34-57671
April 16, 2008
SR-NYSE-2008-27
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts) Comments Due: Federal Register version (73 FR 21679)
34-57672
April 16, 2008
SR-NYSE-2008-28
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communications With the Public) Comments Due: Federal Register version (73 FR 21681)
34-57664
April 15, 2008
SR-NSX-2008-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 16.2(b) and the NSX BLADESM Comments Due: Federal Register version (73 FR 21395)
34-57670
April 15, 2008
SR-NYSEArca-2008-31
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Twelve Actively Managed Exchange-Traded Funds of the WisdomTree Trust Comments Due: Rel. No. 34-57801 Federal Register version (73 FR 21397)
34-57667
April 15, 2008
SR-NSCC-2007-07
Notice of Filing of Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of I ts Affiliates Comments Due: Rel. No. 34-58160 Federal Register version (73 FR 21677)
34-57666
April 15, 2008
SR-FICC-2007-05
Notice of Filing of Proposed Rule Change To Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates and To Restructure the Watch List Comments Due: Rel. No. 34-58156 Federal Register version (73 FR 21675)
34-57665
April 15, 2008
SR-DTC-2007-05
Notice of Filing of Proposed Rule Change to Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates Comments Due: Rel. No. 34-58157 Federal Register version (73 FR 21673)
34-57668
April 15, 2008
SR-CBOE-2008-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (73 FR 21394)
34-57659
April 14, 2008
SR-MSRB-2008-03
Notice of Filing of Proposed Rule Change Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice Comments Due: Rel. No. 34-58154 Federal Register version (73 FR 21166)
34-57653
April 11, 2008
SR-NYSEArca-2008-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 To Include Procedures for Handling Catastrophic Errors Comments Due: Federal Register version (73 FR 20996)
34-57654
April 11, 2008
SR-NASDAQ-2008-028
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index Comments Due: Federal Register version (73 FR 21003)
34-57658
April 11, 2008
SR-NASDAQ-2008-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Charges for Pre-Trade Risk Management Workstation Add-Ons Comments Due: Federal Register version (73 FR 21002)
34-57650
April 11, 2008
SR-CBOE-2008-40
Notice of Filing of a Proposed Rule Change To Provide for Issuance of Interim Trading Permits Comments Due: View Received Comments Rel. No. 34-58178 Federal Register version (73 FR 20989)
34-57649
April 11, 2008
4-551
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., The NASDAQ Stock Market LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.) Comments Due: Rel. No. 34-58765 , Rel. No. 34-56941 , Rel. No. 34-56731
34-57644
April 10, 2008
SR-Amex-2008-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts Comments Due: Federal Register version (73 FR 20981)
34-57645
April 10, 2008
SR-Amex-2008-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs Comments Due: Federal Register version (73 FR 20983)
34-57643
April 10, 2008
SR-ISE-2008-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes Comments Due: Federal Register version (73 FR 20994)
34-57647
April 10, 2008
SR-DTC-2007-10
Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities Comments Due: Rel. Nos. 34-57513 , 34-56552 , Rel. No. 34-57768 Federal Register version (73 FR 20727)
34-57646
April 10, 2008
SR-CBOE-2008-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.20A To Permit Sponsored Users Access to the CBOE Stock Exchange Facility Comments Due: Federal Register version (73 FR 20726)
34-57641
April 9, 2008
SR-Amex-2007-107
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees Comments Due: Rel. No. 34-57829 Federal Register version (73 FR 20724)
34-57640
April 9, 2008
SR-NFA-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program Comments Due: Federal Register version (73 FR 20341)
34-57642
April 9, 2008
SR-CBOE-2006-105
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List for Trading Binary Options on Broad-Based Indexes Comments Due: Rel. No. 34-57850 Federal Register version (73 FR 20985)
34-57631
April 8, 2008
SR-Amex-2008-30
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares Comments Due: Rel. No. 34-57818 Federal Register version (73 FR 20074)
34-57634
April 8, 2008
SR-NYSEArca-2008-35
Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Equity Index-Linked Securities Comments Due: Federal Register version (73 FR 20081)
34-57636
April 8, 2008
SR-NYSEArca-2008-09
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AirShares TM Comments Due: Rel. No. 34-57838 Federal Register version (73 FR 20344)
34-57632
April 8, 2008
SR-ISE-2008-29
Notice of Filing of Proposed Rule Change Relating to the Price Improvement Mechanism Comments Due: Rel. No. 34-57847 Federal Register version (73 FR 20079)
34-57633
April 8, 2008
SR-CBOE-2008-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status Access Fee Comments Due: Federal Register version (73 FR 20342)
34-57630
April 7, 2008
SR-BSE-2008-22
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Its Make or Take Linkage Transaction Fees Comments Due: Federal Register version (73 FR 19914)
34-57629
April 7, 2008
SR-CBOE-2008-02
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Replace References to Certain Committees With a Reference to the Exchange Comments Due: Rel. No. 34-57865 Federal Register version (73 FR 20076)
34-57625
April 4, 2008
SR-Amex-2008-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting From Linkage P/A Orders Comments Due: Federal Register version (73 FR 19913)
34-57618
April 4, 2008
SR-BSE-2008-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Exchange Fees and Charges Comments Due: Federal Register version (73 FR 19532)
34-57619
April 4, 2008
SR-NYSEArca-2008-25
Notice of Filing of Amendment No. 1 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable To Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio Comments Due: Rel. No. 34-57395 Federal Register version (73 FR 19544)
34-57624
April 4, 2008
SR-NYSEArca-2008-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Schedule of Fees and Charges for Exchange Services That Apply To Orders Submitted by ETP Holders Comments Due: Federal Register version (73 FR 19921)
34-57626
April 4, 2008
SR-NYSEArca-2008-28
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Pursuant to Unlisted Trading Privileges Shares of the Bear Stearns Current Yield Fund Comments Due: Federal Register version (73 FR 19923)
34-57617
April 4, 2008
SR-NYSE-2008-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM Comments Due: Federal Register version (73 FR 19542)
34-57627
April 4, 2008
SR-NYSE-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Amend NYSE Rule 46 To Permit the Appointment of Qualified Exchange Employees To Act as Floor Governors Comments Due: Federal Register version (73 FR 19919)
34-57622
April 4, 2008
SR-FINRA-2008-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Incorporated NYSE Rule Interpretation 344/02 Comments Due: Federal Register version (73 FR 19916)
34-57611
April 3, 2008
SR-NYSE-2008-20
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot Comments Due: Rel. No. 34-58068 Federal Register version (73 FR 19274)
34-57609
April 3, 2008
SR-NSCC-2008-01
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the Rules With Regard to the Formula Used Within the Stock Borrow Program Comments Due: Federal Register version (73 FR 19918)
34-57614
April 3, 2008
SR-NASDAQ-2008-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ Comments Due: Federal Register version (73 FR 19539)
34-57616
April 3, 2008
SR-NASDAQ-2008-017
Notice of Filing of Proposed Rule Change To Clarify the Listing of Additional Shares Notification Process Comments Due: Rel. No. 34-57930 Federal Register version (73 FR 19540)
34-57604
April 2, 2008
SR-Amex-2008-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis Comments Due: Federal Register version (73 FR 19121)
34-57608
April 2, 2008
SR-Phlx-2008-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection With Linkage P/A Orders Comments Due: Federal Register version (73 FR 19128)
34-57603
April 2, 2008
SR-NYSEArca-2007-104
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Warrants, Rights, and Units Comments Due: Rel. No. 34-57815 Federal Register version (73 FR 19125)
34-57601
April 2, 2008
SR-NYSE-2008-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months Comments Due: Federal Register version (73 FR 19123)
34-57602
April 2, 2008
SR-CBOE-2008-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class Federal Register version (73 FR 19122)
34-57594
April 1, 2008
SR-BSE-2008-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series Comments Due: Federal Register version (73 FR 18828)
34-57598
April 1, 2008
SR-BSE-2008-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on the Boston Options Exchange Facility Comments Due: Federal Register version (73 FR 18831)
34-57597
April 1, 2008
SR-Phlx-2008-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options Comments Due: Federal Register version (73 FR 18846)
34-57591
April 1, 2008
SR-NYSE-2008-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation) Comments Due: Federal Register version (73 FR 18838)
34-57592
April 1, 2008
SR-NYSE-2008-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to June 30, 2008 Comments Due: Federal Register version (73 FR 18836)
34-57595
April 1, 2008
SR-NASDAQ-2007-067
Notice of Filing of a Proposed Rule Change To Establish an Imbalance Cross Comments Due: Rel. No. 34-58386 Federal Register version (73 FR 19118)
34-57599
April 1, 2008
SR-NASDAQ-2008-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Trading on The NASDAQ Options Market Comments Due: View Received Comments Federal Register version (73 FR 18848)
34-57596
April 1, 2008
SR-FICC-2007-11
Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees Comments Due: Federal Register version (73 FR 18835)
34-57593
April 1, 2008
SR-CBOE-2008-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange Comments Due: Federal Register version (73 FR 18833)
34-57581
March 31, 2008
SR-Amex-2008-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series Comments Due: Federal Register version (73 FR 18593)
34-57583
March 31, 2008
SR-Phlx-2008-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series Comments Due: Federal Register version (73 FR 18589)
34-57584
March 31, 2008
SR-OCC-2007-16
Notice of Filing of a Proposed Rule Change Relating to Late Exercises Comments Due: Rel. No. 34-59046 , Rel. No. 34-59046 Federal Register version (73 FR 18844)
34-57585
March 31, 2008
SR-NYSEArca-2008-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Transaction Fees and To Establish a New Fee, the Market Maker Post Liquidity Incentive Credit Comments Due: Federal Register version (73 FR 18841)
34-57588
March 31, 2008
SR-NYSEArca-2008-37
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (73 FR 18842)
34-57582
March 31, 2008
SR-CBOE-2008-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Certain Option Classes Comments Due: Federal Register version (73 FR 18596)
34-57578
March 28, 2008
SR-Amex-2008-34
Notice of Filing of Proposed Rule Change To Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants Comments Due: Rel. No. 34-57794 Federal Register version (73 FR 18592)
34-57579
March 28, 2008
SR-NASDAQ-2008-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program Comments Due: Federal Register version (73 FR 18587)
34-57577
March 28, 2008
SR-MSRB-2007-06
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Municipal Securities Information Library System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal Comments Due: View Received Comments Federal Register version (73 FR 18022)
34-57576
March 28, 2008
SR-CBOE-2008-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program Comments Due: Federal Register version (73 FR 18306)
34-57570
March 27, 2008
SR-BSE-2008-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts Comments Due: Federal Register version (73 FR 18015)
34-57574
March 27, 2008
SR-NSX-2008-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE Comments Due: Federal Register version (73 FR 18026)
34-57572
March 27, 2008
SR-FINRA-2008-010
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Establish New Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief Comments Due: View Received Comments Rel. No. 34-58886 Federal Register version (73 FR 18308)
34-57573
March 27, 2008
SR-NSCC-2007-14
Notice of Filing of Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net Comments Due: Rel. No. 34-57901 Federal Register version (73 FR 18019)
