34-101383
Oct. 18, 2024
SR-LCH SA-2024-002
Notice of Filing of Amendment No. 1 and Partial Amendment No. 1 to Proposed Rule Change Relating to the CDSClear Select Membership Model Exhibit 3.1 , Exhibit 3.2 , Exhibit 3.3 , Exhibit 4 , Exhibit 5.1 , Exhibit 5.2 , Exhibit 5.3
34-101380
Oct. 17, 2024
SR-NASDAQ-2024-037
Notice of Withdrawal of a Proposed Rule Change to Amend Rule 5820 to Codify the Standards of Review that Govern Appeals before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council View Received Comments
34-101368
Oct. 17, 2024
SR-SAPPHIRE-2024-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the Exchange’s Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market Data Feed; (ii) MIAX Sapphire Complex Top of Market Data Feed; and (iii) MIAX Sapphi Comments Due: Exhibit 5
34-101377
Oct. 17, 2024
SR-CboeEDGX-2024-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Remove Volume Tier 2 of the Fee Schedule Comments Due: Exhibit 5
34-101370
Oct. 17, 2024
SR-MEMX-2024-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Regarding Options Market Data Products Comments Due: Exhibit 5
34-101367
Oct. 16, 2024
SR-CBOE-2024-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-101360
Oct. 16, 2024
SR-NYSEARCA-2024-70
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-101358
Oct. 16, 2024
SR-PEARL-2024-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Both an Early and Late Trading Session on its Equity Trading Platform Exhibit 5
34-101340
Oct. 15, 2024
SR-FICC-2024-009
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: View Received Comments
34-101338
Oct. 15, 2024
SR-MEMX-2024-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Concerning Options Transaction Fees Comments Due: Exhibit 5
34-101349
Oct. 15, 2024
SR-ISE-2024-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 3 Comments Due: Exhibit 5
34-101348
Oct. 15, 2024
SR-FICC-2024-010
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Comments Due:
34-101345
Oct. 15, 2024
SR-DTC-2024-009
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest.
34-101341
Oct. 15, 2024
SR-PEARL-2024-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618(a)(7)(A) to Allow Equity Members to Cancel a Subset of Orders Over an Order Entry Port Comments Due: Exhibit 5
34-101337
Oct. 15, 2024
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest. Comments Due:
34-101336
Oct. 15, 2024
SR-FINRA-2024-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules Comments Due: Exhibit 5
34-101325
Oct. 15, 2024
SR-NYSE-2024-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 3110 Comments Due: View Received Comments
34-101321
Oct. 11, 2024
SR-CBOE-2024-036
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 4.3 to List and Trade Options on Units that Represent Interests in Ethereum Exchange-Traded Products Comments Due: View Received Comments
34-101320
Oct. 11, 2024
SR-LTSE-2024-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees Comments Due: Exhibit 5
34-101306
Oct. 10, 2024
SR-NYSE-2024-48
Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Limit the Use of Reverse Stock Splits to Regain Compliance with the Price Criteria in Certain Circumstances Comments Due: View Received Comments Exhibit 5
34-101305
Oct. 10, 2024
SR-CboeEDGX-2024-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101303
Oct. 10, 2024
SR-CboeBYX-2024-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101304
Oct. 10, 2024
SR-CboeEDGA-2024-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101302
Oct. 10, 2024
SR-CboeBZX-2024-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101300
Oct. 10, 2024
SR-BX-2024-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2no Comments Due: Exhibit 5
34-101294
Oct. 9, 2024
SR-MEMX-2024-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Equities Transaction Pricing Comments Due: Exhibit 5
34-101291
Oct. 9, 2024
SR-NASDAQ-2024-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5
34-101295
Oct. 9, 2024
SR-NYSE-2024-44
Notice of Filing of Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Standard if the Company Owes Any Unpaid Fees to the Exchange Comments Due: View Received Comments Exhibit 5
34-101289
Oct. 9, 2024
SR-MIAX-2024-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule and Extend the SPIKES Options Market Maker Incentive Program Comments Due: Exhibit 5
34-101281
Oct. 8, 2024
SR-SAPPHIRE-2024-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: View Received Comments Exhibit 5
34-101282
Oct. 8, 2024
SR-PEARL-2024-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-101277
Oct. 8, 2024
4-698
Notice of Designation of a Longer Period for Commission Action on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures View Received Comments
34-101266
Oct. 7, 2024
SR-ISE-2024-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101268
Oct. 7, 2024
SR-Phlx-2024-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101267
Oct. 7, 2024
SR-NASDAQ-2024-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101269
Oct. 7, 2024
SR-MRX-2024-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101265
Oct. 7, 2024
SR-BX-2024-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101262
Oct. 7, 2024
SR-GEMX-2024-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101253
Oct. 4, 2024
SR-NYSENAT-2024-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101251
Oct. 4, 2024
SR-NYSECHX-2024-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101250
Oct. 4, 2024
SR-NYSEARCA-2024-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101249
Oct. 4, 2024
SR-NYSEAMER-2024-59
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101248
Oct. 4, 2024
SR-NYSE-2024-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101243
Oct. 3, 2024
SR-CboeBZX-2024-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Functionality that will Provide Members and Clearing Members with the Option to Utilize Additional Credit Risk Settings Under Interpretation and Po Comments Due:
34-101246
Oct. 3, 2024
SR-OCC-2024-014
Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment no. 1, by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When Exhibit 3A-3F , Exhibit 5
34-101242
Oct. 3, 2024
SR-CboeEDGX-2024-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Functionality that will Provide Members and Clearing Members with the Option to Utilize Additional Credit Risk Settings Under Interpretation and P Comments Due:
34-101244
Oct. 3, 2024
SR-CboeBYX-2024-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Functionality that will Provide Members and Clearing Members with the Option to Utilize Additional Credit Risk Settings Under Interpretation and Po Comments Due:
34-101241
Oct. 3, 2024
SR-CboeEDGA-2024-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Functionality that will Provide Members and Clearing Members with the Option to Utilize Additional Credit Risk Settings Under Interpretation and Po Comments Due:
34-101238
Oct. 3, 2024
SR-NASDAQ-2024-045
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Un View Received Comments
34-101237
Oct. 3, 2024
SR-IEX-2024-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .17 to IEX Rule 5.110 (Supervision), so that any Location that is the Private Residence of a Person Associated with a Member at which Supervisory Activity Comments Due:
34-101233
Oct. 2, 2024
SR-CboeBZX-2024-091
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Franklin Crypto Index ETF, a Series of the Franklin Crypto Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments
34-101231
Oct. 2, 2024
SR-IEX-2024-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.330 to Adopt a New Market Data Product to be Known as DEEP+ Comments Due: Exhibit 5
34-101229
Oct. 1, 2024
SR-CBOE-2024-042
Notice of Filing of a Proposed Rule Change to Amend its Rules to Permit Orders Comprised of Options and Futures Legs ("Future-Option Orders") Exhibit 5
34-101225
Oct. 1, 2024
4-698
Notice of Filing of Partial Amendment No. 1 to an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures View Received Comments
34-101226
Oct. 1, 2024
SR-LTSE-2024-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Initial Fees and Rebates Applicable to Members of the Exchange Pursuant to Exchange Rule 15.110 and Adopt a Policy Relating to Billing Errors Comments Due: Exhibit 5
34-101224
Oct. 1, 2024
SR-NASDAQ-2024-016
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Pro View Received Comments
34- 101218
Sept. 30, 2024
SR-NASDAQ-2024-028
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF under Nasdaq Rul Comments Due: View Received Comments
34-101212
Sept. 27, 2024
SR-CboeBZX-2024-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform Comments Due: Federal Register.
Exhibit 5
34-101197
Sept. 26, 2024
SR-CBOE-2024-034
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules to List P.M.-Settled Russell 2000 Index Options with Expirations on the Third Friday-of-the-Month Comments Due: Federal Register.
View Received Comments
34-101195
Sept. 26, 2024
SR-BX-2024-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Initiate Fees for the Distribution of BX Trade Outline Comments Due: Exhibit 5
34-101191
Sept. 25, 2024
SR-MIAX-2024-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Minor, Non-Substantive Edits to Exchange’s Rulebook and Delete All References to Mini-Options in the Rulebook Comments Due: Federal Register.
Exhibit 5
34-101190
Sept. 25, 2024
SR-CboeBZX-2024-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 14.11(e)(10) (Managed Trust Securities) and to List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF Under Amended Rule 14.11(e)(10) Comments Due: Federal Register.
Exhibit 5
34-101189
Sept. 25, 2024
SR-OCC-2024-013
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its By-Laws and Rules Primarily to Discontinue Certain Outmoded or Unused Products and Services Exhibit 3 , Exhibit 5a , Exhibit 5b
34-101193
Sept. 25, 2024
SR-OCC-2024-010
Notice of Filing of Partial Amendment No. 1 and Designation of Longer Period for Commission Action on Proposed Rule Change by the Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts to Hel View Received Comments
34-101192
Sept. 25, 2024
SR-IEX-2024-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Representation in a Recent Rule Filing Regarding the Planned Migration of its System Comments Due:
34-101157
Sept. 24, 2024
SR-NYSEAMER-2024-45
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 915 to Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and Any T Comments Due: View Received Comments
34-101152
Sept. 24, 2024
SR-PEARL-2024-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-101156
Sept. 24, 2024
SR-SAPPHIRE-2024-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Options Program Comments Due: Exhibit 5
34-101154
Sept. 24, 2024
SR-ISE-2024-35
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Options on the iShares Ethereum Trust Comments Due: View Received Comments
34-101155
Sept. 24, 2024
SR-MIAX-2024-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-101151
Sept. 24, 2024
SR OCC-2024-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to OCC’s Capital Management Policy Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c
34-101148
Sept. 24, 2024
SR-SAPPHIRE-2024-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: Exhibit 5
34-101147
Sept. 24, 2024
SR-MIAX-2024-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: Federal Register.
Exhibit 5
34-101150
Sept. 24, 2024
SR-NYSE-2024-58
Notice of Filing of Proposed Rule Change to Amend NYSE Rule 7.13 Exhibit 5
34-101146
Sept. 24, 2024
SR-PEARL-2024-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5
34-101145
Sept. 24, 2024
SR-EMERALD-2024-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Fee Schedule Comments Due: Exhibit 5
34-101135
Sept. 23, 2024
SR-PEARL-2024-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-101132
Sept. 23, 2024
SR-DTC-2024-010
Notice of Filing of Proposed Rule Change to Decommission the ID Net Service Exhibit 5
34-101131
Sept. 23, 2024
SR-NSCC-2024-008
Notice of Filing of Proposed Rule Change to Decommission the ID Net Service Exhibit 5
34-101128
Sept. 20, 2024
SR-ISE-2024-03
Notice of Filing of Amendment Nos. 4 and 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 4, and 5, to Permit the Listing and Trading of Options on the iShares Bitcoin Trust Comments Due: View Received Comments
34-101127
Sept. 20, 2024
SR-NYSEARCA-2024-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5
34-101122
Sept. 20, 2024
SR-PEARL-2024-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5
34-101126
Sept. 20, 2024
SR-NYSE-2024-18
Notice of Withdrawal of a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months from its Original Listing Date if it Has Entered into a Comments Due: Rebuttal comments View Received Comments
34-101120
Sept. 20, 2024
SR-CBOE-2024-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules to Permit the Listing and Trading of Options Based on 1/100 of the Value of the Nasdaq-100 Index® (“Nasdaq-100”) Comments Due: Exhibit 5
34-101116
Sept. 20, 2024
SR-ISE-2024-12
Notice of Designation of Longer Period for Commission Action on Proceeding to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rules to List and Trade FLEX Options gs Comments Due: View Received Comments
34-101117
Sept. 20, 2024
SR-NYSE-2024-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Section 101.01 and Amend Section 103.00 of the NYSE Listed Company Manual to Explain the Application of the Domestic and International Standards for Initial Listing of Commo Comments Due: Exhibit 5
34-101115
Sept. 20, 2024
SR-Phlx-2024-15
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders View Received Comments
34-101110
Sept. 19, 2024
SR-NYSEARCA-2024-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed Comments Due: Exhibit 5
34-101111
Sept. 19, 2024
SR-NYSE-2024-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: Exhibit 5
34-101108
Sept. 19, 2024
SR-NYSEAMER-2024-55
Notice of Filing and Immediate Effectiveness of Proposed Change to Establish Fees for the NYSE American Aggregated Lite Data Feed Comments Due: Exhibit 5
34-101106
Sept. 19, 2024
SR-NYSEAMER-2024-58
Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5
34-101109
Sept. 19, 2024
SR-NYSE-2024-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed Comments Due: Exhibit 5
34-101105
Sept. 19, 2024
SR-CboeBYX-2024-009
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match T View Received Comments Exhibit 5
34-101107
Sept. 19, 2024
SR-NYSE-2024-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed Comments Due: Exhibit 5
34-101102
Sept. 19, 2024
SR-NYSENAT-2024-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: Exhibit 5
34-101100
Sept. 19, 2024
SR-PEARL-2024-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-101104
Sept. 19, 2024
SR-NYSEARCA-2024-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Comments Due: Exhibit 5
34-101103
Sept. 19, 2024
SR-NYSECHX-2024-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: Exhibit 5
34-101098
Sept. 19, 2024
SR-NASDAQ-2024-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definition of Nasdaq Options Trade Outline Comments Due: Exhibit 5
34-101099
Sept. 19, 2024
SR-Phlx-2024-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definition of PHLX Options Trade Outline Comments Due: Exhibit 5
