34-101093
Sept. 18, 2024
SR-NYSE-2024-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual Comments Due: Exhibit 5
34-101092
Sept. 18, 2024
SR-CBOE-2024-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-101091
Sept. 18, 2024
4-820
Options Price Reporting Authority; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the OPRA Plan Relating to Dissemination of Exchange Proprietary Market Data Information View Received Comments
34-101090
Sept. 18, 2024
SR-NYSENAT-2024-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-101088
Sept. 18, 2024
SR-NYSEARCA-2024-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-101087
Sept. 18, 2024
SR-NYSE-2024-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-101086
Sept. 18, 2024
SR-NYSEAMER-2024-56
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-101089
Sept. 18, 2024
SR-NYSECHX-2024-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-101083
Sept. 18, 2024
SR-DTC-2024-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework View Received Comments
34-101095
Sept. 18, 2024
SR-OCC-2024-001
Notice of Withdrawal of a Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Mar View Received Comments
34-101084
Sept. 18, 2024
SR-NSCC-2024-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
34-101082
Sept. 18, 2024
SR-FICC-2024-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant View Received Comments
34-101078
Sept. 18, 2024
SR-NASDAQ-2024-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101077
Sept. 18, 2024
SR-MRX-2024-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101081
Sept. 18, 2024
SR-FICC-2024-005
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and View Received Comments
34-101076
Sept. 18, 2024
SR-ISE-2024-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101085
Sept. 18, 2024
SR-FICC-2024-006
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework View Received Comments
34-101080
Sept. 18, 2024
SR-CboeBZX-2024-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the ARK 21Shares Bitcoin ETF and the 21Shares Core Ethereum ETF to Add Two New Custodians to Each Trust Comments Due:
34-101073
Sept. 18, 2024
SR-BX-2024-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101079
Sept. 18, 2024
SR-Phlx-2024-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101074
Sept. 18, 2024
SR-GEMX-2024-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: View Received Comments Exhibit 5
34-101096
Sept. 18, 2024
SR-ISE-2024-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definition of ISE Open/Close Trade Profile Comments Due: Exhibit 5
34-101064
Sept. 17, 2024
SR-FINRA-2024-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Historical Consolidated Audit Trail Recovery Assessment Comments Due: View Received Comments Exhibit 5
34-101050
Sept. 17, 2024
SR-NYSE-2024-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: Exhibit 5
34-101052
Sept. 17, 2024
SR-FINRA-2024-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Form U4 and FINRA Rule 3110.19(d) (Obligation to Provide List of RSLs to FINRA) for New RSL Question Comments Due: Exhibit 3a , Exhibit 3b
34-101051
Sept. 17, 2024
SR-NYSEAMER-2024-57
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.31E Comments Due: Exhibit 5
34-101034
Sept. 16, 2024
SR-CboeEDGX-2024-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Relating to Volume Tiers Comments Due: Exhibit 5
34-101025
Sept. 16, 2024
SR-IEX-2024-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sati Comments Due:
34-101021
Sept. 13, 2024
SR-CBOE-2024-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 4.5(d) Comments Due: Exhibit 5
34-101020
Sept. 13, 2024
SR-CboeBZX-2024-083
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: Exhibit 5
34-101022
Sept. 13, 2024
SR-CboeBYX-2024-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Add Volume Tiers Comments Due: Exhibit 5
34-101019
Sept. 13, 2024
SR-NYSEARCA-2024-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-101018
Sept. 12, 2024
SR-IEX-2024-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 11.190 and 11.510 to Remove References to the Latency Applicable to Outbound Communications from IEX’s System in Connection with IEX’s Planned Migration of its System Comments Due: Federal Register.
Exhibit 5
34-101016
Sept. 12, 2024
SR-CboeEDGX-2024-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-101015
Sept. 12, 2024
SR-CboeBZX-2024-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-101017
Sept. 12, 2024
SR-CboeBYX-2024-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-101013
Sept. 12, 2024
SR-C2-2024-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-101012
Sept. 12, 2024
SR-FINRA-2024-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897 to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-101009
Sept. 12, 2024
SR-CboeEDGA-2024-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-101011
Sept. 12, 2024
SR-CboeBZX-2024-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-101004
Sept. 12, 2024
SR-BOX-2024-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) to Permit the Expansion of Monday Expirations in Certain Exchange Traded Products Comments Due: Exhibit 5
34-101005
Sept. 12, 2024
SR-BOX-2024-03
Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail File Nos.: View Received Comments
34-101010
Sept. 12, 2024
SR-CboeEDGX-2024-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: Exhibit 5
34-100999
Sept. 11, 2024
SR-MEMX-2024-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing Comments Due: Exhibit 5
34-100995
Sept. 11, 2024
SR-MRX-2024-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Initiate Distributor Fees for MRX Options Trade Outline Comments Due: Exhibit 5
34-100994
Sept. 10, 2024
SR-NYSEARCA-2024-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees for the NYSE Arca Integrated Data Feed Comments Due: Exhibit 5
34-100982
Sept. 10, 2024
SR-NYSE-2024-40
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 7.31(f)(1) Comments Due:
34-100986
Sept. 10, 2024
SR-BX-2024-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100990
Sept. 10, 2024
SR-MRX-2024-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100991
Sept. 10, 2024
SR-ISE-2024-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100992
Sept. 10, 2024
SR-GEMX-2024-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100989
Sept. 10, 2024
SR-Phlx-2024-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100988
Sept. 10, 2024
SR-NASDAQ-2024-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-100963
Sept. 6, 2024
SR-NYSE-2024-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100962
Sept. 6, 2024
SR-SAPPHIRE-2024-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100960
Sept. 6, 2024
SR-FINRA-2024-002
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments
34-100967
Sept. 6, 2024
SR-NYSENAT-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100966
Sept. 6, 2024
SR-NYSECHX-2024-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100965
Sept. 6, 2024
SR-NYSEARCA-2024-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100964
Sept. 6, 2024
SR-NYSEAMER-2024-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100959
Sept. 6, 2024
SR-CboeEDGX-2024-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100958
Sept. 6, 2024
SR-FICC-2024-003
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD
34-100961
Sept. 6, 2024
SR-EMERALD-2024-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100954
Sept. 5, 2024
SR-Phlx-2024-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100953
Sept. 5, 2024
SR-PEARL-2024-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated A Comments Due: View Received Comments Exhibit 5
34-100952
Sept. 5, 2024
SR-PEARL-2024-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Au Comments Due: View Received Comments Exhibit 5
34-100946
Sept. 5, 2024
SR-LTSE-2024-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit-5
34-100951
Sept. 5, 2024
SR-ISE-2024-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100950
Sept. 5, 2024
SR-NASDAQ-2024-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100949
Sept. 5, 2024
SR-MRX-2024-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100945
Sept. 5, 2024
SR-IEX-2024-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit-5
34-100947
Sept. 5, 2024
SR-MEMX-2024-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit-5
34-100948
Sept. 5, 2024
SR-MIAX-2024-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100941
Sept. 5, 2024
SR-BX-2024-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100940
Sept. 5, 2024
SR-CboeBZX-2024-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100939
Sept. 5, 2024
SR-CboeBYX-2024-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100937
Sept. 5, 2024
SR-C2-2024-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100938
Sept. 5, 2024
SR-CBOE-2024-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100936
Sept. 5, 2024
SR-BOX-2024-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100935
Sept. 5, 2024
SR-ICC-2024-005
Notice of Filing of Proposed Rule Change Relating to ICC’s Treasury Operations Policies and Procedures Exhibit 5
34-100942
Sept. 5, 2024
SR-CboeEDGA-2024-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100943
Sept. 5, 2024
SR-CboeEDGX-2024-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100944
Sept. 5, 2024
SR-GEMX-2024-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 5
34-100929
Sept. 4, 2024
SR-MEMX-2024-01
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Rebuttal comments View Received Comments
34-100930
Sept. 4, 2024
SR-OCC-2024-011
Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Stock Loan Programs Exhibit 3a , Exhibit 3b , Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d
34-100928
Sept. 4, 2024
SR-IEX-2024-01
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Rebuttal Comments View Received Comments
34-100927
Sept. 4, 2024
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments
34-100926
Sept. 4, 2024
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail File Nos.: View Received Comments
34-100924
Sept. 4, 2024
SR-BOX-2024-03
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments
34-100920
Sept. 4, 2024
SR-FINRA-2024-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 6897(b) (CAT Cost Recovery Fees) Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From Comments Due: View Received Comments Exhibit 5
34-100919
Sept. 4, 2024
SR-NASDAQ-2024-001
Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Rebuttal comments: March 19, 2024
View Received Comments
34-100918
Sept. 4, 2024
SR-NYSE-2024-47
Notice of Filing of Proposed Rule Change to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Distribution Standard therein Will Be Calculated on a Worldwide Basis View Received Comments Exhibit 5
34-100901
Sept. 3, 2024
SR-SAPPHIRE-2024-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Purge Ports Comments Due: Exhibit 5
34-100900
Sept. 3, 2024
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments
34-100897
Sept. 3, 2024
SR-NSCC-2024-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NSCC Rules & Procedures to Accommodate Fractional Share Trading Programs Comments Due: View Received Comments Exhibit 5
34-100896
Sept. 3, 2024
SR-NYSEARCA-2024-27
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF Under NYSE Arca Rule 8.500-E Comments Due: View Received Comments
34-100895
Sept. 3, 2024
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments
34-100894
Sept. 3, 2024
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Rebuttal Comments View Received Comments
34-100893
Sept. 3, 2024
Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments
34-100892
Sept. 3, 2024
SR-LTSE-2024-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: View Received Comments Exhibit 5
