34-66452
Feb. 23, 2012
SR-NYSEARCA-2012-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Registration Requirements for Traders and Removing Obsolete References to Paper Registration Submissions Comments Due: Exhibit 5 Federal Register version (77 FR 12347)
34-66449
Feb. 23, 2012
SR-CBOE-2012-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct Rule Numbering Errors Comments Due: Federal Register version (77 FR 12337)
34-66438
Feb. 22, 2012
SR-Phlx-2012-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees Comments Due: Exhibit 5 Federal Register version (77 FR 12100)
34-66440
Feb. 22, 2012
SR-BX-2012-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees Comments Due: Exhibit 5 Federal Register version (77 FR 12094)
34-66439
Feb. 22, 2012
SR-NASDAQ-2012-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain External and Inter-Cabinet Connectivity Fees Comments Due: Exhibit 5 Federal Register version (77 FR 12096)
34-66441
Feb. 22, 2012
SR-FINRA-2012-011
Notice of Filing of Proposed Rule Change Relating to Mediator Selection Comments Due: View Received Comments Rel. No. 34-67040 Federal Register version (77 FR 12098)
34-66442
Feb. 22, 2012
SR-FINRA-2012-012
Notice of Filing of Proposed Rule Change Relating To Raising the Limit for Simplified Arbitration Comments Due: View Received Comments Rel. No. 34-66913 Federal Register version (77 FR 12092)
34-66427
Feb. 21, 2012
SR-BATS-2012-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program Comments Due: Federal Register version (77 FR 11608)
34-66426
Feb. 21, 2012
SR-Phlx-2012-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule to Define a Market Maker Comments Due: Exhibit 5 Federal Register version (77 FR 11615)
34-66429
Feb. 21, 2012
SR-Phlx-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Modify Connectivity Options and Fees Comments Due: Exhibit 5 Federal Register version (77 FR 11611)
34-66428
Feb. 21, 2012
SR-NASDAQ-2012-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees Comments Due: Exhibit 5 Federal Register version (77 FR 11602)
34-66431
Feb. 21, 2012
SR-NASDAQ-2012-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices Comments Due: Exhibit 5 Federal Register version (77 FR 11604)
34-66432
Feb. 21, 2012
SR-ISE-2012-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program Comments Due: View Received Comments Exhibit 5 Federal Register version (77 FR 11614)
34-66434
Feb. 21, 2012
SR-ICEEU-2012-02
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Procedures Related to Certain Technical and Operational Changes Relating to Operational Processing of Restructuring Credit Events Under CDS Contracts Comments Due: Federal Register version (77 FR 11607)
34-66422
Feb. 17, 2012
SR-BATS-2012-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (77 FR 11179)
34-66421
Feb. 17, 2012
SR-NYSE-2012-05
Notice of Filing of Proposed Rule Change Amending NYSE Rule 476A To Update Its "List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A" Comments Due: Exhibit 5 , Rel. No. 34-66758 Federal Register version (77 FR 11181)
34-66412
Feb. 16, 2012
SR-NYSEAMEX-2012-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360 Comments Due: Federal Register version (77 FR 10791)
34-66410
Feb. 16, 2012
SR-CHX-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Provide for a New Cross Connection Charge and Waive Monthly Fees at its New Facility Until April 1, 2012 Comments Due: Federal Register version (77 FR 10792)
34-66407
Feb. 16, 2012
SR-Phlx-2012-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Exchange Rule 705 (Fidelity Bonds) Comments Due: Federal Register version (77 FR 10787)
34-66411
Feb. 16, 2012
SR-NYSE-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 319 and its Interpretation, Which Address Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360 Comments Due: Federal Register version (77 FR 10788)
34-66414
Feb. 16, 2012
SR-BX-2012-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021 Comments Due: Federal Register version (77 FR 11184)
34-66409
Feb. 16, 2012
SR-NASDAQ-2012-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Federal Register version (77 FR 10794)
34-66406
Feb. 16, 2012
SR-ISE-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 10579)
34-66413
Feb. 16, 2012
SR-DTC-2012-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the "Full Call" Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted Comments Due: Federal Register version (77 FR 11175)
34-66402
Feb. 15, 2012
SR-EDGX-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members Comments Due: Exhibit 5 Federal Register version (77 FR 10595)
34-66403
Feb. 15, 2012
SR-EDGA-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members Comments Due: Exhibit 5 Federal Register version (77 FR 10593)
34-66400
Feb. 15, 2012
SR-NYSEAmex-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances Comments Due: Exhibit 5 Federal Register version (77 FR 10584)
34-66401
Feb. 15, 2012
SR-NYSE-2012-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 123C(4) To Provide for How Certain Interest Is Included in the Calculation of MOC and LOC Imbalances Comments Due: Exhibit 5 Federal Register version (77 FR 10581)
34-66398
Feb. 15, 2012
SR-NSCC-2012-02
Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds Comments Due: Rel. No. 34-66731 Federal Register version (77 FR 10589)
34-66399
Feb. 15, 2012
SR-NSCC-2012-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures Comments Due: Federal Register version (77 FR 10591)
34-66391
Feb. 14, 2012
SR-CHX-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Implement a Clearing Submission Fee Credit for Institutional Brokers Comments Due: Federal Register version (77 FR 10013)
34-66390
Feb. 14, 2012
SR-NYSEArca-2012-10
Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 Comments Due: Rel. No. 34-66717 Federal Register version (77 FR 10005)
34-66392
Feb. 14, 2012
SR-ISE-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 10016)
34-66394
Feb. 14, 2012
SR-CBOE-2012-005
Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing Comments Due: Rel. No. 34-66759 Federal Register version (77 FR 10026)
34-66393
Feb. 14, 2012
SR-C2-2012-004
Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing Comments Due: Rel. No. 34-66760 Federal Register version (77 FR 10020)
34-66385
Feb. 13, 2012
SR-NYSEAmex-2012-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for "Self-Trade Prevention" on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 9719)
34-66386
Feb. 13, 2012
SR-NYSEArca-2012-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for "Self-Trade Prevention" on the Exchange Comments Due: Exhibit 5 Federal Register version (77 FR 9721)
34-66384
Feb. 13, 2012
SR-C2-2012-006
Notice of Filing of a Proposed Rule Change Relating to Its Automated Improvement Mechanism Comments Due: Rel. No. 34-66677 Federal Register version (77 FR 9717)
34-66383
Feb. 10, 2012
SR-EDGX-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) Comments Due: Federal Register version (77 FR 9714)
34-66380
Feb. 10, 2012
SR-BATS-2012-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities Comments Due: Exhibit 5 Federal Register version (77 FR 9279)
34-66376
Feb. 10, 2012
SR-NYSEAmex-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending an Existing Rebate Relating to Qualified Contingent Cross Orders That Are Entered and Executed Through the Exchange Systems Comments Due: Exhibit 5 Federal Register version (77 FR 9293)
34-66377
Feb. 10, 2012
SR-NYSEArca-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Arca Options Fee Schedule Relating to Post Liquidity Credits Comments Due: Exhibit 5 Federal Register version (77 FR 9288)
34-66378
Feb. 10, 2012
SR-NYSEArca-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule To Increase the Investor Tier 1 Credit for ETP Holders and Market Makers Comments Due: Exhibit 5 Federal Register version (77 FR 9278)
34-66379
Feb. 10, 2012
SR-NYSEArca-2012-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers Comments Due: Exhibit 5 Federal Register version (77 FR 9277)
34-66381
Feb. 10, 2012
SR-NYSEArca-2012-09
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the PIMCO Global Advantage Inflation-Linked Bond Strategy Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66670 Federal Register version (77 FR 9281)
34-66369
Feb. 10, 2012
SR-NASDAQ-2012-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Pre-Market Investor Program Comments Due: Exhibit 5 Federal Register version (77 FR 8936)
34-66372
Feb. 10, 2012
SR-NASDAQ-2012-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Fidelity Bonds Comments Due: Federal Register version (77 FR 9290)
34-66382
Feb. 10, 2012
SR-CBOE-2012-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index Comments Due: Federal Register version (77 FR 9275)
34-66363
Feb. 9, 2012
SR-EDGA-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 1.5(q) Comments Due: Federal Register version (77 FR 8928)
34-66362
Feb. 9, 2012
SR-Phlx-2012-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds) Comments Due: Federal Register version (77 FR 8931)
34-66367
Feb. 9, 2012
SR-Phlx-2012-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (77 FR 8934)
34-66364
Feb. 9, 2012
SR-FINRA-2011-064
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Adopting FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports Comments Due: Rel. No. 34-65700 Federal Register version (77 FR 8938)
34-66357
Feb. 8, 2012
SR-BATS-2012-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares MSCI Denmark Capped Investable Market Index Fund Comments Due: Federal Register version (77 FR 8315)
34-66358
Feb. 8, 2012
SR-BATS-2012-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (77 FR 8310)
34-66354
Feb. 8, 2012
SR-CME-2012-03
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Aspects of the Performance Bond Regime Applicable to Cleared Only OTC FX Swaps Comments Due: Federal Register version (77 FR 8318)
34-66356
Feb. 8, 2012
SR-BX-2012-007
Notice of Filing and Immediate Effectiveness of a Proposal To Permit Customer Cross Orders on BOX Comments Due: Exhibit 5 Federal Register version (77 FR 8321)
34-66359
Feb. 8, 2012
SR-BX-2012-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds Comments Due: Federal Register version (77 FR 8307)
34-66360
Feb. 8, 2012
SR-NASDAQ-2012-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees Comments Due: Exhibit 5 Federal Register version (77 FR 8312)
34-66349
Feb. 7, 2012
SR-NYSEAmex-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Amex Options Rule 903 To Allow Trading of Options on iShares Silver Trust 1 Comments Due: Exhibit 5 Federal Register version (77 FR 7637)
34-66340
Feb. 7, 2012
SR-OCC-2012-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit OCC To Clear and Settle Spot Gold Futures, Which Are Proposed To Be Traded by NASDAQ OMX Futures Exchange, Inc. Comments Due: Federal Register version (77 FR 7621)
34-66350
Feb. 7, 2012
SR-NYSEArca-2012-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 To Allow Trading of Options on iShares Silver Trust 1 Comments Due: Exhibit 5 Federal Register version (77 FR 7634)
34-66347
Feb. 7, 2012
SR-NASDAQ-2012-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders Comments Due: Federal Register version (77 FR 7639)
34-66341
Feb. 7, 2012
SR-ICEEU-2012-01
Notice of Proposed Rule Change To Revise Rules and Procedures Related to Certain Technical and Operational Changes Relating to Credit Default Swap Contracts Comments Due: Rel. No. 34-66628 Federal Register version (77 FR 7652)
34-66344
Feb. 7, 2012
SR-CBOE-2012-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 7626)
34-66324
Feb. 6, 2012
SR-BATS-2012-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference To Additional Variations of an Existing Routing Strategy Comments Due: Federal Register version (77 FR 7642)
34-66327
Feb. 6, 2012
SR-BATS-2012-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (77 FR 7216)
34-66325
Feb. 6, 2012
SR-BYX-2012-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Reference to an Additional Variation of an Existing Routing Strategy Comments Due: Federal Register version (77 FR 7640)
34-66326
Feb. 6, 2012
SR-BYX-2012-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Federal Register version (77 FR 7215)
34-66335
Feb. 6, 2012
SR-EDGA-2012-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 7225)
34-66328
Feb. 6, 2012
SR-FINRA-2012-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References Within Certain FINRA Rules Comments Due: Federal Register version (77 FR 7218)
34-66315
Feb. 3, 2012
SR-Phlx-2012-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Disseminated Quotations Comments Due: View Received Comments Federal Register version (77 FR 6828)
34-66320
Feb. 3, 2012
SR-NASDAQ-2012-013
Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities Comments Due: Exhibit 5 , Rel. No. 34-66648 Federal Register version (77 FR 6833)
34-66322
Feb. 3, 2012
SR-NASDAQ-2012-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018 Comments Due: Exhibit 5 Federal Register version (77 FR 6831)
34-66311
Feb. 2, 2012
SR-NYSEARCA-2012-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 That Is Substantially the Same as Financial Industry Regulatory Authority Rule 5190 Comments Due: Federal Register version (77 FR 6613)
34-66310
Feb. 2, 2012
SR-NASDAQ-2012-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4618 Comments Due: Federal Register version (77 FR 6610)
34-66309
Feb. 2, 2012
SR-MSRB-2012-01
Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System Comments Due: Rel. No. 34-66622 Federal Register version (77 FR 6615)
34-66284
Feb. 1, 2012
SR-Phlx-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Product, TradeInfo PHLX, and Amend the Fee Schedule to Add a Related Subscription Fee Comments Due: Exhibit 5 Federal Register version (77 FR 6162)
34-66288
Feb. 1, 2012
SR-NASDAQ-2012-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e) Comments Due: Federal Register version (77 FR 6164)
34-66287
Feb. 1, 2012
SR-FINRA-2012-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for Amendments to the Trading Activity Fee Rate for Transactions in Covered Equity Securities Comments Due: Federal Register version (77 FR 6161)
34-66286
Feb. 1, 2012
SR-C2-2012-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan Comments Due: Exhibit 5 Federal Register version (77 FR 6166)
34-66282
Jan. 31, 2012
SR-NASDAQ-2012-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7015(c) for Subscription to Computer to Computer Interface Stations Comments Due: Federal Register version (77 FR 5862)
34-66273
Jan. 30, 2012
SR-BATS-2012-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Federal Register version (77 FR 5588)
34-66272
Jan. 30, 2012
SR-CHX-2012-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers Comments Due: Federal Register version (77 FR 5605)
34-66278
Jan. 30, 2012
SR-BX-2011-046
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend the BOX Fee Schedule With Respect to Credits and Fees for Transactions in the BOX PIP Comments Due: View Received Comments Rel. No. 34-65330 , Rel. No. 34-65592 , Rel. No. 34-64981 Federal Register version (77 FR 5590)
34-66275
Jan. 30, 2012
SR-NASDAQ-2012-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Rule 4753(c) Comments Due: Federal Register version (77 FR 5606)
34-66271
Jan. 30, 2012
SR-ISE-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Individual Securities Circuit Breakers Comments Due: Federal Register version (77 FR 5587)
34-66270
Jan. 30, 2012
SR-FINRA-2012-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Trading Pause Pilot Comments Due: Federal Register version (77 FR 5610)
34-66274
Jan. 30, 2012
SR-CBOE-2012-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 5604)
34-66277
Jan. 30, 2012
SR-CBOE-2012-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (77 FR 5595)
34-66266
Jan. 27, 2012
SR-OCC-2012-01
Notice of Filing of Proposed Rule Change Relating to Public Directors Comments Due: Release No. 34-66560 , Release No. 34-66560 Federal Register version (77 FR 5284)
34-66250
Jan. 26, 2012
SR-CME-2012-01
Notice of Filing of Proposed Rule Change To Amend Rules Relating to Credit Default Swap Guaranty Fund Comments Due: Rel. No. 34-66506 Federal Register version (77 FR 5070)
34-66261
Jan. 26, 2012
SR-CME-2012-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Its Cleared-only OTC FX Clearing Offering Comments Due: Federal Register version (77 FR 5283)
34-66243
Jan. 26, 2012
SR-NSX-2012-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Effectuate an Amendment to Its Amended and Restated Certificate of Incorporation To Include a Reference to Section 242 of the General Corporation Law of the State of Delaware Comments Due: Exhibit 5 Federal Register version (77 FR 5067)
34-66253
Jan. 26, 2012
SR-CHX-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to Clearly Erroneous Transactions Comments Due: Federal Register version (77 FR 5080)
34-66251
Jan. 26, 2012
SR-Phlx-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Document Removal Fee Comments Due: Exhibit 5 Federal Register version (77 FR 5082)
34-66252
Jan. 26, 2012
SR-Phlx-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (77 FR 5072)
34-66257
Jan. 26, 2012
SR-Phlx-2012-11
Notice of Filing of Proposed Rule Change Regarding Listing and Trading of PHLX FOREX OptionsTM Comments Due: Exhibit 5 , Rel. No. 34-66616 Federal Register version (77 FR 5073)
34-66245
Jan. 26, 2012
SR-BX-2012-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amend the Definition of Theoretical Price Comments Due: Exhibit 5 Federal Register version (77 FR 5289)
34-66256
Jan. 26, 2012
SR-NASDAQ-2012-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee for a Written Interpretation of the Nasdaq Listing Rules Comments Due: Federal Register version (77 FR 5085)
34-66255
Jan. 26, 2012
SR-ISE-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 to Extend the Pilot Program Comments Due: Federal Register version (77 FR 5081)
