34-67161
June 7, 2012
SR-EDGA-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Exhibit 5 Federal Register version (77 FR 35443)
34-67153
June 7, 2012
SR-NYSEMKT-2012-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Rights Fee That Is Charged to Specialists, e-Specialists and Directed Order Market Makers Comments Due: Exhibit 5 Federal Register version (77 FR 35437)
34-67156
June 7, 2012
SR-ICC-2012-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules To Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated With One Credit Default Swap Contract Comments Due: Rel. No. 34-67156A Federal Register version (77 FR 35462)
34-67157
June 7, 2012
SR-FINRA-2011-057
Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3 to Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Ruleboo Comments Due: View Received Comments Rel. No. 34-65585 , Rel. No. 34-66203 Federal Register version (77 FR 35457)
34-67147
June 6, 2012
SR-Phlx-2012-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee Comments Due: Federal Register version (77 FR 35101)
34-67143
June 6, 2012
SR-NYSEArca-2012-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Qualifications for Credits for Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues and To Amend the Fees for Electronic Complex Order Executions Comments Due: Exhibit 5 Federal Register version (77 FR 35089)
34-67144
June 6, 2012
SR-CBOE-2012-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Federal Register version (77 FR 35095)
34-67136
June 5, 2012
SR-EDGX-2012-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of EDGX Rule 2.6 Comments Due: Federal Register version (77 FR 34427)
34-67132
June 5, 2012
SR-BATS-2012-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing Comments Due: Federal Register version (77 FR 34434)
34-67133
June 5, 2012
SR-BYX-2012-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing Comments Due: Federal Register version (77 FR 34431)
34-67137
June 5, 2012
SR-EDGA-2012-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of EDGA Rule 2.6 Comments Due: Federal Register version (77 FR 34424)
34-67127
June 5, 2012
SR-NSX-2012-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of NSX Rule 2.5 and Related NSX ETP Holder Application Rules and Procedures in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. ("Apex Clearing") as an NSX ETP Holder Comments Due: Federal Register version (77 FR 34448)
34-67138
June 5, 2012
SR-CHX-2012-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder Comments Due: View Received Comments Federal Register version (77 FR 34422)
34-67121
June 5, 2012
SR-Phlx-2012-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies Comments Due: Federal Register version (77 FR 34420)
34-67123
June 5, 2012
SR-Phlx-2012-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees Comments Due: Exhibit 5 Federal Register version (77 FR 35092)
34-67129
June 5, 2012
SR-NYSEMKT-2012-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of Exchange Rule 311-Equities and Related Exchange Equities Rules Concerning the Approval of New Member Organizations and Exchange Rule 353 and Related Exchange Rules Concerning the Approval of New ATP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an Exchange Equities Member Organization and ATP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization and ATP Holder Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an Exchange Equities Member Organization and ATP Holder Comments Due: Federal Register version (77 FR 34442)
34-67128
June 5, 2012
SR-NYSEArca-2012-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Arca Equities Rule 2.3, NYSE Arca Options Rule 2.4 and All Related NYSE Arca Equities and NYSE Arca Options Rules Concerning the Approval of New ETP Holders and OTP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Arca ETP Holder and OTP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved for Membership Comments Due: Federal Register version (77 FR 34445)
34-67126
June 5, 2012
SR-NYSE-2012-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Member Organization, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an NYSE Member Organization Comments Due: View Received Comments Federal Register version (77 FR 34450)
34-67122
June 5, 2012
SR-NASDAQ-2012-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the NASDAQ Options Market Message Traffic Mitigation Rule Comments Due: Federal Register version (77 FR 34453)
34-67131
June 5, 2012
SR-ISE-2012-51
Notice of Filing of Proposed Rule Change To Temporarily Suspend the Requirements of ISE Rule 306 and Related ISE Rules Concerning the Approval of New Members of the Exchange Comments Due: Federal Register version (77 FR 34436)
34-67119
June 5, 2012
SR-DTC-2012-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Issuers To Send Corporate Action Announcements in Machine Readable Format Comments Due: Federal Register version (77 FR 34416)
34-67124
June 5, 2012
SR-CBOE-2012-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule Comments Due: Federal Register version (77 FR 35091)
34-67135
June 5, 2012
SR-CBOE-2012-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders Comments Due: Federal Register version (77 FR 34417)
34-67120
June 5, 2012
SR-C2-2012-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 34441)
34-67134
June 5, 2012
SR-C2-2012-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders Comments Due: Federal Register version (77 FR 34429)
34-67130
June 5, 2012
SR-BOX-2012-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant Comments Due: Federal Register version (77 FR 34438)
34-67106
June 4, 2012
SR-Phlx-2012-74
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Allow Cabinet Trading To Take Place Below $1 per Option Contract Comments Due: Federal Register version (77 FR 34108)
34-67100
June 4, 2012
SR-NYSEArca-2012-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Use of Swap Agreements Under Limited Circumstances by the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Which Are Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.200, Commentary .02 Comments Due: Federal Register version (77 FR 34117)
34-67101
June 4, 2012
SR-NYSEArca-2012-48
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order Type Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67785 , Rel. No. 34-67475 Federal Register version (77 FR 34115)
34-67107
June 4, 2012
SR-NYSEArca-2012-50
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) Comments Due: Rel. No. 34-67485 Federal Register version (77 FR 34102)
34-67102
June 4, 2012
SR-BX-2012-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Dissolve the BOX Committee Comments Due: Federal Register version (77 FR 34107)
34-67103
June 4, 2012
SR-BX-2012-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date for Its Excess Order Fee Comments Due: Federal Register version (77 FR 34114)
34-67105
June 4, 2012
SR-NASDAQ-2012-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals and Position Limits for OSX, SOX, and HGX Comments Due: Exhibit 5 Federal Register version (77 FR 34110)
34-67093
June 1, 2012
SR-BATS-2012-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 33798)
34-67092
June 1, 2012
SR-BYX-2012-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BYX Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality Comments Due: Exhibit 5 Federal Register version (77 FR 33800)
34-67094
June 1, 2012
SR-Phlx-2012-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend its FLEX No Minimum Value Pilot Program Comments Due: Federal Register version (77 FR 33796)
34-67095
June 1, 2012
SR-OCC-2012-08
Notice of Filing of Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures Comments Due: Rel. No. 34-67459 , Rel. No. 34-67459 Federal Register version (77 FR 33794)
34-67097
June 1, 2012
SR-ISE-2012-26
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security Comments Due: View Received Comments Rel. No. 34-67234 , Rel. No. 34-66827 Federal Register version (77 FR 33794)
34-67083
May 31, 2012
SR-ISE-2012-33
Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for Certain Option Classes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-67754 , Rel. No. 34-67447 Federal Register version (77 FR 33543)
34-67087
May 31, 2012
SR-ISE-2012-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (77 FR 33535)
34-67082
May 31, 2012
SR-FINRA-2012-018
Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt Form CMA Rel. No. 34-66508 Federal Register version (77 FR 33539)
34-67085
May 31, 2012
SR-FINRA-2012-026
Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders Comments Due: View Received Comments Rel. No. 34-67778 , Rel. No. 34-67471 Federal Register version (77 FR 33537)
34-67088
May 31, 2012
SR-FINRA-2012-024
Notice of Filing of Proposed Rule Change Relating to FINRA Rule 4210 Margin Requirements Comments Due: View Received Comments Rel. No. 34-67551 Federal Register version (77 FR 33527)
34-67084
May 31, 2012
SR-CBOE-2012-042
Notice of Filing of Proposed Rule Change To List and Trade CBOE S&P 500 AM/PM Basis Options Comments Due: Rel. No. 34-67482 Federal Register version (77 FR 33541)
34-67086
May 31, 2012
SR-CBOE-2012-043
Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules Comments Due: Rel. No. 34-67752 Federal Register version (77 FR 33802)
34-67090
May 31, 2012
SR-CHX-2011-30
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-NYSEArca-2011-68
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-BX-2011-068
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-ISE-2011-61
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-CBOE-2011-087
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-BATS-2011-038
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-EDGA-2011-31
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-NYSEAmex-2011-73
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-Phlx-2011-129
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-NYSE-2011-48
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-NASDAQ-2011-131
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-FINRA-2011-054
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-C2-2011-024
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-EDGX-2011-30
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-BYX-2011-025
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67090
May 31, 2012
SR-NSX-2011-11
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65770 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65426 , Rel. No. 34-65427 , Rel. No. 34-65428 , Rel. No. 34-65429 , Rel. No. 34-65430 , Rel. No. 34-65431 , Rel. No. 34-65432 , Rel. No. 34-65434 , Rel. No. 34-65435 , Rel. No. 34-65436 , Rel. No. 34-65437 , Rel. No. 34-65438 , Rel. No. 34-65439 , Rel. No. 34-65440 Federal Register version (77 FR 33531)
34-67075
May 30, 2012
SR-NYSEArca-2012-28
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-69256 , Rel. No. 34-68440 , Rel. No. 34-67965 , Rel. No. 34-67470 , Rel. No. 34-66816 Federal Register version (77 FR 33258)
34-67074
May 30, 2012
SR-BX-2012-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Waiver of Fees for BX Options Participants Comments Due: Exhibit 5 Federal Register version (77 FR 33257)
34-67076
May 30, 2012
SR-NASDAQ-2012-062
Notice of Filing of Proposed Rule Change To Modify Its Corporate Governance Rules Comments Due: Rel. No. 34-67468 Federal Register version (77 FR 33261)
34-67079
May 30, 2012
SR-FINRA-2012-025
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook Comments Due: View Received Comments Rel. No. 34-67774 Federal Register version (77 FR 33522)
34-67078
May 30, 2012
SR-CBOE-2012-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to FLEX Options Comments Due: Federal Register version (77 FR 33259)
34-67071
May 29, 2012
SR-Phlx-2012-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the MSCI EAFE Index Comments Due: Exhibit 5 Federal Register version (77 FR 33013)
34-67066
May 29, 2012
SR-NYSEArca-2012-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extension of Unlisted Trading Privileges to New Derivative Securities Products That Are Listed on Another Exchange and To Make Other Conforming and Technical Amendments Comments Due: Exhibit 5 Federal Register version (77 FR 33010)
34-67068
May 29, 2012
SR-NASDAQ-2012-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date for Its Excess Order Fee Comments Due: Federal Register version (77 FR 33256)
34-67070
May 29, 2012
SR-ICC-2012-04
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps Comments Due: Rel. No. 34-67289 , Rel. No. 34-66777 Federal Register version (77 FR 33013)
34-67063
May 25, 2012
SR-FINRA-2012-021
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions Rel. No. 34-66804 Federal Register version (77 FR 32703)
34-67065
May 25, 2012
SR-CBOE-2012-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (77 FR 32707)
34-67057
May 24, 2012
SR-NYSEAmex-2012-31
Notice of Filing of Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly Comments Due: Exhibit 5 , Rel. No. 34-67421 Federal Register version (77 FR 32157)
34-67053
May 24, 2012
SR-Phlx-2012-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 616, Electronic Filing Requirements for Uniform Forms Comments Due: Federal Register version (77 FR 32151)
34-67058
May 24, 2012
SR-NYSEArca-2012-45
Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of Archipelago Holdings, Inc. ("Archipelago Holdings"), An Intermediate Holding Company, Into and With NYSE Group, Inc. ("NYSE Group"), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange Comments Due: Exhibit 5 , Rel. No. 34-67435 Federal Register version (77 FR 32155)
34-67059
May 24, 2012
SR-FICC-2012-04
Notice of Filing of Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula Comments Due: Rel. No. 34-67336 Federal Register version (77 FR 32153)
34-67055
May 24, 2012
SR-CBOE-2012-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee Comments Due: Federal Register version (77 FR 32160)
34-67056
May 24, 2012
SR-C2-2012-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee Comments Due: Federal Register version (77 FR 32159)
34-67047
May 23, 2012
SR-Phlx-2012-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies Comments Due: Exhibit 5 Federal Register version (77 FR 32165)
34-67045
May 23, 2012
SR-NYSEArca-2012-44
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of iShares Strategic Beta U.S. Large Cap Fund and iShares Strategic Beta U.S. Small Cap Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-67320 Federal Register version (77 FR 31899)
34-67046
May 23, 2012
SR-BX-2012-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee Comments Due: Federal Register version (77 FR 31906)
34-67039
May 22, 2012
SR-ISE-2012-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate Comments Due: Exhibit 5 Federal Register version (77 FR 31680)
34-67036
May 21, 2012
SR-CME-2012-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Program Related to Its OTC Interest Rate Swap Clearing Offering Comments Due: Federal Register version (77 FR 31416)
34-67037
May 21, 2012
SR-NYSEAmex-2012-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Certificate of Formation, Amended and Restated Operating Agreement, Company Guide, and Rules To Change the Name of the Exchange to NYSE MKT LLC Comments Due: Exhibit 5 Federal Register version (77 FR 31415)
34-67033
May 21, 2012
SR-NYSEArca-2012-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(pp) To Change the Primary After 3:45 Order to a Primary After 3:55 Order Comments Due: Exhibit 5 Federal Register version (77 FR 31410)
34-67034
May 21, 2012
SR-NYSEArca-2012-26
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security ("Mini-Options Contracts") and Implement Rule Text Necessary To Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security ("Standard Contracts") Comments Due: View Received Comments Rel. No. 34-67233 , Rel. No. 34-66725 Federal Register version (77 FR 31418)
34-67035
May 21, 2012
SR-ISE-2012-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate a Pilot Program Related to an Incentive Plan for Certain Foreign Currency Options Traded on the Exchange and To Make a Technical Change to the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (77 FR 31411)
34-67017
May 18, 2012
SR-BATS-2012-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (77 FR 31059)
34-67026
May 18, 2012
SR-Phlx-2012-68
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by NASDAQ OMX PHLX LLC To Accept Inbound Orders From NASDAQ OMX BX's New Options Market Comments Due: Rel. No. 34-67294 Federal Register version (77 FR 31053)
34-67021
May 18, 2012
SR-OCC-2012-07
Notice of Filing and of Proposed Rule Change Relating to Adjustment Panel Voting Comments Due: Rel. No. 34-67333 , Rel. No. 34-67333 Federal Register version (77 FR 31060)
34-67020
May 18, 2012
SR-NYSEArca-2012-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues Comments Due: Exhibit 5 Federal Register version (77 FR 31050)
34-67025
May 18, 2012
SR-BX-2012-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order Comments Due: Federal Register version (77 FR 31413)
34-67022
May 18, 2012
SR-NASDAQ-2012-043
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program Comments Due: View Received Comments Rel. No. 34-68378 , Rel. No. 34-67961 , Rel. No. 34-67411 , Rel. No. 34-66765 Federal Register version (77 FR 31050)
34-67024
May 18, 2012
SR-NASDAQ-2012-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order Comments Due: Federal Register version (77 FR 31055)
34-67027
May 18, 2012
SR-NASDAQ-2012-061
Notice of Filing of Proposed Rule Change for the NASDAQ Options Market To Accept Inbound Orders From NASDAQ OMX BX's New Options Market Comments Due: Rel. No. 34-67295 Federal Register version (77 FR 31057)
34-67023
May 18, 2012
SR-C2-2012-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (77 FR 31418)
34-67006
May 17, 2012
SR-NYSEAmex-2012-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 30572)
34-67004
May 17, 2012
SR-Phlx-2012-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee Comments Due: Exhibit 5 Federal Register version (77 FR 30581)
34-67005
May 17, 2012
SR-NYSEArca-2012-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until May 31, 2013 Comments Due: Exhibit 5 Federal Register version (77 FR 30574)
34-67007
May 17, 2012
SR-BX-2012-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute an Excess Order Fee Comments Due: Exhibit 5 Federal Register version (77 FR 30579)
