Comments on NASDAQ Rulemaking

Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Relating to Market Maker Incentive Programs for Certain Exchange-Traded Products
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish the Market Quality Program

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-67411 Memorandum from the Division of Trading and Markets regarding a September 11, 2012, meeting with representatives of NASDAQ OMX Group
Public Comment 34-67411 Jurij Trypupenko, Esq., NASDAQ Stock Market LLC
Public Comment 34-67411 Joan C. Conley, Senior Vice President & Corporate Secretary, NASDAQ OMX LLC
Public Comment 34-67411, 34-66966 Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets
Public Comment 34-67411, 34-66966 Ari Burstein, Senior Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment 34-67411, 34-66966 F. William McNabb, Chairman and Chief Executive Officer, Vanguard
Public Comment 34-67411 James E. Ross, State Street Global Advisors
Public Comment 34-67411, 34-66966 Stanislav Dolgopolov, Assistant Adjunct Professor, UCLA School of Law, Los Angeles, California
Public Comment 34-67411, 34-66966 Joseph Cavatoni, Managing Director, and Joanne Medero, Managing Director, BlackRock, Inc.
Public Comment 34-66765 Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX LLC
Public Comment 34-66765 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Meeting with SEC Officials 34-66765, 34-66966 Memorandum from the Division of Trading and Markets regarding a June 27, 2012, meeting with representatives of various ETF Companies
Public Comment 34-66765 Rey Ramsey, Mullins, President and CEO, TechNet, Washington, District of Columbia
Public Comment 34-66765 Gary L. Gastineau, ETF Consultants LLC, Short Hillls, New Jersey
Public Comment 34-66765 Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc.
Public Comment 34-66765 Ari Burstein, Senior Counsel, Investment Company Institute
Public Comment 34-66765 Gus Sauter, Managing Director and Chief Investment Officer, Vanguard
Public Comment 34-66765 Albert J. Menkveld, Associate Professor of Finance, VU University Amsterdam
Public Comment 34-66765 James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment 34-66765 Amber Anand, Associate Professor of Finance, Syracuse University, Syracuse, New York
Public Comment 34-66765 Daniel G. Weaver, Ph.D., Professor of Finance, Associate Director, Whitcomb Center for Research in Financial Services, Rutgers Business School, Rutgers University
Public Comment 34-66765 Timothy Quast, Managing Director, Modern Networks IR LLC, Denver, Colorado
Public Comment 34-66765 Mark Connell, Attorney, Normandy Beach , New Jersey
Public Comment 34-66765 Anonymous, Amherst, Massachussetts
Public Comment 34-66765 Kathryn Keita, Investor Relations Officer for a large-cap company, Hopkinton, Massachusetts
Public Comment 34-66765 Dezso J. Szalay, Commercial Trader, Chicago, Illinois
Public Comment 34-66765 Christopher J. Csicsko, Fort Wayne, Indiana
Public Comment 34-66765 Jeremiah OConnor, III, Trader, Chicago, Illinois
Public Comment 34-66765 Frank Choi

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2012-043
Release Number
34-67411
34-66765
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