Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook

Filter comments


Date Sort descending	Letter Type	Commenter Name
Aug. 29, 2012	Public Comment	Brant Brown, Associate General Counsel, FINRA, Washington, District of Columbia
July 9, 2012	Public Comment	Sean Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association
June 26, 2012	Public Comment	Ryan K. Bakhtiari, President, Public Investors Arbitration Bar Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2012-025

Release Number

34-67079