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Comments on FINRA Rulemaking
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
[Release No. 34-66065; File No. SR-FINRA-2011-054]
Notice of Filing of Proposed Rule Change to Update Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and Amend Rule 6440 (Trading and Quotation Halt in OTC Equity Securities
(Release No. 34-65430; File No. SR-FINRA-2011-054)
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Oct. 27, 2011 | Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
Oct. 25, 2011 | Richard H. Baker, President and CEO, Managed Funds Association |
Oct. 25, 2011 | Bart Chilton, Commissioner, Commodity Futures Trading Commission, Washington, District of Columbia |
Oct. 25, 2011 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, Washington, D.C. |
Oct. 25, 2011 | Craig S. Donohue, Chief Executive Officer, CME Group Inc. |
Oct. 20, 2011 | Suzanne H. Shatto, Investor, Seattle, Washington |
http://www.sec.gov/comments/sr-finra-2011-054/finra2011054.shtml
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