Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 26, 2012, meeting with representatives of J.P. Morgan and Davis Polk & Wardwell LLP
Public Comment Robert B. Bernstein, Eaton & Van Winkle LLP
Public Comment Janet Klein
Public Comment Robert B. Bernstein, Eaton & Van Winkle LLP
Public Comment Janet McGinness, EVP & Corporate Secretary General Counsel, NYSE Markets
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a December 6, 2012, meeting with representatives of J.P. Morgan and Davis Polk & Wardwell LLP
Public Comment Kevin M. O'Neill, Deputy Secretary, Securities and Exchange Commission
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 5, 2012, meeting with representatives of the Copper End Users and Copper Merchants
Public Comment Robert E. Rutkowski
Public Comment Americans for Financial Reform
Public Comment Robert B. Bernstein, Vandenberg & Filiu LLP
Staff Study Memorandum from the Division of Risk, Strategy and Financial Innovation
Public Comment Robert E. Rutkowski
Public Comment Americans for Financial Reform
Public Comment Robert B. Bernstein, Vandenberg & Filiu LLP
Public Comment John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Public Comment John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Public Comment Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 27, 2012, meeting with representatives of Davis Polk & Wardwell LLP and J.P. Morgan Chase & Co.
Public Comment John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Public Comment John G. Crowley, Davis Polk & Wardwell LLP, on behalf of J.P. Morgan Commodity ETF Services LLC
Public Comment Robert B. Bernstein, Vandenberg & Filiu LLP, on behalf of RK Capital LLC
Public Comment Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets, NYSE Euronet
Public Comment Joe Williamson, Southwire Company; Janet Sander, Encore Wire Corporation; Ron Beal, Luvata; and Mark Woehnklar,, Amrod Corp.
Public Comment Suzanne H. Shatto, Seattle, Washington
Public Comment Sen. Carl Levin, U.S. Senate
Public Comment Robert B. Bernstein, Vandenberg & Feliu LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 28, 2012, meeting with representatives of Stephens Law Offices, Vandenberg & Feliu, RK Capital Management, and Alpine Group
Public Comment Janet McGinness, EVP & Corporate Secretary General Counsel, NYSE Markets, Legal & Government Affairs, NYSE Euronet
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 10, 2012, meeting with representatives of Stephens Law Offices, Vandenberg & Feliu, RK Capital Management, and Southwire Company

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSEArca-2012-28
SR-NYSEArca-2012-28
Release Number
34-66816
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