Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Amend MSRB Rules G-8, G-11 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

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Date Received
Date Letter Type Commenter Name
Public Comment David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York
Public Comment Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, and Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 27, 2013, teleconference with a representative of Jefferies and Company, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 27, 2013, teleconference with a representative of SIFMA
Public Comment Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Public Comment Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Robert J. McCarthy, Wells Fargo Advisors, St. Louis, Missouri
Public Comment David L. Cohen, Managing Director, SIFMA, New York, New York
Public Comment Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2013-05
Release Number
34-69834
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