34-77846
May 17, 2016
SR-BatsBZX-2016-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 15.1(a) and (c) in Order To Implement a Tape B Quoting Tier Comments Due: Exhibit 5 Federal Register version (81 FR 32356)
34-77847
May 17, 2016
SR-NYSEArca-2016-64
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AdvisorShares KIM Korea Equity ETF Comments Due: View Received Comments Rel. No. 34-79062 , Rel. No. 34-78614 , Rel. No. 34-78240 Federal Register version (81 FR 32364)
34-77849
May 17, 2016
SR-NYSEArca-2016-62
Notice of Filing of Proposed Rule Change Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio Comments Due: View Received Comments Rel. No. 34-78564 , Rel. No. 34-78157 , Rel. No. 34-79173 , Rel. No. 34-79767 Federal Register version (81 FR 32371)
34-77850
May 17, 2016
SR-NYSE-2016-22
Notice of Filing of Amendment No. 5 to Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-78153 , Rel. No. 34-77996 , Rel. No. 34-77674 Federal Register version (81 FR 32360)
34-77844
May 17, 2016
SR-FINRA-2016-015
Notice of Filing of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for Industry Disputes To Permit Award Offsets in Arbitration Comments Due: View Received Comments Rel. No. 34-78557 Federal Register version (81 FR 32359)
34-77841
May 16, 2016
SR-ISEMercury-2016-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (81 FR 31986)
34-77836
May 16, 2016
SR-NYSEMKT-2016-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 900.2NY(18A) Comments Due: Exhibit 5 Federal Register version (81 FR 31994)
34-77835
May 16, 2016
SR-NYSEARCA-2016-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 31984)
34-77837
May 16, 2016
SR-NYSEARCA-2016-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 6.1A(a)(4A) Comments Due: Exhibit 5 Federal Register version (81 FR 31981)
34-77838
May 16, 2016
SR-NYSE-2016-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Rules 2090 (Know Your Customer) and 2111 (Suitability) That Are Substantially Similar to FINRA Rules 2090 and 2111 and Deleting Current Rule 405 and the Related NYSE Rule Interpretation To Harmonize Its Rules With Certain Financial Industry Regulatory Authority, Inc. Rules Comments Due: Federal Register version (81 FR 31974)
34-77839
May 16, 2016
SR-NASDAQ-2016-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 4703 Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 31979)
34-77840
May 16, 2016
SR-FICC-2016-002
Notice of Filing To Suspend the Interbank Service of the GCF Repo Service Comments Due: Federal Register version (81 FR 31996)
34-77830
May 13, 2016
SR-NYSEArca-2016-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Procedures Regarding Establishing the LBMA Silver Price Comments Due: Federal Register version (81 FR 31671)
34-77829
May 13, 2016
SR-NYSE-2016-24
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, Relating to Pre-Opening Indications and Opening Procedures Comments Due: View Received Comments Rel. No. 34-77491 , Rel. No. 34-78228 Federal Register version (81 FR 31670)
34-77831
May 13, 2016
SR-NASDAQ-2016-023
Notice of Withdrawal of Proposed Rule Change To Amend Rules 4702 and 4703 Comments Due: Rel. No. 34-77226 , Rel. No. 34-77592 Federal Register version (81 FR 31671)
34-77818
May 12, 2016
SR-BatsBZX-2016-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Subparagraph (5) to Rule 21.1(h) Modifying the Operation of Orders Subject to the Display Price Sliding Process When a Contra-Side Post Only Order Is Received by the Bats BZX Exchange Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 31283)
34-77820
May 12, 2016
SR-NYSEArca-2016-44
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31P(h) To Add a New Discretionary Pegged Order Comments Due: View Received Comments Rel. No. 34-78181 , Rel. No. 34-77441 Federal Register version (81 FR 31272)
34-77817
May 12, 2016
SR-MIAX-2016-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 612, Aggregate Risk Manager ("ARM") Comments Due: Exhibit 5 Federal Register version (81 FR 31286)
34-77821
May 12, 2016
SR-ISE-2016-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (81 FR 31270)
34-77822
May 12, 2016
SR-CBOE-2016-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 31277)
34-77823
May 12, 2016
SR-CBOE-2016-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Split-Price Priority Comments Due: Federal Register version (81 FR 31279)
34-77819
May 12, 2016
SR-BatsEDGX-2016-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Description of Price Improving Orders Under Subparagraph (6) to Rule 21.1(d) and Add Subparagraph (4) to Rule 21.1(h) Modifying the Operation of Orders Subject to the Display Price Sliding Process When a Contra-Side Post Only Order Is Received by the Bats EDGX Exchange Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 31272)
34-77810
May 11, 2016
SR-BatsEDGA-2016-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers, To Delete the IOCM and ICMT Routing Options Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (81 FR 30578)
34-77811
May 11, 2016
SR-Phlx-2016-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Customer Rebates Comments Due: Exhibit 5 Federal Register version (81 FR 30573)
34-77808
May 11, 2016
SR-NYSEMKT-2016-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 98-Equities Comments Due: Exhibit 5 Federal Register version (81 FR 30589)
34-77814
May 11, 2016
SR-NYSEMKT-2016-50
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 30583)
34-77812
May 11, 2016
SR-NYSE-2016-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Make a Clarifying Change Regarding the Rebate Program Recently Implemented by the Exchange for the NYSE Bonds System Comments Due: Exhibit 5 Federal Register version (81 FR 30594)
34-77809
May 11, 2016
SR-ICEEU-2016-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Accounts Categories for Positions of Clearing Member Affiliates Comments Due: Federal Register version (81 FR 30575)
34-77813
May 11, 2016
SR-BatsEDGX-2016-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 30580)
34-77796
May 10, 2016
SR-ISEMercury-2016-10
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Rel. No. 34-78119 Federal Register version (81 FR 30403)
34-77795
May 10, 2016
SR-ISE-Gemini-2016-05
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Rel. No. 34-78119 Federal Register version (81 FR 30386)
34-77792
May 10, 2016
SR-BatsEDGA-2016-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.21(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Exhibit 5 Federal Register version (81 FR 30397)
34-77789
May 10, 2016
SR-BatsBZX-2016-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Comments Due: Exhibit 5 Federal Register version (81 FR 30372)
34-77797
May 10, 2016
SR-BatsBZX-2016-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13, Order Execution and Routing, To Delete References to the TRIM3 Routing Option Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (81 FR 30373)
34-77790
May 10, 2016
SR-BatsBYX-2016-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Delete the IOCM and ICMT Routing Options Comments Due: Exhibit 5A , Exhibit 5B Federal Register version (81 FR 30360)
34-77793
May 10, 2016
SR-BatsBYX-2016-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Exhibit 5 Federal Register version (81 FR 30366)
34-77801
May 10, 2016
SR-Phlx-2016-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Maximum Number of Times an Order on PSX May Be Updated Before the System Cancels the Order Comments Due: Exhibit 5 Federal Register version (81 FR 30362)
34-77799
May 10, 2016
SR-BX-2016-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Maximum Number of Times an Order on BX May Be Updated Before the System Cancels the Order Comments Due: Exhibit 5 Federal Register version (81 FR 30363)
34-77800
May 10, 2016
SR-NASDAQ-2016-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Limit Up-Limit Down Pricing Program Under Rule 7014 Comments Due: Exhibit 5 Federal Register version (81 FR 30381)
34-77794
May 10, 2016
SR-ISE-2016-11
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent Comments Due: View Received Comments Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Rel. No. 34-78119 Federal Register version (81 FR 30351)
34-77791
May 10, 2016
SR-BatsEDGX-2016-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.22(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Exhibit 5 Federal Register version (81 FR 30375)
34-77784
May 9, 2016
SR-BatsBZX-2016-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform Comments Due: Exhibit 5 Federal Register version (81 FR 29932)
34-77785
May 9, 2016
SR-CHX-2016-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Modify and Clarify Certain Fees Applicable to CHX Institutional Brokers Comments Due: Exhibit 5 Federal Register version (81 FR 29936)
34-77786
May 9, 2016
SR-FINRA-2016-014
Notice of Filing of a Proposed Rule Change Relating to National Adjudicatory Council Composition, Member Terms and Election Procedures Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-78094
34-77781
May 6, 2016
SR-NASDAQ-2016-064
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Mortgage REIT ETF of First Trust Exchange-Traded Fund VIII Comments Due: Rel. No. 34-78443 , Rel. No. 34-78078 Federal Register version (81 FR 29590)
34-77777
May 6, 2016
SR-MIAX-2016-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 29603)
34-77778
May 6, 2016
SR-BOX-2016-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (81 FR 29584)
34-77780
May 6, 2016
SR-BatsEDGX-2016-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Comments Due: Exhibit 5 Federal Register version (81 FR 29598)
34-77770
May 5, 2016
SR-BATS-2016-16
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares Rel. No. 34-78104 , Rel. No. 34-77379 Federal Register version (81 FR 29311)
34-77771
May 5, 2016
SR-ICC-2016-007
Notice of Filing of Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures Comments Due: Rel. No. 34-78144 Federal Register version (81 FR 29309)
34-77765
May 4, 2016
SR-NASDAQ-2016-033
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Exchange's Offering of Remote ITCH to Trade Options Wave Ports Comments Due: View Received Comments Rel. No. 34-77381 Federal Register version (81 FR 28908)
34-77758
May 3, 2016
SR-CBOE-2016-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 28110)
34-77752
May 2, 2016
SR-ISE-Gemini-2016-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Federal Register version (81 FR 27486)
34-77754
May 2, 2016
SR-ISE-2016-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (81 FR 27485)
34-77749
April 29, 2016
SR-NYSEMKT-2016-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 967.1NY Regarding Price Protection for Market Maker Quotes Comments Due: Exhibit 5 Federal Register version (81 FR 27184)
34-77748
April 29, 2016
SR-NYSEARCA-2016-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.61 Regarding Price Protection for Market Maker Quotes Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 27178)
34-77750
April 29, 2016
SR-DTC-2016-801
Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility File Nos.: Comments Due: Federal Register version (81 FR 27181)
34-77742
April 29, 2016
SR-CBOE-2016-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program Comments Due: Federal Register version (81 FR 26857)
34-77736
April 28, 2016
SR-NASDAQ-2016-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7023 Comments Due: Exhibit 5 Federal Register version (81 FR 26846)
34-77737
April 28, 2016
SR-NASDAQ-2016-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data Comments Due: Federal Register version (81 FR 26844)
34-77721
April 27, 2016
SR-BatsBZX-2016-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program Comments Due: Exhibit 5 Federal Register version (81 FR 26591)
34-77723
April 27, 2016
SR-BatsBZX-2016-09
Notice of Filing of a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust Comments Due: View Received Comments Rel. No. 34-78415 , Rel. No. 34-78079 Federal Register version (81 FR 26600)
34-77720
April 27, 2016
SR-OCC-2016-004
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy Comments Due: View Received Comments Rel. No. 34-78724 , Rel. No. 34-77358 , Rel. No. 34-78056 , Rel. No. 34-78724 , Rel. No. 34-77358 , Rel. No. 34-78056 Federal Register version (81 FR 26609)
34-77734
April 27, 2016
SR-NYSEMKT-2016-49
Notice of Filing of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities Comments Due: Exhibit 5 , Rel. No. 34-78367 , Rel. No. 34-77951 Federal Register version (81 FR 26598)
34-77724
April 27, 2016
4-698
Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Rel. No. 34-78441 Federal Register version (81 FR 30613)
34-77719
April 27, 2016
SR-BX-2016-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data Comments Due: Federal Register version (81 FR 26607)
34-77726
April 27, 2016
SR-FINRA-2016-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) Comments Due: Federal Register version (81 FR 26593)
34-77716
April 26, 2016
SR-ISEMercury-2016-09
Notice of Filing of Proposed Rule Change Relating to Preferenced Volume Comments Due: Exhibit 5 Federal Register version (81 FR 26277)
34-77707
April 26, 2016
SR-Phlx-2016-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data Comments Due: Federal Register version (81 FR 26296)
34-77708
April 26, 2016
SR-NYSE-2016-16
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Rule 98 To Provide That, When Designated Market Makers Enter Interest for the Purpose of Facilitating the Execution of Customer Orders, Those Orders Would Not Be Required To Be Designated as DMM Interest Comments Due: View Received Comments Rel. No. 34-77332 Federal Register version (81 FR 26269)
34-77709
April 26, 2016
SR-NSCC-2016-001
Notice of Filing of a Proposed Rule Change To Remove From the DTCC Limit Monitoring Tool the 50% Early Warning Limit Alert and Make Technical Revisions to the Rules Comments Due: Exhibit 5 , Rel. No. 34-77990 Federal Register version (81 FR 26272)
34-77706
April 26, 2016
SR-NASDAQ-2016-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require an Issuer of Securities Listed Under the Rule 5700 Series To Notify Nasdaq About the Replacement of the Index, Portfolio, or Reference Asset Underlying the Security and Pay a Fee in Connection With the Change Comments Due: Exhibit 5 Federal Register version (81 FR 26275)
34-77715
April 26, 2016
SR-NASDAQ-2016-056
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares Variable Rate Investment Grade Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust Comments Due: View Received Comments Rel. No. 34-78437 , Rel. No. 34-78063 Federal Register version (81 FR 26285)
34-77710
April 26, 2016
SR-CBOE-2016-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 26299)
34-77701
April 25, 2016
SR-NYSE-2016-30
Notice of Filing of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d) and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76 Comments Due: Exhibit 5 , Rel. No. 34-78368 , Rel. No. 34-77950 Federal Register version (81 FR 25748)
34-77703
April 25, 2016
SR-NYSE-2015-46
Notice of Filing of Partial Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change to Adopt NYSE Rule 67 To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement A Tick Size Pilot Program Comments Due: View Received Comments Rel. No. 34-76971 , Rel. No. 34-76551 , Rel. No. 34-76229 , Exemptive Letter Federal Register version (81 FR 25725)
34-77687
April 22, 2016
SR-Phlx-2016-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 606 Comments Due: Exhibit 5 Federal Register version (81 FR 25464)
34-77690
April 22, 2016
SR-Phlx-2016-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing Comments Due: Exhibit 5 Federal Register version (81 FR 25457)
34-77692
April 22, 2016
SR-BOX-2016-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To (i) Amend BOX Rule 7280 (Bulk Cancellation of Trading Interest) To Adopt a Kill Switch and (ii) Amend BOX Rule 7110 (Order Entry) To Modify the Circumstances That Will Prevent a Session Order From Being Cancelled Comments Due: Exhibit 5 Federal Register version (81 FR 25473)
34-77694
April 22, 2016
SR-BOX-2016-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (81 FR 25460)
34-77695
April 22, 2016
SR-BOX-2016-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (81 FR 25455)
34-77691
April 22, 2016
SR-BatsEDGX-2016-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Comments Due: Exhibit 5 Federal Register version (81 FR 25462)
34-77673
April 21, 2016
SR-Phlx-2016-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing Comments Due: Exhibit 5 Federal Register version (81 FR 24909)
34-77676
April 21, 2016
SR-NYSEMKT-2016-31
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C-Equities To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction Comments Due: Rel. No. 34-77306 Federal Register version (81 FR 24907)
34-77674
April 21, 2016
SR-NYSE-2016-22
Notice of Filing of Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-78153 , Rel. No. 34-77996 , Rel. No. 34-77850 Federal Register version (81 FR 24919)
34-77677
April 21, 2016
SR-NYSE-2016-18
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction Comments Due: View Received Comments Rel. No. 34-77305 Federal Register version (81 FR 24907)
34-77678
April 21, 2016
SR-NASDAQ-2016-035
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish a Secondary Contingency Procedure To Enable the Exchange To Report an Official Closing Price on Behalf of an Impaired Primary Listing Exchange Comments Due: View Received Comments Rel. No. 34-77309 , Rel. No. 34-78014 Federal Register version (81 FR 24909)
34-77675
April 21, 2016
SR-FICC-2016-001
Notice of Filing of Proposed Rule Change Relating to the GCF Repo Service Comments Due: Exhibit 5 Federal Register version (81 FR 24922)
34-77658
April 20, 2016
SR-NYSEMKT-2016-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 , Rel. No. 34-78029 , Rel. No. 34-79135 Federal Register version (81 FR 24674)
34-77661
April 20, 2016
SR-NASDAQ-2016-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options Pricing at Chapter XV, Section 2 Comments Due: Exhibit 5 Federal Register version (81 FR 24668)
34-77662
April 20, 2016
SR-NASDAQ-2016-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7014 Comments Due: Exhibit 5 Federal Register version (81 FR 24681)
34-77659
April 20, 2016
SR-CBOE-2016-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (81 FR 24678)
34-77660
April 20, 2016
SR-BOX-2016-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program for the Listing and Trading of Options Settling to the RealVolTM Comments Due: Federal Register version (81 FR 24676)
34-77652
April 19, 2016
SR-CHX-2016-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the CHX SNAP Incentive Program Comments Due: Exhibit 5 Federal Register version (81 FR 24151)
34-77650
April 19, 2016
SR-Phlx-2016-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules Comments Due: Exhibit 5 Federal Register version (81 FR 24148)
34-77651
April 19, 2016
SR-C2-2016-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 24153)
34-77637
April 18, 2016
SR-BatsEDGA-2016-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: Exhibit 5 Federal Register version (81 FR 23765)
34-77639
April 18, 2016
SR-BatsBZX-2016-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.3 Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: Exhibit 5 Federal Register version (81 FR 23768)
34-77638
April 18, 2016
SR-BatsBYX-2016-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: Exhibit 5 Federal Register version (81 FR 23771)
34-77640
April 18, 2016
SR-NYSEMKT-2016-15
Notice of Filing of Proposed Rule Change Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as Well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-78951 , Notice Release No. 34-78389 , Rel. No. 34-77978 Federal Register version (81 FR 23780)
