34-77144
Feb. 16, 2016
SR-BOX-2016-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (81 FR 8803)
34-77148
Feb. 16, 2016
S7-966
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Sales Practice Matters Comments Due: Federal Register version (81 FR 8775)
34-77149
Feb. 16, 2016
4-551
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance Comments Due: Federal Register version (81 FR 8781)
34-77125
Feb. 12, 2016
SR-Phlx-2016-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1066 Comments Due: Exhibit 5 Federal Register version (81 FR 8571)
34-77124
Feb. 12, 2016
SR-NYSEArca-2016-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: View Received Comments Exhibit 5 Federal Register version (81 FR 8548)
34-77126
Feb. 12, 2016
SR-NYSEArca-2015-68
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares Euro Trust and the CurrencyShares Japanese Yen Trust Comments Due: View Received Comments Rel. No. 34-77352 , Rel. No. 34-76472 , Rel. No. 34-75945 , Rel. No. 34-75698 Federal Register version (81 FR 8551)
34-77128
Feb. 12, 2016
SR-NYSEArca-2015-107
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel. No. 34-76761 , Rel. No. 34-77463 Federal Register version (81 FR 8557)
34-77129
Feb. 12, 2016
SR-BX-2016-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Applicable to Firms and To Adopt Tiers Applicable to Options Overlying SPY Comments Due: Exhibit 5 Federal Register version (81 FR 8558)
34-77127
Feb. 12, 2016
SR-NASDAQ-2016-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Pricing at Chapter XV, Section 2 Comments Due: Exhibit 5 Federal Register version (81 FR 8551)
34-77121
Feb. 11, 2016
SR-Phlx-2016-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 505 and Rule 506 Comments Due: Exhibit 5 Federal Register version (81 FR 8308)
34-77110
Feb. 11, 2016
SR-NYSEMKT-2016-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Amex Options Deep Market Data Product Comments Due: Federal Register version (81 FR 8310)
34-77120
Feb. 11, 2016
SR-NYSEMKT-2016-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange To Include a Means for Co-located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 8316)
34-77111
Feb. 11, 2016
SR-NYSEARCA-2016-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Arca Options Deep Market Data Product Comments Due: Federal Register version (81 FR 8291)
34-77117
Feb. 11, 2016
SR-NYSEArca-2016-08
Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-78261 , Rel. No. 34-77845 , Rel. No. 34-77405 Federal Register version (81 FR 8269)
34-77118
Feb. 11, 2016
SR-NYSEARCA-2016-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange To Include a Means for Co-Located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 8265)
34-77119
Feb. 11, 2016
SR-NYSE-2016-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange To Include a Means for Co-Located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the Exchange Price List Comments Due: Exhibit 5 Federal Register version (81 FR 8313)
34-77123
Feb. 11, 2016
4-533
Notice of Filing of Amendment No. 3 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by Financial Industry Regulatory Authority, Inc., BATS Exchange, Inc., BOX Options Exchange, LLC, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., International Securities Exchange, LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE MKT, LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (81 FR 8264)
34-77116
Feb. 11, 2016
SR-NASDAQ-2016-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2 Comments Due: Exhibit 5 Federal Register version (81 FR 8319)
34-77122
Feb. 11, 2016
4-697
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC Comments Due: Federal Register version (81 FR 8566)
34-77105
Feb. 10, 2016
SR-BATS-2015-102
Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Comments Due: Rel. No. 34-76891 , Rel. No. 34-76524 , Exemptive Letter Federal Register version (81 FR 8112)
34-77106
Feb. 10, 2016
SR-NYSEMKT-2016-18
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 8107)
34-77103
Feb. 10, 2016
SR-FINRA-2015-029
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1, in the Consolidated FINRA Rulebook Rel. No. 34-77550 , Rel. No. 34-76430 , Rel. No. 34-75655 Federal Register version (81 FR 8109)
34-77091
Feb. 9, 2016
SR-EDGX-2016-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform Comments Due: Exhibit 5 Federal Register version (81 FR 7848)
34-77086
Feb. 9, 2016
SR-BATS-2016-03
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust Comments Due: View Received Comments 34-77476 Federal Register version (81 FR 7857)
34-77090
Feb. 9, 2016
SR-BATS-2016-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform Comments Due: Exhibit 5 Federal Register version (81 FR 7851)
34-77085
Feb. 9, 2016
SR-NYSEMKT-2016-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) To Correct a Typographical Error Comments Due: Exhibit 5 Federal Register version (81 FR 7882)
34-77097
Feb. 9, 2016
SR-MIAX-2016-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement a Professional Rebate Program Comments Due: Exhibit 5 Federal Register version (81 FR 7877)
34-77093
Feb. 9, 2016
SR-CBOE-2016-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 7867)
34-77092
Feb. 9, 2016
SR-BOX-2016-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7310 (Drill-Through Protection) To Implement a New Price Protection Feature Comments Due: Exhibit 5 Federal Register version (81 FR 7873)
34-77095
Feb. 9, 2016
SR-BOX-2016-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7070 (Opening the Market) To Implement a New Price Protection Feature for the Opening Comments Due: Exhibit 5 Federal Register version (81 FR 7853)
34-77096
Feb. 9, 2016
SR-BOX-2016-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7290 (Price Protection for Limit Orders) To Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange Comments Due: Exhibit 5 Federal Register version (81 FR 7879)
34-77089
Feb. 9, 2016
4-694
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Natio Federal Register version (81 FR 7871)
34-77078
Feb. 8, 2016
SR-BATS-2016-04
Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust Comments Due: View Received Comments Rel. No. 34-77451 , Rel. No. 34-77499 , Rel. No. 34-77078 Federal Register version (81 FR 7599)
34-77076
Feb. 8, 2016
SR-Phlx-2016-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000C-1009C Comments Due: Exhibit 5 Federal Register version (81 FR 7618)
34-77077
Feb. 8, 2016
SR-NASDAQ-2016-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Reduced Port Fees Comments Due: Federal Register version (81 FR 7597)
34-77080
Feb. 8, 2016
SR-NASDAQ-2016-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include NextShares in the Lead Market Maker Program Comments Due: Exhibit 5 Federal Register version (81 FR 7620)
34-77079
Feb. 8, 2016
SR-ICC-2016-002
Notice of Filing, as Modified by Amendment No. 1 Thereto, of Proposed Rule Change To Provide for the Clearance of Certain Asia-Pacific Credit Default Swap Contracts Comments Due: Rel. No. 34-77361 Federal Register version (81 FR 7613)
34-77081
Feb. 8, 2016
SR-CBOE-2016-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs") Comments Due: Exhibit 5 Federal Register version (81 FR 7609)
34-77069
Feb. 5, 2016
SR-BATS-2016-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XXI of BZX Options To Further Align the Rules With Those of EDGX Options Comments Due: Exhibit 5 Federal Register version (81 FR 7386)
34-77065
Feb. 5, 2016
SR-BATS-2016-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (81 FR 7379)
34-77074
Feb. 5, 2016
SR-NYSEMKT-2016-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .10 to Rule 103B-Equities To Provide That Any Senior Official of a Listed Company With the Rank of Corporate Secretary or Higher Can Sign the Written Request of a Listed Company Seeking To Change Its Designated Market Maker Unit Comments Due: Exhibit 5 Federal Register version (81 FR 7392)
34-77071
Feb. 5, 2016
SR-NYSEMKT-2015-89
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Provide That the Co-Location Services Offered by the Exchange Include Three Time Feeds and Four Partial Cabinet Bundle Options Comments Due: View Received Comments Federal Register version (81 FR 7382)
34-77067
Feb. 5, 2016
SR-NYSEARCA-2016-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 7390)
34-77070
Feb. 5, 2016
SR-NYSEARCA-2015-102
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Provide That the Co-Location Services Offered by the Exchange Include Three Time Feeds and Four Partial Cabinet Bundle Options Comments Due: View Received Comments Federal Register version (81 FR 7401)
34-77072
Feb. 5, 2016
SR-NYSE-2015-53
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Provide That the Co-Location Services Offered by the Exchange Include Three Time Feeds and Four Partial Cabinet Bundle Options Comments Due: View Received Comments Federal Register version (81 FR 7394)
34-77066
Feb. 5, 2016
SR-NASDAQ-2016-008
Notice of Filing of Proposed Rule Change To Amend Rule 4120 Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77445 Federal Register version (81 FR 7398)
34-77054
Feb. 4, 2016
SR-Phlx-2016-10
Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-77449 Federal Register version (81 FR 7166)
34-77050
Feb. 4, 2016
SR-NYSEArca-2016-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Athena High Dividend ETF's Investments in Sponsored and Unsponsored American Depositary Receipts Comments Due: Federal Register version (81 FR 7161)
34-77053
Feb. 4, 2016
SR-BX-2016-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (81 FR 7163)
34-77051
Feb. 4, 2016
SR-MSRB-2016-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Series 9/10 Examination Program Comments Due: Exhibit 3 Federal Register version (81 FR 7180)
34-77049
Feb. 4, 2016
SR-CBOE-2016-005
Notice of Filing of a Proposed Rule Change Relating to Professionals Comments Due: View Received Comments Rel. No. 34-77450 Federal Register version (81 FR 7173)
34-77055
Feb. 4, 2016
SR-BOX-2016-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Lower Certain Fees for Non-Auction Transactions on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (81 FR 7171)
34-77041
Feb. 3, 2016
SR-OCC-2016-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (81 FR 6917)
34-77044
Feb. 3, 2016
SR-NYSEArca-2016-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Binary Return Derivatives Comments Due: Exhibit 5 Federal Register version (81 FR 6908)
34-77047
Feb. 3, 2016
SR-NYSE-2015-31
Notice of Withdrawal of Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings Comments Due: View Received Comments Rel. No. 34-75556 , Rel. No. 34-75937 , Rel. No. 34-75559 Federal Register version (81 FR 6912)
34-77047
Feb. 3, 2016
SR-NYSEMKT-2015-56
Notice of Withdrawal of Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings Comments Due: View Received Comments Rel. No. 34-75556 , Rel. No. 34-75937 , Rel. No. 34-75559 Federal Register version (81 FR 6912)
34-77043
Feb. 3, 2016
SR-DTC-2016-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Discontinuance of the Facsimile and Hardcopy Delivery Methods of Security Position Reports Comments Due: Exhibit 5 Federal Register version (81 FR 6913)
34-77036
Feb. 2, 2016
SR-EDGX-2016-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, Relating to the Operation of the Attribution Feature of EDGX Options Comments Due: Exhibit 5 Federal Register version (81 FR 6552)
34-77033
Feb. 2, 2016
SR-BATS-2016-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program Comments Due: Exhibit 5 Federal Register version (81 FR 6558)
34-77032
Feb. 2, 2016
SR-Phlx-2016-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (81 FR 6560)
34-77014
Feb. 2, 2016
SR-NYSEMKT-2016-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of Its Rules Related to Binary Return Derivatives Contracts Comments Due: Exhibit 5 Federal Register version (81 FR 6566)
34-77035
Feb. 2, 2016
SR-MIAX-2016-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 301 Comments Due: Exhibit 5 Federal Register version (81 FR 6556)
34-77015
Feb. 2, 2016
SR-FINRA-2016-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of the "No-Remuneration" Indicator Comments Due: View Received Comments Federal Register version (81 FR 6555)
34-77007
Feb. 1, 2016
SR-Phlx-2016-12
Notice of Filing of Proposed Rule Change To Adopt a Limit Order Protection and a Market Order Protection Comments Due: Exhibit 5 , Rel. No. 34-77264 Federal Register version (81 FR 6314)
34-77006
Feb. 1, 2016
SR-BX-2016-008
Notice of Filing of Proposed Rule Change To Adopt a Limit Order Protection and a Market Order Protection Comments Due: Exhibit 5 , Rel. No. 34-77266 Federal Register version (81 FR 6308)
34-77000
Jan. 29, 2016
SR-NYSEARCA-2016-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments Due: Exhibit 5 Federal Register version (81 FR 6085)
34-76999
Jan. 29, 2016
SR-MSRB-2016-01
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board Comments Due: View Received Comments Exhibit 2 , Exhibit 5 Federal Register version (81 FR 6088)
34-76997
Jan. 29, 2016
SR-ICC-2016-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the ICC Risk Management Framework Comments Due: Federal Register version (81 FR 6063)
34-76984
Jan. 28, 2016
SR-Phlx-2016-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Minor Changes to Rule 1064, Crossing, Facilitation and Solicited Orders Comments Due: Exhibit 5 Federal Register version (81 FR 5796)
34-76989
Jan. 28, 2016
SR-Phlx-2015-94
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Options Comments Due: View Received Comments Rel No. 34-77341 , Rel. No. 34-76593 Federal Register version (81 FR 5811)
34-76992
Jan. 28, 2016
SR-NYSEMKT-2016-10
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule To Add an Early Adopter Specialist Credit Comments Due: Exhibit 5 Federal Register version (81 FR 5802)
34-76996
Jan. 28, 2016
SR-NYSEMKT-2016-12
Notice of Filing of Proposed Rule Change Amending the NYSE MKT Company Guide To Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled To Receive Complimentary Products and Services From the Exchange Comments Due: Exhibit 5 , Rel. No. 34-76996 Federal Register version (81 FR 5803)
34-76981
Jan. 28, 2016
SR-NYSEArca-2016-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes to the Investment Strategy for the PowerShares S&P 500 Downside Hedged Portfolio Comments Due: Federal Register version (81 FR 5798)
34-76990
Jan. 28, 2016
SR-ISE-2016-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (81 FR 5806)
34-76993
Jan. 28, 2016
SR-CBOE-2016-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (81 FR 5800)
34-76995
Jan. 28, 2016
SR-C2-2016-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (81 FR 5795)
34-76975
Jan. 26, 2016
SR-NYSEMKT-2016-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE MKT Integrated Feed Comments Due: Exhibit 5 Federal Register version (81 FR 5139)
34-76974
Jan. 26, 2016
SR-NYSEArca-2015-110
Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-77872 , Rel. No. 34-77203 , Rel. No. 34-76819 , Rel. No. 34-76486 Federal Register version (81 FR 5149)
34-76972
Jan. 26, 2016
SR-NYSE-2016-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Order Imbalances and NYSE Alerts Comments Due: Exhibit 5 Federal Register version (81 FR 5143)
34-76973
Jan. 26, 2016
SR-NYSE-2016-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Integrated Feed Comments Due: Exhibit 5 Federal Register version (81 FR 5158)
34-76965
Jan. 22, 2016
SR-BYX-2016-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period Comments Due: Federal Register version (81 FR 4682)
34-76966
Jan. 22, 2016
SR-Phlx-2016-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Quote Spread Parameter Provision Comments Due: Federal Register version (81 FR 4724)
34-76968
Jan. 22, 2016
SR-NYSEArca-2016-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Order Imbalances Proprietary Market Data Product Comments Due: Federal Register version (81 FR 4689)
34-76969
Jan. 22, 2016
SR-NYSEArca-2016-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Define the Term "Exchange Traded Products" and To Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated Comments Due: Federal Register version (81 FR 4726)
34-76967
Jan. 22, 2016
SR-NASDAQ-2016-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2 Comments Due: Exhibit 5 Federal Register version (81 FR 4731)
34-76967
Jan. 22, 2016
SR-NASDAQ-2016-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2 Comments Due: Exhibit 5 Federal Register version (81 FR 4731)
34-76970
Jan. 22, 2016
SR-FINRA-2015-040
Notice of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Funding Portal Rules and Related Forms and Rule 4518 Comments Due: Amendment No. 1 Federal Register version (81 FR 4931)
34-76945
Jan. 21, 2016
SR-BATS-2015-108
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 To Implement the Quoting and Trading Requirements of the Tick Size Pilot Program Comments Due: Rel. No. 34-77291 , Rel. No. 34-76552 Federal Register version (81 FR 4734)
34-76954
Jan. 21, 2016
SR-BATS-2016-02
Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, to List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Comments Due: Rel. No. 34-77333 Federal Register version (81 FR 4695)
34-76955
Jan. 21, 2016
SR-NYSEArca-2015-93
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating To Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 Comments Due: View Received Comments Rel No. 34-76955A , Rel. No. 34-76590 , 34-77340 , Rel No. 34-78003 , Rel. No. 34-78259 Federal Register version (81 FR 4724)
34-76947
Jan. 21, 2016
SR-BX-2016-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees Comments Due: Exhibit 5 Federal Register version (81 FR 4693)
34-76952
Jan. 21, 2016
SR-BX-2016-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees Comments Due: Exhibit 5 Federal Register version (81 FR 4721)
34-76944
Jan. 21, 2016
SR-NASDAQ-2016-002
Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III Comments Due: View Received Comments Rel. No. 34-78913 , Rel. No. 34-78384 , Rel. No. 34-77705 , Rel. No. 34-77320 Federal Register version (81 FR 4712)
34-76946
Jan. 21, 2016
SR-NASDAQ-2016-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees Comments Due: Exhibit 5 Federal Register version (81 FR 4691)
34-76950
Jan. 21, 2016
SR-NASDAQ-2016-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (81 FR 4687)
34-76956
Jan. 21, 2016
SR-NASDAQ-2016-005
Notice of Filing of Proposed Rule Change To Adopt a Limit Order Protection and a Market Order Protection Comments Due: Exhibit 5 , Rel. No. 34-76967 Federal Register version (81 FR 4684)
34-76957
Jan. 21, 2016
SR-ISE-2016-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (81 FR 4710)
34-76960
Jan. 21, 2016
SR-CBOE-2015-107
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders Comments Due: View Received Comments Rel. No. 34-76585 Federal Register version (81 FR 4728)
34-76959
Jan. 21, 2016
SR-C2-2015-033
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders Comments Due: View Received Comments Federal Register version (81 FR 4708)
34-76935
Jan. 20, 2016
SR-NYSEMKT-2016-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (81 FR 4350)
