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Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy

(Release No. 34-77358; File No. SR-OCC-2016-004)


Jun. 21, 2016 Lisa J. Fall, President, BOX Options Exchange
Jun. 13, 2016 Joseph Kamnik, The Options Clearing Corporation, Chicago, Illinois
Apr. 20, 2016 Edward T. Tilly, Chief Executive Officer, Chicago Board Options Exchange, Incorporated, Chicago, Illinois
Apr. 20, 2016 Michael Simon, Secretary and General Counsel, International Securities Exchange, LLC, New York, New York
Apr. 12, 2016 Ellen Greene, Managing Director, Financial Services Operations, SIFMA
Apr. 8, 2016 James G. Lundy, Associate General Counsel, ABN AMRO Clearing Chicago LLC
Apr. 6, 2016 Lisa J. Fall, President, BOX Options Exchange
Mar. 28, 2016 Mark Dehnert, Managing Director, Goldman Sachs & Co., and Kyle Czepiel, Co-Chief Executive Officer, Goldman Sachs Execution & Clearing, LP.

 

 

 

 

http://www.sec.gov/comments/sr-occ-2016-004/occ2016004.shtml

Modified: 06/22/2016