Notice

Release Number SEC Issue Date File Number Details
34-103105 SR-CBOE-2025-037 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Clarify the Timing Requirements of when Fees must be Submitted with an Application and when the Application will be Deemed to be Automatically Withdrawn
Comments Due: June 20, 2025
See Also - Exhibit 5
34-103103 SR-MRX-2025-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee as of January 2, 2026
Comments Due: June 20, 2025
See Also - Exhibit 5
34-103100 SR-CboeBZX-2025-066 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 18, 2025
See Also - Exhibit 5
34-103099 SR-CboeBYX-2025-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 18, 2025
See Also - Exhibit 5
34-103098 SR-CboeBZX-2025-068 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Components of Certain Add Volume Tiers, Step-Up Tiers, and Single MPID Investor Tiers
Comments Due: June 18, 2025
See Also - Exhibit 5
34-103097 SR-EMERALD-2025-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 18, 2025
See Also - Exhibit 5
34-103096 SR-FICC-2025-014 Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME
Comments Due: June 18, 2025
See Also - Exhibit 3, Exhibit 5
34-103095 SR-NASDAQ-2025-038 Notice of Filing of Proposed Rule Change to Permit In-Kind Creations and Redemptions by the iShares Ethereum Trust and Amend Certain Other Representations Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments
34-103093 SR-SAPPHIRE-2025-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103091 SR-MIAX-2025-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103094 SR-FINRA-2025-002 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)
View Received Comments
34-103089 SR-CBOE-2025-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Legacy Silexx Platform Versions
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103092 SR-PEARL-2025-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103088 SR-NYSE-2024-44 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Sections 802.02 and 802.03 of the NYSE Listed Company Manual to Provide that the Exchange Will Not Review...
Comments Due: June 17, 2025
View Received Comments
34-103086 SR-NYSEARCA-2025-25 (WITHDRAWN on 9/30/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Bitwise Ethereum ETF to Permit Staking
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-103087 SR-NYSENAT-2025-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103085 SR-NASDAQ-2025-011 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Functionality to Initiate a Trading Halt for Exchange-Traded Products on Launch Day
Comments Due: June 17, 2025
View Received Comments
34-103084 SR-C2-2025-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly fee for 10 Gb Physical Ports
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103083 SR-CboeEDGX-2025-040 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103081 SR-SAPPHIRE-2025-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Options Regulatory Fee Sunset Date From May 31, 2025 to December 31, 2025
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103082 SR-CboeBZX-2025-067 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103078 SR-CboeEDGX-2025-037 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103074 SR-LTSE-2025-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103077 SR-CboeEDGA-2025-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103073 SR-CboeBYX-2025-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103072 SR-NASDAQ-2025-037 Notice of Filing of Proposed Rule Change to Adopt Rule 5703 to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares
Comments Due: September 16, 2025.
Rebuttal Comments Due: September 30, 2025.
View Received Comments
See Also - Exhibit 5
34-103075 SR-CboeBZX-2025-064 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103076 SR-LTSE-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees
Comments Due: June 17, 2025
See Also - Exhibit 5
34-103068 SR-NYSEARCA-2025-10 Notice of Filing of Amendment No. 2, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules Regarding Position and Exercise Limits for Options on the...
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-103070 S7-24-89 Notice of Filing and Immediate Effectiveness of the Fifty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities...
Comments Due: February 17, 2026
34-103069 SR-CTA-CQ-2025-01 Notice of Filing and Immediate Effectiveness of the Twenty-Eighth Amendment to the Second Restatement of the CTA Plan and Twenty-Ninth Amendment to the Restated CQ Plan
Comments Due: June 13, 2025
34-103067 SR-CboeBZX-2025-048 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Solana Fund, under BZX Rule 14.11(e)(4), Commodity-Based Trust...
Comments Due: July 31, 2025. Rebuttal Comments Due: August 14, 2025.
View Received Comments
34-103066 SR-NYSEARCA-2025-07 Notice of Filing of Amendment No. 3, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rules Regarding Position and Exercise Limits for Options on the...
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-103059 SR-CboeEDGA-2025-013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 12, 2025
See Also - Exhibit 5
34-103058 SR-C2-2025-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also - Exhibit 5
34-103061 SR-CboeBZX-2024-112 (WITHDRAWN on 6/2/25) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Generic Listing and Trading...
Comments Due: April 7, 2025
View Received Comments
34-103057 SR-CBOE-2025-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also - Exhibit 5
34-103060 SR-CboeEDGX-2025-041 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 12, 2025
See Also - Exhibit 5
34-103056 SR-CboeEDGX-2025-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also - Exhibit 5
34-103055 SR-CboeBZX-2025-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also - Exhibit 5
34-103054 SR-NYSETEX-2025-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Aggregated Lite Market Data Product
Comments Due: June 12, 2025
34-103053 SR-NYSETEX-2025-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Texas Order Imbalances Proprietary Market Data Product
Comments Due: June 12, 2025
34-103052 SR-NYSETEX-2025-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Integrated Feed Market Data Product
Comments Due: June 12, 2025
34-103050 SR-MIAX-2025-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Remove Obsolete Text Regarding Temporary Discounts to Current Subscribers to the MIAX Options Liquidity Taker Event Reports
Comments Due: June 11, 2025
See Also - Exhibit 5
34-103047 SR-OCC-2025-801 Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation’s Proposed Amendments to Certain Key Terms of a Master Repurchase Agreement for a Committed Liquidity Facility with a Bank Counterparty as Part of the Options Clearing...
Comments Due: March 19, 2025
View Received Comments
34-103048 SR-ISE-2025-15 Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program to List Qualifying Securities
View Received Comments
See Also - Exhibit 5
34-103046 SR-CBOE-2025-017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options on the VanEck Bitcoin Trust
View Received Comments
34-103043 SR-PEARL-2025-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: June 10, 2025
See Also - Exhibit 5
34-103042 4-631 Notice of Filing and Immediate Effectiveness of the Twenty-Fourth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, In
Comments Due: September 29, 2025
View Received Comments
34-103041 SR-CBOE-2025-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Market-Maker Orders Transacted on the Trading Floor
Comments Due: June 10, 2025
See Also - Exhibit 5
34-103045 SR-CboeBZX-2025-045 WITHDRAWN on 9/18/2025-Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Osprey Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-103040 SR-CBOE-2025-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Excessive Mass Cancel and Purge Fee for SPXW
Comments Due: June 10, 2025
See Also - Exhibit 5
34-103039 SR-NYSETEX-2025-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7.35 and Amend Rule 7.31
Comments Due: June 9, 2025
See Also - Exhibit 5
34-103038 SR-MRX-2025-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq MRX Depth of Market Data Feed
Comments Due: June 9, 2025
34-103037 SR-GEMX-2025-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq GEMX Depth of Market Data Feed
Comments Due: June 9, 2025
34-103033 SR-FINRA-2025-001 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131...
Comments Due: July 22, 2025
View Received Comments
34-103035 SR-ISE-2025-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq ISE Depth of Market Data Feed
Comments Due: June 9, 2025
34-103032 SR-NASDAQ-2025-034 Notice of Filing of Proposed Rule Change to List and Trade Shares of 21Shares Dogecoin ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: September 9, 2025.
Rebuttal Comments Due: September 23, 2025.
View Received Comments
34-103029 SR-CboeEDGX-2025-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Shares Component Applicable to Add/Remove Volume Tiers 1 – 3
Comments Due: June 9, 2025
See Also - Exhibit 5
34-103026 SR-MEMX-2025-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: June 6, 2025
See Also - Exhibit 5
34-103025 SR-PEARL-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt Fees for the U.S. Equity Short Volume & Trade Report
Comments Due: June 6, 2025
See Also - Exhibit 5
34-103023 SR-FICC-2025-013 Notice of Filing of Immediate Effectiveness of Proposed Rule Change to Permit Inter-Dealer Broker Netting Members to Use the Same Deposit ID
Comments Due: June 6, 2025
View Received Comments
See Also - Exhibit 5
34-103019 SR-MEMX-2025-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Exchange to List and Trade Options on the iShares Ethereum Trust
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103015 SR-BOX-2025-12 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares
View Received Comments
See Also - Exhibit 5
34-103014 SR-MEMX-2025-12 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rules 18.7 (Position Limits) and 18.9 (Exercise Limits)
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103018 SR-NYSETEX-2025-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 11.30
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103013 SR-MIAX-2025-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103012 SR-PEARL-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103017 SR-CBOE-2025-020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index and the S&P 500 ESG Index
Comments Due: July 18, 2025
View Received Comments
34-103016 SR-NASDAQ-2025-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Provide for Two New Credits For Members That Add More Than a Threshold Amount of Liquidity As Well as Act as Designated Liquidity Providers...
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103010 SR-EMERALD-2025-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103011 SR-SAPPHIRE-2025-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also - Exhibit 5
34-103007 SR-MRX-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled to be Implemented in June 2025
Comments Due: June 4, 2025
See Also - Exhibit 5
34-103006 SR-BX-2025-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled to be Implemented in June 2025
Comments Due: June 4, 2025
See Also - Exhibit 5
34-103005 SR-NASDAQ-2025-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decrease the Options Regulatory Fee (ORF) and Discontinue the ORF Model Scheduled to be Implemented in June 2025
Comments Due: June 4, 2025
See Also - Exhibit 5
34-103004 SR-NASDAQ-2025-029 (WITHDRAWN on 9/18/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
34-103003 SR-ICC-2025-008 Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Comments Due: June 4, 2025
See Also - Exhibit 5
34-103002 SR-NYSENAT-2025-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37 and 7.45
Comments Due: June 3, 2025
See Also - Exhibit 5
34-103000 SR-NYSEARCA-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37-E and 7.45-E
Comments Due: June 3, 2025
See Also - Exhibit 5
34-102997 SR-CboeBYX-2025-008 Notice of Designation of a Longer Period for Commission Action a on Proposed Rule Change to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the...
Comments Due: July 18, 2025
View Received Comments
34-102992 SR-ISE-2025-12 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Permit FLEX Trading in Options on the iShares Bitcoin Trust ETF
View Received Comments
See Also - Exhibit 5a1
34-102995 SR-NSCC-2025-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102996 SR-NYSEAMER-2024-78 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Rules Related to Flexible Exchange Options
View Received Comments
See Also - Exhibit 5
34-102994 SR-FICC-2025-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102991 SR-CboeBZX-2025-059 (WITHDRAWN on 12/8/2025) Notice of Filing of a Proposed Rule Change Related to the 2x Long VIX Futures ETF (“UVIX”) and the -1x Short VIX Futures ETF (“SVIX”)
Comments Due: September 2, 2025. Rebuttal Comments Due:  September 16, 2025
34-102993 SR-DTC-2025-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102990 SR-CboeBZX-2025-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 Regarding the Closing Auction
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102989 SR-NYSEARCA-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35-E (Auctions) regarding Indicative Match Price
Comments Due: May 30, 2025
See Also - Exhibit 5
34-102986 SR-FICC-2025-005 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD.
View Received Comments
34-102985 SR-NYSEAMER-2025-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: May 29, 2025
See Also - Exhibit 5
34-102984 SR-NSCC-2025-009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also - Exhibit 5
34-102983 SR-FICC-2025-012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also - Exhibit 5
34-102981 SR-DTC-2024-003 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption
File Nos.: SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 View Received Comments
34-102975 SR-GEMX-2025-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025
Comments Due: May 29, 2025
See Also - Exhibit 5
34-102982 SR-DTC-2025-009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also - Exhibit 5
34-102970 SR-CboeEDGX-2025-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Comments Due: May 29, 2025
See Also - Exhibit 5
34-102977 SR-Phlx-2025-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx’s FLEX Floor Trading
Comments Due: May 29, 2025
See Also - Exhibit 5
34-102972 4-854 Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and 24X National Exchange LLC
Comments Due: May 23, 2025
34-102976 SR-ISE-2025-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025
Comments Due: May 29, 2025
See Also - Exhibit 5
34-102978 SR-Phlx-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025
Comments Due: May 29, 2025
See Also - Exhibit 5