34-103105
May 22, 2025
SR-CBOE-2025-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Clarify the Timing Requirements of when Fees must be Submitted with an Application and when the Application will be Deemed to be Automatically Withdrawn
Comments Due: June 20, 2025
See Also -
Exhibit 5
34-103103
May 22, 2025
SR-MRX-2025-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee as of January 2, 2026
Comments Due: June 20, 2025
See Also -
Exhibit 5
34-103100
May 21, 2025
SR-CboeBZX-2025-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 18, 2025
See Also -
Exhibit 5
34-103099
May 21, 2025
SR-CboeBYX-2025-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 18, 2025
See Also -
Exhibit 5
34-103098
May 21, 2025
SR-CboeBZX-2025-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Components of Certain Add Volume Tiers, Step-Up Tiers, and Single MPID Investor Tiers
Comments Due: June 18, 2025
See Also -
Exhibit 5
34-103097
May 21, 2025
SR-EMERALD-2025-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 18, 2025
See Also -
Exhibit 5
34-103096
May 21, 2025
SR-FICC-2025-014
Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME
Comments Due: June 18, 2025
See Also -
Exhibit 3 , Exhibit 5
34-103095
May 21, 2025
SR-NASDAQ-2025-038
Notice of Filing of Proposed Rule Change to Permit In-Kind Creations and Redemptions by the iShares Ethereum Trust and Amend Certain Other Representations Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments
34-103093
May 20, 2025
SR-SAPPHIRE-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103091
May 20, 2025
SR-MIAX-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103094
May 20, 2025
SR-FINRA-2025-002
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks)
View Received Comments
34-103089
May 20, 2025
SR-CBOE-2025-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Legacy Silexx Platform Versions
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103092
May 20, 2025
SR-PEARL-2025-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103088
May 20, 2025
SR-NYSE-2024-44
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Sections 802.02 and 802.03 of the NYSE Listed Company Manual to Provide that the Exchange Will Not Review...
Comments Due: June 17, 2025
View Received Comments
34-103086
May 20, 2025
SR-NYSEARCA-2025-25
(WITHDRAWN on 9/30/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Bitwise Ethereum ETF to Permit Staking
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-103087
May 20, 2025
SR-NYSENAT-2025-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103085
May 20, 2025
SR-NASDAQ-2025-011
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Functionality to Initiate a Trading Halt for Exchange-Traded Products on Launch Day
Comments Due: June 17, 2025
View Received Comments
34-103084
May 20, 2025
SR-C2-2025-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly fee for 10 Gb Physical Ports
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103083
May 20, 2025
SR-CboeEDGX-2025-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103081
May 20, 2025
SR-SAPPHIRE-2025-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Options Regulatory Fee Sunset Date From May 31, 2025 to December 31, 2025
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103082
May 20, 2025
SR-CboeBZX-2025-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103078
May 20, 2025
SR-CboeEDGX-2025-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103074
May 20, 2025
SR-LTSE-2025-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103077
May 20, 2025
SR-CboeEDGA-2025-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103073
May 20, 2025
SR-CboeBYX-2025-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103072
May 20, 2025
SR-NASDAQ-2025-037
Notice of Filing of Proposed Rule Change to Adopt Rule 5703 to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares
Comments Due: September 16, 2025.
Rebuttal Comments Due: September 30, 2025.
View Received Comments
See Also -
Exhibit 5
34-103075
May 20, 2025
SR-CboeBZX-2025-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103076
May 20, 2025
SR-LTSE-2025-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees
Comments Due: June 17, 2025
See Also -
Exhibit 5
34-103068
May 19, 2025
SR-NYSEARCA-2025-10
Notice of Filing of Amendment No. 2, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules Regarding Position and Exercise Limits for Options on the...
View Received Comments
See Also -
Exhibit 4 , Exhibit 5
34-103070
May 19, 2025
S7-24-89
Notice of Filing and Immediate Effectiveness of the Fifty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities...
Comments Due: February 17, 2026
34-103069
May 19, 2025
SR-CTA-CQ-2025-01
Notice of Filing and Immediate Effectiveness of the Twenty-Eighth Amendment to the Second Restatement of the CTA Plan and Twenty-Ninth Amendment to the Restated CQ Plan
Comments Due: June 13, 2025
34-103067
May 19, 2025
SR-CboeBZX-2025-048
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Solana Fund, under BZX Rule 14.11(e)(4), Commodity-Based Trust...
Comments Due: July 31, 2025. Rebuttal Comments Due: August 14, 2025.
View Received Comments
34-103066
May 19, 2025
SR-NYSEARCA-2025-07
Notice of Filing of Amendment No. 3, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rules Regarding Position and Exercise Limits for Options on the...
View Received Comments
See Also -
Exhibit 4 , Exhibit 5
34-103059
May 16, 2025
SR-CboeEDGA-2025-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 12, 2025
See Also -
Exhibit 5
34-103058
May 16, 2025
SR-C2-2025-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also -
Exhibit 5
34-103061
May 16, 2025
SR-CboeBZX-2024-112
(WITHDRAWN on 6/2/25) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Generic Listing and Trading...
Comments Due: April 7, 2025
View Received Comments
34-103057
May 16, 2025
SR-CBOE-2025-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also -
Exhibit 5
34-103060
May 16, 2025
SR-CboeEDGX-2025-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: June 12, 2025
See Also -
Exhibit 5
34-103056
May 16, 2025
SR-CboeEDGX-2025-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also -
Exhibit 5
34-103055
May 16, 2025
SR-CboeBZX-2025-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on Historical Open-Close Data
Comments Due: June 12, 2025
See Also -
Exhibit 5
34-103054
May 16, 2025
SR-NYSETEX-2025-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Aggregated Lite Market Data Product
Comments Due: June 12, 2025
34-103053
May 16, 2025
SR-NYSETEX-2025-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Texas Order Imbalances Proprietary Market Data Product
Comments Due: June 12, 2025
34-103052
May 16, 2025
SR-NYSETEX-2025-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the NYSE Texas Integrated Feed Market Data Product
Comments Due: June 12, 2025
34-103050
May 15, 2025
SR-MIAX-2025-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Remove Obsolete Text Regarding Temporary Discounts to Current Subscribers to the MIAX Options Liquidity Taker Event Reports
Comments Due: June 11, 2025
See Also -
Exhibit 5
34-103047
May 15, 2025
SR-OCC-2025-801
Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation’s Proposed Amendments to Certain Key Terms of a Master Repurchase Agreement for a Committed Liquidity Facility with a Bank Counterparty as Part of the Options Clearing...
Comments Due: March 19, 2025
View Received Comments
34-103048
May 15, 2025
SR-ISE-2025-15
Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program to List Qualifying Securities
View Received Comments
See Also -
Exhibit 5
34-103046
May 14, 2025
SR-CBOE-2025-017
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options on the VanEck Bitcoin Trust
View Received Comments
34-103043
May 14, 2025
SR-PEARL-2025-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: June 10, 2025
See Also -
Exhibit 5
34-103042
May 14, 2025
4-631
Notice of Filing and Immediate Effectiveness of the Twenty-Fourth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, In
Comments Due: September 29, 2025
View Received Comments
34-103041
May 14, 2025
SR-CBOE-2025-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Market-Maker Orders Transacted on the Trading Floor
Comments Due: June 10, 2025
See Also -
Exhibit 5
34-103045
May 14, 2025
SR-CboeBZX-2025-045
WITHDRAWN on 9/18/2025-Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Osprey Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: July 24, 2025. Rebuttal comments should be submitted by August 7, 2025.
View Received Comments
34-103040
May 14, 2025
SR-CBOE-2025-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Excessive Mass Cancel and Purge Fee for SPXW
Comments Due: June 10, 2025
See Also -
Exhibit 5
34-103039
May 13, 2025
SR-NYSETEX-2025-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7.35 and Amend Rule 7.31
Comments Due: June 9, 2025
See Also -
Exhibit 5
34-103038
May 13, 2025
SR-MRX-2025-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq MRX Depth of Market Data Feed
Comments Due: June 9, 2025
34-103037
May 13, 2025
SR-GEMX-2025-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq GEMX Depth of Market Data Feed
Comments Due: June 9, 2025
34-103033
May 13, 2025
SR-FINRA-2025-001
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131...
Comments Due: July 22, 2025
View Received Comments
34-103035
May 13, 2025
SR-ISE-2025-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq ISE Depth of Market Data Feed
Comments Due: June 9, 2025
34-103032
May 13, 2025
SR-NASDAQ-2025-034
Notice of Filing of Proposed Rule Change to List and Trade Shares of 21Shares Dogecoin ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: September 9, 2025.
Rebuttal Comments Due: September 23, 2025.
View Received Comments
34-103029
May 13, 2025
SR-CboeEDGX-2025-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Shares Component Applicable to Add/Remove Volume Tiers 1 – 3
Comments Due: June 9, 2025
See Also -
Exhibit 5
34-103026
May 12, 2025
SR-MEMX-2025-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: June 6, 2025
See Also -
Exhibit 5
34-103025
May 12, 2025
SR-PEARL-2025-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt Fees for the U.S. Equity Short Volume & Trade Report
Comments Due: June 6, 2025
See Also -
Exhibit 5
34-103023
May 12, 2025
SR-FICC-2025-013
Notice of Filing of Immediate Effectiveness of Proposed Rule Change to Permit Inter-Dealer Broker Netting Members to Use the Same Deposit ID
Comments Due: June 6, 2025
View Received Comments
See Also -
Exhibit 5
34-103019
May 9, 2025
SR-MEMX-2025-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Exchange to List and Trade Options on the iShares Ethereum Trust
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103015
May 9, 2025
SR-BOX-2025-12
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares
View Received Comments
See Also -
Exhibit 5
34-103014
May 9, 2025
SR-MEMX-2025-12
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rules 18.7 (Position Limits) and 18.9 (Exercise Limits)
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103018
May 9, 2025
SR-NYSETEX-2025-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 11.30
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103013
May 9, 2025
SR-MIAX-2025-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103012
May 9, 2025
SR-PEARL-2025-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103017
May 9, 2025
SR-CBOE-2025-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index and the S&P 500 ESG Index
Comments Due: July 18, 2025
View Received Comments
34-103016
May 9, 2025
SR-NASDAQ-2025-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Provide for Two New Credits For Members That Add More Than a Threshold Amount of Liquidity As Well as Act as Designated Liquidity Providers...
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103010
May 9, 2025
SR-EMERALD-2025-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103011
May 9, 2025
SR-SAPPHIRE-2025-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt Fees to Access the Testing Systems Environment
Comments Due: June 5, 2025
See Also -
Exhibit 5
34-103007
May 8, 2025
SR-MRX-2025-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled to be Implemented in June 2025
Comments Due: June 4, 2025
See Also -
Exhibit 5
34-103006
May 8, 2025
SR-BX-2025-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled to be Implemented in June 2025
Comments Due: June 4, 2025
See Also -
Exhibit 5
34-103005
May 8, 2025
SR-NASDAQ-2025-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decrease the Options Regulatory Fee (ORF) and Discontinue the ORF Model Scheduled to be Implemented in June 2025
Comments Due: June 4, 2025
See Also -
Exhibit 5
34-103004
May 8, 2025
SR-NASDAQ-2025-029
(WITHDRAWN on 9/18/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
34-103003
May 8, 2025
SR-ICC-2025-008
Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Comments Due: June 4, 2025
See Also -
Exhibit 5
34-103002
May 7, 2025
SR-NYSENAT-2025-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37 and 7.45
Comments Due: June 3, 2025
See Also -
Exhibit 5
34-103000
May 7, 2025
SR-NYSEARCA-2025-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37-E and 7.45-E
Comments Due: June 3, 2025
See Also -
Exhibit 5
34-102997
May 7, 2025
SR-CboeBYX-2025-008
Notice of Designation of a Longer Period for Commission Action a on Proposed Rule Change to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match Trade Prevention Functionality When Entering Periodic Auction Orders onto the...
Comments Due: July 18, 2025
View Received Comments
34-102992
May 5, 2025
SR-ISE-2025-12
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Permit FLEX Trading in Options on the iShares Bitcoin Trust ETF
View Received Comments
See Also -
Exhibit 5a1
34-102995
May 5, 2025
SR-NSCC-2025-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also -
Exhibit 5
34-102996
May 5, 2025
SR-NYSEAMER-2024-78
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Rules Related to Flexible Exchange Options
View Received Comments
See Also -
Exhibit 5
34-102994
May 5, 2025
SR-FICC-2025-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also -
Exhibit 5
34-102991
May 5, 2025
SR-CboeBZX-2025-059
(WITHDRAWN on 12/8/2025) Notice of Filing of a Proposed Rule Change Related to the 2x Long VIX Futures ETF (“UVIX”) and the -1x Short VIX Futures ETF (“SVIX”)
Comments Due: September 2, 2025. Rebuttal Comments Due: September 16, 2025
34-102993
May 5, 2025
SR-DTC-2025-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Capital Policy and the Capital Replenishment Plan
Comments Due: May 30, 2025
See Also -
Exhibit 5
34-102990
May 5, 2025
SR-CboeBZX-2025-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 Regarding the Closing Auction
Comments Due: May 30, 2025
See Also -
Exhibit 5
34-102989
May 5, 2025
SR-NYSEARCA-2025-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35-E (Auctions) regarding Indicative Match Price
Comments Due: May 30, 2025
See Also -
Exhibit 5
34-102986
May 5, 2025
SR-FICC-2025-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD.
View Received Comments
34-102985
May 2, 2025
SR-NYSEAMER-2025-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: May 29, 2025
See Also -
Exhibit 5
34-102984
May 2, 2025
SR-NSCC-2025-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also -
Exhibit 5
34-102983
May 2, 2025
SR-FICC-2025-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also -
Exhibit 5
34-102981
May 2, 2025
SR-DTC-2024-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption
File Nos.:
SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003
View Received Comments
34-102975
May 2, 2025
SR-GEMX-2025-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025
Comments Due: May 29, 2025
See Also -
Exhibit 5
34-102982
May 2, 2025
SR-DTC-2025-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules Relating to the Legal Entity Identifier Requirement
Comments Due: May 29, 2025
View Received Comments
See Also -
Exhibit 5
34-102970
May 2, 2025
SR-CboeEDGX-2025-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Comments Due: May 29, 2025
See Also -
Exhibit 5
34-102977
May 2, 2025
SR-Phlx-2025-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx’s FLEX Floor Trading
Comments Due: May 29, 2025
See Also -
Exhibit 5
34-102972
May 2, 2025
4-854
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and 24X National Exchange LLC
Comments Due: May 23, 2025
34-102976
May 2, 2025
SR-ISE-2025-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025
Comments Due: May 29, 2025
See Also -
Exhibit 5
34-102978
May 2, 2025
SR-Phlx-2025-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025
Comments Due: May 29, 2025
See Also -
Exhibit 5