34-82943
March 23, 2018
SR-CboeEDGX-2018-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders With a Minimum Execution Quantity Instruction Comments Due: Exhibit 5 Federal Register version (83 FR 13574)
34-82944
March 23, 2018
SR-CboeEDGA-2018-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders With a Minimum Execution Quantity Instruction Comments Due: Exhibit 5 Federal Register version (83 FR 13544)
34-82942
March 23, 2018
SR-CboeBZX-2018-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders Comments Due: Exhibit 5 Federal Register version (83 FR 13577)
34-82941
March 23, 2018
SR-CboeBYX-2018-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders Comments Due: Exhibit 5 Federal Register version (83 FR 13534)
34-82936
March 23, 2018
SR-CBOE-2018-008
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Flexibly Structured Options Federal Register version (83 FR 13552)
34-82923
March 22, 2018
SR-NYSEAMER-2018-10
Notice of Filing and Immediate Effectiveness of Proposed Change Amending Certain Governing Documents of the Exchange and NYSE Market, Inc. To Make a Technical Change Updating the Entities' Registered Offices and Registered Agents and Update the Date as Required Comments Due: Exhibit 5 Federal Register version (83 FR 13161)
34-82928
March 22, 2018
SR-Phlx-2018-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 990 Regarding the Requirements for Securities Listed on the Exchange Issued by Nasdaq, Inc. or Its Affiliates Comments Due: Federal Register version (83 FR 13166)
34-82932
March 22, 2018
SR-Phlx-2018-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a) of Exchange Rule 1001, Position Limits, To Increase the Position Limits for Options Comments Due: Exhibit 5 Federal Register version (83 FR 13316)
34-82935
March 22, 2018
SR-OCC-2017-811
Notice of Extension of Review Period of Advance Notice of Proposed Changes Related to The Options Clearing Corporation's Margin Methodology Comments Due: View Received Comments Federal Register version (83 FR 13315)
34-82925
March 22, 2018
SR-NYSENAT-2018-04
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Amended and Restated Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (83 FR 13165)
34-82924
March 22, 2018
SR-NYSEArca-2018-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation Comments Due: Exhibit 5 Federal Register version (83 FR 13163)
34-82922
March 22, 2018
SR-NYSE-2018-09
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Eleventh Amended and Restated Operating Agreement Comments Due: Exhibit 5 Federal Register version (83 FR 13156)
34-82919
March 22, 2018
SR-BX-2018-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued by Nasdaq, Inc. or Its Affiliates Comments Due: Federal Register version (83 FR 13168)
34-82921
March 22, 2018
SR-NASDAQ-2018-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4370 Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: View Received Comments Federal Register version (83 FR 13159)
34-82931
March 22, 2018
SR-MIAX-2018-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits Comments Due: Exhibit 5 Federal Register version (83 FR 13323)
34-82920
March 22, 2018
SR-ISE-2018-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program in the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 13173)
34-82934
March 22, 2018
SR-CBOE-2018-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Frequent Trader Program Comments Due: Exhibit 5 Federal Register version (83 FR 13329)
34-82930
March 22, 2018
SR-BOX-2018-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-3120-2 of BOX Rule 3120 (Position Limits) To Increase the Position Limits for Options on the Following Exchange Traded Funds: iShares China Large-Cap ETF, iShares MSCI EAFE ETF, iShares MSCI Emerging Markets ETF, iShares Russell 2000 ETF, iShares MSCI Brazil Capped ETF, iShares 20+ Year Treasury Bond Fund ETF, PowerShares QQQ Trust, and iShares MSCI Japan ETF Comments Due: Exhibit 5 Federal Register version (83 FR 13330)
34-82905
March 20, 2018
SR-NASDAQ-2018-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Rule 7018 To Charge No Transaction Fee for Execution of Midpoint Extended Life Orders Comments Due: Exhibit 5 Federal Register version (83 FR 12988)
34-82904
March 20, 2018
SR-CboeEDGA-2018-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand an Offering Known as Cboe Connect To Provide Connectivity to Single-Dealer Platforms Connected to the Exchange's Network and To Propose a Per Share Executed Fee for Such Service Comments Due: Exhibit 5 Federal Register version (83 FR 12995)
34-82899
March 19, 2018
SR-NYSEArca-2018-15
Notice of Filing of Proposed Rule Change Regarding Investments of the PGIM Ultra Short Bond ETF, a Series of PGIM ETF Trust Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (83 FR 12824)
34-82900
March 19, 2018
SR-PEARL-2018-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 12836)
34-82892
March 16, 2018
4-698
Notice of Withdrawal of Amendment No. 4 to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (83 FR 12633)
34-82895
March 16, 2018
SR-CboeBZX-2018-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities Comments Due: Exhibit 5 Federal Register version (83 FR 12633)
34-82889
March 16, 2018
SR-BOX-2018-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct an Error in IM-7600-2 Comments Due: Exhibit 5 Federal Register version (83 FR 12625)
34-82891
March 16, 2018
SR-BOX-2017-36
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 7600(i) To Allow Split-Price Transactions on the BOX Trading Floor Comments Due: View Received Comments Federal Register version (83 FR 12627)
34-82885
March 15, 2018
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Miami International Securities Exchange, LLC as a Party Thereto Comments Due: View Received Comments Federal Register version (83 FR 12430)
34-82887
March 15, 2018
4-631
Notice of Filing and Immediate Effectiveness of the Sixteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (83 FR 12414)
34-82888
March 15, 2018
4-631
Notice of Filing of the Seventeenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (83 FR 12432)
34-82881
March 15, 2018
SR-CboeBZX-2018-019
Notice of Filing of a Proposed Rule Change To List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 12449)
34-82870
March 14, 2018
SR-CHX-2018-001
Notice of Filing of Proposed Rule Change To Adopt the Route QCT Cross Routing Option Comments Due: Exhibit 5 Federal Register version (83 FR 12214)
34-82871
March 14, 2018
SR-NASDAQ-2017-088
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Participants To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will be Activated During Pre-Market Hours Comments Due: View Received Comments Federal Register version (83 FR 12229)
34-82874
March 14, 2018
SR-CboeBZX-2018-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 12210)
34-82875
March 14, 2018
SR-CBOE-2018-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.56, Compression Forums Comments Due: Federal Register version (83 FR 12234)
34-82864
March 13, 2018
SR-NYSEAMER-2018-07
Notice to the Exchange of Announcements of Dividends or Stock Distributions at Least Ten Minutes in Advance of Public Release Comments Due: Exhibit 5 Federal Register version (83 FR 12054)
34-82865
March 13, 2018
SR-Phlx-2018-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Transaction Fees at Section VIII Comments Due: Exhibit 5 Federal Register version (83 FR 12066)
34-82866
March 13, 2018
SR-Phlx-2018-20
Notice of Filing of Proposed Rule Change to a Proposal To Amend Rule 1079, FLEX Index, Equity and Currency Options and Rule 1059, Accommodation Transactions Comments Due: Exhibit 5 Federal Register version (83 FR 12058)
34-82867
March 13, 2018
SR-PEARL-2018-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 12044)
34-82868
March 13, 2018
SR-MIAX-2018-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 12063)
34-82863
March 13, 2018
SR-LCHSA-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution Comments Due: Exhibit 5 Federal Register version (83 FR 12052)
34-82858
March 12, 2018
SR-NYSEAMER-2018-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Options Series Program Comments Due: Exhibit 5 Federal Register version (83 FR 11800)
34-82857
March 12, 2018
SR-NYSEARCA-2018-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Options Series Program Comments Due: Exhibit 5 Federal Register version (83 FR 11797)
34-82854
March 12, 2018
SR-CBOE-2018-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Options That Overlie the S&P Select Sector Index Options Comments Due: Exhibit 5 Federal Register version (83 FR 11803)
34-82855
March 12, 2018
SR-CBOE-2018-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 11794)
34-82852
March 9, 2018
SR-NYSEAMER-2018-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 915 Comments Due: Exhibit 5 Federal Register version (83 FR 11573)
34-82851
March 9, 2018
SR-NYSEArca-2018-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.3-O Comments Due: Exhibit 5 Federal Register version (83 FR 11576)
34-82850
March 9, 2018
SR-NYSEArca-2017-69
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of ProShares QuadPro Funds Under NYSE Arca Rule 8.200-E Comments Due: View Received Comments Federal Register version (83 FR 11275)
34-82847
March 9, 2018
SR-GEMX-2018-09
Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 11259)
34-82848
March 9, 2018
SR-MRX-2018-08
Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 11276)
34-82846
March 9, 2018
SR-ISE-2018-16
Notice of Filing of Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 11254)
34-82844
March 9, 2018
SR-CboeBZX-2018-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF From Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and To Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares Comments Due: Federal Register version (83 FR 11283)
34-82845
March 9, 2018
SR-BOX-2018-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7600(c) To State That the Qualified Open Outcry ("QOO") Order is Subject to the Trade-Through Exceptions Outlined in Rule 15010(b) Comments Due: Exhibit 5 Federal Register version (83 FR 11281)
34-82827
March 8, 2018
SR-PEARL-2018-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities Comments Due: Exhibit 5 Federal Register version (83 FR 11269)
34-82828
March 8, 2018
SR-MIAX-2018-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities Comments Due: Exhibit 5 Federal Register version (83 FR 11278)
34-82829
March 8, 2018
SR-FINRA-2018-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Eliminate the Fee for an Explained Decision Comments Due: View Received Comments Federal Register version (83 FR 11256)
34-82832
March 8, 2018
SR-CboeBZX-2018-005
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Cboe Vest S&P 500 Premium Income ETF Under Rule 14.11(c)(5) Comments Due: View Received Comments Federal Register version (83 FR 11269)
34-82834
March 8, 2018
SR-CboeBZX-2018-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees Comments Due: Exhibit 5 Federal Register version (83 FR 11252)
34-82833
March 8, 2018
SR-CboeBYX-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees Comments Due: Exhibit 5 Federal Register version (83 FR 11262)
34-82819
March 7, 2018
SR-NYSENAT-2018-02
Notice of Filing of Proposed Rule Change To Support the Re-Launch of the Exchange on the Pillar Trading Platform Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (83 FR 11098)
34-82824
March 7, 2018
SR-NYSEArca-2018-04
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E Comments Due: View Received Comments Federal Register version (83 FR 10934)
34-82822
March 7, 2018
SR-NASDAQ-2018-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014 To Eliminate the Small Cap Incentive Program and the Limit Up Limit Down Pricing Program Comments Due: Exhibit 5 Federal Register version (83 FR 10933)
34-82825
March 7, 2018
SR-NASDAQ-2017-074
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Adopt the Midpoint Extended Life Order Comments Due: View Received Comments Federal Register version (83 FR 10937)
34-82823
March 7, 2018
SR-MIAX-2018-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 10935)
34-82820
March 7, 2018
SR-FICC-2018-801
Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook Comments Due: View Received Comments Federal Register version (83 FR 10761)
34-82809
March 6, 2018
SR-NYSEAMER-2018-06
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 10542)
34-82813
March 6, 2018
SR-Phlx-2018-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Data Feeds Comments Due: Exhibit 5 Federal Register version (83 FR 10541)
34-82810
March 6, 2018
SR-BX-2018-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Data Feed Offerings Comments Due: Exhibit 5 Federal Register version (83 FR 10527)
34-82811
March 6, 2018
SR-NASDAQ-2018-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Nasdaq Options Market LLC Data Feed Offerings Comments Due: Exhibit 5 Federal Register version (83 FR 10528)
34-82817
March 6, 2018
SR-MRX-2018-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Certain Terms Used in the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 10759)
34-82812
March 6, 2018
SR-PEARL-2018-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities Comments Due: Exhibit 5 Federal Register version (83 FR 10533)
34-82814
March 6, 2018
SR-MIAX-2018-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities Comments Due: Exhibit 5 Federal Register version (83 FR 10538)
34-82815
March 6, 2018
SR-IEX-2018-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270 (Clearly Erroneous Executions) To Preclude Members From Requesting a Review of a Volatility Auction as a Clearly Erroneous Execution Comments Due: Exhibit 5 Federal Register version (83 FR 10536)
34-82803
March 5, 2018
SR-LCHSA-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution Comments Due: Exhibit 5
34-82802
March 2, 2018
SR-NYSEAMER-2018-05
Notice of Filing of Proposed Rule Change for New Rule 971.2NY for An Electronic Price Improvement Auction for Complex Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 9769)
34-82795
March 1, 2018
SR-NYSEArca-2018-02
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E Comments Due: Federal Register version (83 FR 9768)
34-82799
March 1, 2018
SR-IEX-2018-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Auction Rules Governing the Pricing of Non-Displayed Orders Resting on the Continuous Book for the Opening and Closing Auctions Comments Due: Exhibit 5 Federal Register version (83 FR 9781)
34-82798
March 1, 2018
SR-ICC-2018-003
Notice Relating to the ICC Operational Risk Management Framework Comments Due: Federal Register version (83 FR 9786)
34-82790
Feb. 28, 2018
SR-NASDAQ-2018-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) Comments Due: Exhibit 5 Federal Register version (83 FR 9351)
34-82791
Feb. 28, 2018
SR-NASDAQ-2018-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify IM-5900-7 To Update the Values of, and Permit a Third-Party Provider Selected by Nasdaq to Offer, Certain Complimentary Services Provided to Certain Newly Listing Companies Pursuant to the Rule Comments Due: Exhibit 5 Federal Register version (83 FR 9354)
34-82788
Feb. 27, 2018
SR-NYSEArca-2018-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Wilshire Micro-Cap ETF Comments Due: Federal Register version (83 FR 9347)
34-82784
Feb. 27, 2018
SR-IEX-2018-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule Comments Due: Exhibit 5 Federal Register version (83 FR 9349)
34-82782
Feb. 27, 2018
SR-ICEEU-2017-017
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Wind-Down Plan Comments Due: Federal Register version (83 FR 9351)
34-82786
Feb. 27, 2018
SR-ICEEU-2017-016
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Recovery Plan Comments Due: Federal Register version (83 FR 9345)
34-82780
Feb. 26, 2018
SR-NSCC-2017-808
Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge Comments Due: Federal Register version (83 FR 9035)
34-82781
Feb. 26, 2018
SR-NSCC-2017-020
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge Comments Due: Federal Register version (83 FR 9042)
34-82775
Feb. 26, 2018
SR-NASDAQ-2018-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule 4758 To Reflect the Name Change of NYSE MKT to NYSE American Comments Due: Exhibit 5 Federal Register version (83 FR 9046)
34-82772
Feb. 26, 2018
SR-FINRA-2018-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Securities Trader (Series 57) Examination Comments Due: Exhibit 3a , Exhibit 3c Federal Register version (83 FR 9039)
34-82774
Feb. 26, 2018
SR-FINRA-2018-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Private Securities Offerings Representative (Series 82) Examination Comments Due: Exhibit 3a , Exhibit 3c Federal Register version (83 FR 9050)
34-82779
Feb. 26, 2018
SR-FICC-2018-801
Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 9055)
34-82776
Feb. 26, 2018
SR-CboeBZX-2018-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Feed on the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 9047)
34-82771
Feb. 26, 2018
SR-CBOE-2018-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.56, Compression Forums, To Provide Additional Opportunities To Disclose Compression-List Positions Monthly Comments Due: Federal Register version (83 FR 9032)
34-82765
Feb. 23, 2018
SR-Phlx-2018-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1082 and Eliminate Obsolete Language Referring to Legacy Phlx XL System Comments Due: Exhibit 5 Federal Register version (83 FR 8913)
34-82766
Feb. 23, 2018
SR-Phlx-2018-14
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Order Type Protections, Butterfly and Box Spread Protections for Complex Order Strategy Trades Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 8914)
34-82769
Feb. 23, 2018
SR-CboeEDGX-2018-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 21.1(c) To Further Align the Exchange's Rules With That of Cboe BZX Exchange, Inc. as They Relate to the Equity Options Platform Comments Due: Federal Register version (83 FR 8912)
34-82770
Feb. 23, 2018
SR-CBOE-2017-057
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain Exchange Traded Products Comments Due: View Received Comments Federal Register version (83 FR 8907)
34-82761
Feb. 22, 2018
SR-NASDAQ-2018-012
Notice of Filing of Proposed Rule Change To List and Trade, Under Nasdaq Rule 5705, the Shares of the Horizons Russell 2000 Covered Call ETF Comments Due: Federal Register version (83 FR 8719)
34-82758
Feb. 22, 2018
SR-CboeBZX-2017-023
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 8717)
34-82759
Feb. 22, 2018
SR-CboeBZX-2018-001
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts Comments Due: View Received Comments Federal Register version (83 FR 8719)
34-82753
Feb. 21, 2018
SR-Phlx-2018-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VI.A. of the Exchange's Pricing Schedule To Clarify the Exchange's Billing Practices With Respect to Permit Fees Comments Due: Federal Register version (83 FR 8557)
34-82757
Feb. 21, 2018
SR-NASDAQ-2017-128
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF Comments Due: Federal Register version (83 FR 8532)
