34-83129
April 30, 2018
SR-FINRA-2018-015
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Pilot as Permanent Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 5 Federal Register version (83 FR 20131)
34-83122
April 27, 2018
SR-NYSEArca-2018-25
Notice of Filing of Proposed Rule Change Regarding the Natixis Loomis Sayles Short Duration Income ETF Comments Due: View Received Comments Federal Register version (83 FR 19578)
34-83125
April 27, 2018
SR-NASDAQ-2017-088
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Nasdaq Rule 4703(a) To Allow Members To Designate an Order with a RTFY or SCAN Routing Order Attribute To Activate at 7:00 a.m. ET Comments Due: View Received Comments Federal Register version (83 FR 19586)
34-83113
April 26, 2018
SR-NYSE-2018-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Transaction Fees In Connection with the Exchange's Trading of UTP Securities on Pillar Comments Due: Exhibit 5 Federal Register version (83 FR 19376)
34-83117
April 26, 2018
SR-NYSE-2018-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.11 of the Exchange's Listed Company Manual Concerning Fees Applicable to Acquisition Companies for Shares Issued Contingent on the Consummation of a Business Combination Comments Due: Exhibit 5 Federal Register version (83 FR 19382)
34-83118
April 26, 2018
SR-GEMX-2018-09
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets Comments Due: View Received Comments Federal Register version (83 FR 19369)
34-83115
April 26, 2018
SR-NASDAQ-2018-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules of the Rule 7000A Series To Make Conforming and Technical Changes Comments Due: Exhibit 5 Federal Register version (83 FR 19384)
34-83116
April 26, 2018
SR-MRX-2018-08
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders That Are Routed to Away Markets Comments Due: View Received Comments Federal Register version (83 FR 19369)
34-83119
April 26, 2018
SR-ISE-2018-16
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce the ATR Protection for Orders that are Routed to Away Markets Comments Due: View Received Comments Federal Register version (83 FR 19367)
34-83114
April 26, 2018
SR-CboeBZX-2018-005
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Cboe Vest S&P 500 Premium Income ETF Under Rule 14.11(c)(4) Comments Due: View Received Comments Federal Register version (83 FR 19387)
34-83112
April 26, 2018
SR-CBOE-2018-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 24.6, Days and Hours of Business Comments Due: Federal Register version (83 FR 19365)
34-83100
April 25, 2018
SR-NYSENAT-2018-02
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Support the Re-Launch of NYSE National, Inc. on the Pillar Trading Platform Comments Due: View Received Comments Federal Register version (83 FR 19127)
34-83101
April 25, 2018
SR-ISE-2018-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Delay for the Re-introduction of Concurrent Complex Order Auction Functionality Comments Due: Exhibit 5 Federal Register version (83 FR 19130)
34-83104
April 25, 2018
SR-ISE-2018-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regular Order Fees and Rebates Comments Due: Exhibit 5 Federal Register version (83 FR 19128)
34-83105
April 25, 2018
SR-ISE-2018-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program Under the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 19123)
34-83102
April 25, 2018
SR-CboeBZX-2018-019
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade on the Exchange Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 19126)
34-83103
April 25, 2018
SR-BOX-2018-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 6090(a)(4)(ii) To Note the Expiration Date of the Pilot Program for the Listing and Trading of Options Settling to the RealVol SPY Index ("Index") Comments Due: Exhibit 5 Federal Register version (83 FR 19122)
34-83098
April 24, 2018
SR-FINRA-2018-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Exception That Permits Aggregate Reporting for Certain ATS Transactions in U.S. Treasury Securities Comments Due: Exhibit 5 Federal Register version (83 FR 18866)
34-83091
April 23, 2018
SR-NASDAQ-2018-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4120 To Correct a Citation Comments Due: Federal Register version (83 FR 18600)
34-83092
April 23, 2018
SR-PEARL-2018-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 602, Continuing Market Maker Registration Comments Due: Exhibit 5 Federal Register version (83 FR 18614)
34-83089
April 23, 2018
SR-CBOE-2018-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change in Connection With the Migration of SPX Options From the Hybrid 3.0 System to the Hybrid Trading System Comments Due: Federal Register version (83 FR 18605)
34-83093
April 23, 2018
SR-CBOE-2018-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the VIX Large Trade Discount Program Comments Due: Exhibit 5 Federal Register version (83 FR 18612)
34-83073
April 20, 2018
SR-NYSEAMER-2018-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 18377)
34-83077
April 20, 2018
SR-Phlx-2018-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq Phlx Comments Due: Exhibit 5 Federal Register version (83 FR 18358)
34-83080
April 20, 2018
SR-Phlx-2018-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section II To Clarify Fees Applicable To Correcting "As/of" or "Reversal" Trades Comments Due: Exhibit 5 Federal Register version (83 FR 23008)
34-83074
April 20, 2018
SR-NYSEArca-2018-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 18374)
34-83083
April 20, 2018
SR-GEMX-2018-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq GEMX Comments Due: Exhibit 5 Federal Register version (83 FR 18384)
34-83081
April 20, 2018
SR-BX-2018-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq BX Comments Due: Exhibit 5 Federal Register version (83 FR 18371)
34-83085
April 20, 2018
SR-MRX-2018-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq MRX Comments Due: Exhibit 5 Federal Register version (83 FR 18364)
34-83079
April 20, 2018
SR-ISE-2018-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules Into the Rules of Nasdaq ISE Comments Due: Exhibit 5 Federal Register version (83 FR 18362)
34-83075
April 20, 2018
SR-IEX-2018-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.350 To Clarify When a New IEX-Listed Security Will Be Eligible To Begin Trading With an IPO Auction Comments Due: Exhibit 5 Federal Register version (83 FR 18366)
34-83082
April 20, 2018
SR-FINRA-2018-013
Notice of Filing of a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 18379)
34-83065
April 19, 2018
SR-NYSEAMER-2018-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 904, Commentary .07 To Expand Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (83 FR 18093)
34-83066
April 19, 2018
SR-NYSEArca-2018-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.8-O, Commentary .06 To Expand Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (83 FR 18099)
34-83064
April 19, 2018
SR-BX-2018-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarify the Requirements for Delivery of a Contrary Exercise Advice Comments Due: Exhibit 5 Federal Register version (83 FR 18110)
34-83072
April 19, 2018
SR-ICEEU-2018-006
Notice Relating to Amendments to the ICE Clear Europe CDS End-of-Day Pricing Policy Comments Due: Federal Register version (83 FR 18106)
34-83061
April 18, 2018
SR-NYSEAMER-2018-05
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish an Electronic Price Improvement Auction for Complex Orders Comments Due: Federal Register version (83 FR 17869)
34-83060
April 18, 2018
SR-PEARL-2018-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exchange Rule 503, Openings on the Exchange Comments Due: Exhibit 5 Federal Register version (83 FR 17869)
34-83059
April 17, 2018
SR-BX-2018-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Duplicative Rules Related to the Consolidated Audit Trail From Its Rulebook Comments Due: Exhibit 5 Federal Register version (83 FR 17696)
34-83054
April 17, 2018
SR-NASDAQ-2018-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Duplicative Rules Related to the Consolidated Audit Trail From Its Rulebook Comments Due: Exhibit 5 Federal Register version (83 FR 17690)
34-83058
April 17, 2018
SR-DTC-2018-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Redemptions Service Guide and the DTC Reorganizations Service Guide To Add Clarifying Text Relating to the Processing of MMI Securities Comments Due: Exhibit 5 Federal Register version (83 FR 17691)
34-83050
April 13, 2018
SR-GEMX-2018-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Within Rule 718 the Data Feeds on GEMX Comments Due: Exhibit 5 Federal Register version (83 FR 17457)
34-83045
April 13, 2018
SR-BX-2018-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7018 Comments Due: Exhibit 5 Federal Register version (83 FR 17454)
34-83047
April 13, 2018
SR-BX-2018-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error Within Chapter VI, Section 9 of the BX Rules Comments Due: Exhibit 5 Federal Register version (83 FR 17461)
34-83049
April 13, 2018
SR-MRX-2018-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Data Feeds Offered to MRX Members Comments Due: Exhibit 5 Federal Register version (83 FR 17459)
34-83051
April 13, 2018
SR-ISE-2018-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Within Rule 718 the Data Feeds on ISE Comments Due: Exhibit 5 Federal Register version (83 FR 17451)
34-83048
April 13, 2018
SR-IEX-2018-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) To Incrementally Optimize and Enhance the Effectiveness of the Quote Instability Calculation in Determining Whether a Crumbling Quote Exists Comments Due: Exhibit 5 Federal Register version (83 FR 17467)
34-83038
April 12, 2018
SR-MSRB-2018-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Real-Time Transaction Reporting System Comments Due: Exhibit 4 , Exhibit 5 Federal Register version (83 FR 17200)
34-83041
April 12, 2018
SR-CBOE-2018-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Select Customer Options Reduction Program Comments Due: Exhibit 5 Federal Register version (83 FR 17203)
34-83042
April 12, 2018
SR-CBOE-2018-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt PAR Hardware Replacement Fees Comments Due: Exhibit 5 Federal Register version (83 FR 17197)
34-83032
April 11, 2018
SR-NYSEArca-2018-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (83 FR 16909)
34-83025
April 10, 2018
SR-NASDAQ-2018-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) Comments Due: Exhibit 5 Federal Register version (83 FR 16410)
34-83026
April 10, 2018
SR-CboeEDGX-2018-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16407)
34-83027
April 10, 2018
SR-CboeEDGX-2018-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe EDGX Exchange, Inc.'s Equity Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16417)
34-83031
April 10, 2018
SR-CboeBZX-2018-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16412)
34-83028
April 10, 2018
SR-BOX-2018-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility To Amend the Strategy QOO Order Fee Cap Comments Due: Exhibit 5 Federal Register version (83 FR 16405)
34-83016
April 9, 2018
SR-Phlx-2018-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 16157)
34-83012
April 9, 2018
SR-PEARL-2018-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program Comments Due: Federal Register version (83 FR 16163)
34-83015
April 9, 2018
SR-CboeEDGX-2018-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16161)
34-83020
April 9, 2018
SR-CboeEDGX-2018-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3, Criteria for Underlying Securities Comments Due: Federal Register version (83 FR 16142)
34-83022
April 9, 2018
SR-CboeEDGX-2018-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16135)
34-83014
April 9, 2018
SR-CboeBZX-2017-023
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i) Comments Due: View Received Comments Federal Register version (83 FR 16150)
34-83018
April 9, 2018
SR-CboeBZX-2018-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3, Criteria for Underlying Securities Comments Due: Federal Register version (83 FR 16146)
34-83019
April 9, 2018
SR-CboeBZX-2018-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16137)
34-83021
April 9, 2018
SR-CboeBZX-2018-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 16140)
34-83005
April 6, 2018
SR-Phlx-2018-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A Comments Due: Exhibit 5 Federal Register version (83 FR 15889)
34-83010
April 6, 2018
SR-NASDAQ-2017-087
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination Comments Due: View Received Comments Federal Register version (83 FR 15880)
34-83006
April 6, 2018
SR-ISE-2018-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules 700, 2008, and 2009 Comments Due: Exhibit 5 Federal Register version (83 FR 15881)
34-83000
April 5, 2018
SR-NYSEArca-2018-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Short VIX Short-Term Futures ETF and ProShares Ultra VIX Short-Term Futures ETF Comments Due: Federal Register version (83 FR 15659)
34-82999
April 5, 2018
SR-ISE-2018-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Clarify the Fees and Rebates for the Complex Order Exposure Auction Pursuant to Rule 722(b)(3)(iii) Comments Due: Exhibit 5 Federal Register version (83 FR 15662)
34-83001
April 5, 2018
SR-ISE-2018-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Delay of Complex Order Quoting Functionality Comments Due: Exhibit 5 Federal Register version (83 FR 15653)
34-83002
April 5, 2018
SR-ISE-2018-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rebates Provided to Members That Send Unsolicited Crossing Orders to the Exchange Comments Due: Exhibit 5 Federal Register version (83 FR 15655)
34-82992
April 4, 2018
SR-NYSEAMER-2018-11
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE Amex Options Fee Schedule With Respect to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (83 FR 15442)
34-82993
April 4, 2018
SR-NYSEArca-2018-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule With Respect to the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (83 FR 15437)
34-82988
April 4, 2018
SR-GEMX-2018-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV of the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 15439)
34-82994
April 4, 2018
SR-NASDAQ-2018-008
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Modify the Listing Requirements Contained in Listing Rule 5635(d) To Change the Definition of Market Value for Purposes of the Shareholder Approval Rules and Eliminate the Requirement for Shareholder Approval of Issuances at a Price Less Than Book Value but Greater Than Market Value Comments Due: View Received Comments Federal Register version (83 FR 15441)
34-82990
April 4, 2018
SR-MRX-2018-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV of the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 15434)
34-82989
April 4, 2018
SR-ISE-2018-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI of the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 15435)
34-82991
April 4, 2018
SR-CBOE-2018-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market Data Fees Comments Due: Exhibit 5 Federal Register version (83 FR 15427)
34-82983
April 3, 2018
SR-OCC-2018-007
Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Trade Acceptance and Novation Rules Comments Due: Federal Register version (83 FR 15181)
34-82985
April 3, 2018
SR-NYSE-2018-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged in Connection With the Filing of Supplemental Listing Applications in Connection With the Issuance of Convertible Securities Comments Due: Exhibit 5 Federal Register version (83 FR 15187)
34-82984
April 3, 2018
SR-CboeBZX-2018-010
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF Comments Due: View Received Comments Federal Register version (83 FR 15181)
34-82982
April 2, 2018
SR-NASDAQ-2018-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify That the Validea Market Legends ETF Will Be Passively-Managed Rather Than Actively-Managed Comments Due: Federal Register version (83 FR 14902)
34-82978
April 2, 2018
SR-ICEEU-2018-001
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy Comments Due: Federal Register version (83 FR 14901)
34-82979
April 2, 2018
SR-ICEEU-2018-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the Futures & Options Guaranty Fund Policy Comments Due: Federal Register version (83 FR 14903)
34-82968
March 30, 2018
SR-Phlx-2018-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Volume Based Pricing Comments Due: Exhibit 5 Federal Register version (83 FR 14696)
34-82975
March 30, 2018
SR-Phlx-2018-22
Notice of Filing of Proposed Rule Change To Create a New Rule 1081, To Amend Electronic Market Maker Obligations and Quoting Requirements for Electronic ROTs, Which Will Be Defined To Include SQTs, RSQTs, Directed SQTs, Directed RSQTs, Specialists, and Remote Specialists Comments Due: Exhibit 5 Federal Register version (83 FR 14690)
34-82973
March 30, 2018
SR-NYSEArca-2017-99
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (83 FR 14698)
34-82969
March 30, 2018
SR-NASDAQ-2018-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Requirements for Delivery of a Contrary Exercise Advice Comments Due: Exhibit 5 Federal Register version (83 FR 14703)
34-82976
March 30, 2018
SR-NASDAQ-2018-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Disclosure Services Offered To Certain New Listings Comments Due: Exhibit 5 Federal Register version (83 FR 14683)
34-82974
March 30, 2018
SR-CBOE-2018-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rules Regarding Market-Maker Quoting Obligations Comments Due: Federal Register version (83 FR 14685)
34-82965
March 29, 2018
SR-NYSE-2018-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Comments Due: Exhibit 5 Federal Register version (83 FR 14528)
34-82964
March 29, 2018
SR-NASDAQ-2018-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7034 Comments Due: Exhibit 5 Federal Register version (83 FR 14534)
34-82961
March 28, 2018
SR-ISE-2018-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Delay for Re-Introduction of Legging Functionality for Stock-Option Orders on INET by an Additional Year Comments Due: Exhibit 5 Federal Register version (83 FR 14302)
34-82948
March 27, 2018
SR-IEX-2018-06
Notice of Filing of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, "LTSE Listings on IEX" Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (83 FR 14074)
34-82952
March 27, 2018
SR-C2-2018-004
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Concerning an Affiliation Between the Exchange and Cboe Trading and To Adopt Rules To Permit Inbound Routing by Cboe Trading Comments Due: Exhibit 5 Federal Register version (83 FR 14096)
34-82945
March 26, 2018
SR-NYSE-2017-36
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Equity Trading Rules To Trade Securities Pursuant to Unlisted Trading Privileges, Including Orders and Modifiers, Order Ranking and Display, and Order Execution and Routing on Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (83 FR 13553)
34-82938
March 23, 2018
S7-24-89
Notice of Filing and Immediate Effectiveness of the Forty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: View Received Comments Federal Register version (83 FR 13542)
34-82937
March 23, 2018
SR-CTA/CQ-2018-01
Notice of Filing and Immediate Effectiveness of the Twenty-Third Charges Amendment to the Second Restatement of the CTA Plan and the Fourteenth Charges Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (83 FR 13539)
34-82940
March 23, 2018
SR-NASDAQ-2018-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2, Which Governs the Pricing for Nasdaq Participants Using The Nasdaq Options Market Comments Due: Exhibit 5 Federal Register version (83 FR 13547)
