Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eliminate the Fee for an Explained Decision

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Abigail Howd, Eric Peters, and W. Dowdy White, Student Interns; and Nicole G. Iannarone, Assistant Clinical Professor; Georgia State University College of Law Investor Advocacy Clinic
Public Comment Andrew Stoltmann, President, PIABA
Public Comment Steven B. Caruso, Maddox Hargett & Caruso, P.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2018-012
Release Number
34-82829
Related Materials
How to submit comments