Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eliminate the Fee for an Explained Decision
[Release No. 34-82829; File No. SR-FINRA-2018-012]
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Apr. 4, 2018 | Abigail Howd, Eric Peters, and W. Dowdy White, Student Interns; and Nicole G. Iannarone, Assistant Clinical Professor; Georgia State University College of Law Investor Advocacy Clinic |
Apr. 4, 2018 | Andrew Stoltmann, President, PIABA |
Mar. 9, 2018 | Steven B. Caruso, Maddox Hargett & Caruso, P.C. |