Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6433 to Adopt the OTC Quotation Tier Pilot as Permanent

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Date Received
Date Letter Type Commenter Name
Public Comment Racquel Russell, Associate General Counsel, FINRA
Public Comment Eugene P. Torpey, Chief Compliance Officer, Vandham Securities Corp.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2018-015
Release Number
34-83129
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