34-83478
June 20, 2018
SR-ISE-2018-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 29842)
34-83474
June 20, 2018
SR-FINRA-2018-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) Comments Due: Exhibit 5 Federal Register version (83 FR 29840)
34-83479
June 20, 2018
SR-CboeBZX-2018-018
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Comments Due: Federal Register version (83 FR 29838)
34-83476
June 20, 2018
SR-CBOE-2018-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program Comments Due: Exhibit 5 Federal Register version (83 FR 29848)
34-83486
June 20, 2018
SR-CBOE-2018-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes Comments Due: Exhibit 5 Federal Register version (83 FR 29844)
34-83477
June 20, 2018
4-709
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authorit Comments Due: Federal Register version (83 FR 29850)
34-83465
June 19, 2018
SR-Phlx-2018-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 29594)
34-83466
June 19, 2018
SR-NASDAQ-2018-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 29593)
34-83464
June 19, 2018
SR-ISE-2018-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections Comments Due: Exhibit 5 Federal Register version (83 FR 29583)
34-83458
June 18, 2018
SR-Phlx-2018-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A, Terms of Option Contracts Comments Due: Exhibit 5 Federal Register version (83 FR 29148)
34-83456
June 18, 2018
SR-LCHSA-2018-003
Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management Comments Due: Federal Register version (83 FR 32699)
34-83452
June 15, 2018
SR-NYSEArca-2017-139
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Federal Register version (83 FR 28894)
34-83454
June 15, 2018
SR-NYSE-2018-28
Notice of Filing of Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which Is Currently Set To Expire on June 30, 2018 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28874)
34-83450
June 15, 2018
SR-CboeEDGX-2018-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28884)
34-83449
June 15, 2018
SR-CboeEDGA-2018-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGA Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28890)
34-83453
June 15, 2018
SR-CBOE-2018-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for Cboe Options Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28873)
34-83455
June 15, 2018
SR-C2-2018-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for C2 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28892)
34-83439
June 14, 2018
SR-NYSENAT-2018-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange Comments Due: Federal Register version (83 FR 28671)
34-83440
June 14, 2018
SR-NYSENAT-2018-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text Comments Due: Federal Register version (83 FR 28687)
34-83447
June 14, 2018
SR-NYSEArca-2018-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Changes in the Description of the Investments of the USCF Canadian Crude Oil Index Fund Comments Due: Federal Register version (83 FR 28689)
34-83432
June 14, 2018
SR-NYSE-2018-26
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Pillar Trading Platform Rule 7.31 Relating to Reserve Orders and Rule 7.36 Relating to Setter Priority Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28701)
34-83445
June 14, 2018
SR-GEMX-2018-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 28699)
34-83435
June 14, 2018
SR-NASDAQ-2018-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014(j) and Rule 7018(a) Comments Due: Exhibit 5 Federal Register version (83 FR 28678)
34-83444
June 14, 2018
SR-MRX-2018-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 28677)
34-83431
June 14, 2018
SR-ISE-2018-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Related to Complex Orders Comments Due: Exhibit 5 Federal Register version (83 FR 28681)
34-83446
June 14, 2018
SR-ISE-2018-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Route-Out Fees Set Forth in Section IV.F of the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 28705)
34-83430
June 14, 2018
SR-CboeEDGX-2018-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28695)
34-83429
June 14, 2018
SR-CboeBZX-2018-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28685)
34-83438
June 14, 2018
SR-CboeBZX-2018-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28694)
34-83442
June 14, 2018
SR-CboeBZX-2018-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Comments Due: View Received Comments Federal Register version (83 FR 28675)
34-83441
June 14, 2018
SR-CboeBYX-2018-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BYX Comments Due: View Received Comments Federal Register version (83 FR 28684)
34-83424
June 13, 2018
SR-NYSE-2018-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (83 FR 28479)
34-83423
June 13, 2018
SR-BX-2018-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Position Limits and Exercise Limits for Options on the SPDR Exchange-Traded Fund Comments Due: Exhibit 5 Federal Register version (83 FR 28481)
34-83421
June 13, 2018
SR-NASDAQ-2018-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC ("NOM") Rules at Supplementary Material to Chapter III, Section 7, Entitled "Position Limits," and Section 9, Entitled "Exercise Limits" Comments Due: Exhibit 5 Federal Register version (83 FR 28474)
34-83422
June 13, 2018
SR-FINRA-2018-015
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA Rule 6433 To Adopt the OTC Quotation Tier Size Pilot as Permanent Federal Register version (83 FR 28483)
34-83426
June 13, 2018
SR-CboeBYX-2018-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Comments Due: Exhibit 5 Federal Register version (83 FR 28472)
34-83417
June 12, 2018
SR-NYSEAMER-2018-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .07 to Rule 904 Comments Due: Exhibit 5 Federal Register version (83 FR 28279)
34-83412
June 12, 2018
SR-Phlx-2018-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1001, Entitled "Position Limits" Comments Due: Exhibit 5 Federal Register version (83 FR 28298)
34-83410
June 12, 2018
SR-NYSEArca-2018-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Extend the Effectiveness of the Decommission Extension Fee Until September 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 28300)
34-83413
June 12, 2018
SR-NYSEArca-2018-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .06 to Rule 6.8-O Comments Due: Exhibit 5 Federal Register version (83 FR 28277)
34-83418
June 12, 2018
SR-NYSEArca-2018-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (83 FR 28282)
34-83419
June 12, 2018
SR-PEARL-2018-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 28285)
34-83411
June 12, 2018
SR-ISE-2018-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section IV.D of the Exchange's Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 28272)
34-83416
June 12, 2018
SR-ISE-2018-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Position and Exercise Limits for Options on the SPY Exchange Traded Fund Comments Due: Exhibit 5 Federal Register version (83 FR 28293)
34-83415
June 12, 2018
SR-CBOE-2018-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Position Limit for SPY Options Comments Due: View Received Comments Federal Register version (83 FR 28274)
34-83409
June 12, 2018
SR-C2-2018-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule in Connection With the Technology Migration of C2 Onto the Options Platform of the Exchange's Affiliated Options Exchanges, Cboe EDGX Exchange, Inc. and Cboe BZX Exchange, Inc. Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (83 FR 28302)
34-83414
June 12, 2018
SR-BOX-2018-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 of BOX Rule 3120 (Position Limits) To Amend the Position and Exercise Limits for Options on the Standard and Poor's Depositary Receipts Trust ("SPY") Comments Due: Exhibit 5 Federal Register version (83 FR 28296)
34-83402
June 11, 2018
SR-NYSEAMER-2018-23
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 28041)
34-83406
June 11, 2018
SR-OCC-2018-008
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5a , Exhibit 5b Federal Register version (83 FR 28018)
34-83403
June 11, 2018
SR-NYSEARCA-2018-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 28053)
34-83404
June 11, 2018
SR-NYSE-2018-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 28048)
34-83405
June 11, 2018
SR-NASDAQ-2018-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within the Nasdaq Options Market Comments Due: Exhibit 5 Federal Register version (83 FR 28039)
34-83407
June 11, 2018
SR-FINRA-2018-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement To Reflect the T+2 Settlement Cycle, Incorporate Prior Supplements, and Make Other Non-Substantive Changes Comments Due: Exhibit 3a , Exhibit 3b Federal Register version (83 FR 28045)
34-83397
June 8, 2018
SR-NSCC-2018-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to Comparison and Recording of CMU Securities Comments Due: Exhibit 5 Federal Register version (83 FR 27802)
34-83398
June 8, 2018
SR-FINRA-2018-013
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish a Second Trade Reporting Facility in Conjunction With Nasdaq, Inc. Federal Register version (83 FR 27807)
34-83396
June 8, 2018
SR-BOX-2018-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility To Amend Fees and Rebates for Non-Auction Transactions Comments Due: Exhibit 5 Federal Register version (83 FR 27807)
34-83395
June 7, 2018
SR-NASDAQ-2018-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Listing Standard for Paired Share Units Comments Due: Federal Register version (83 FR 27640)
34-83392
June 7, 2018
SR-FINRA-2018-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) Comments Due: Exhibit 5 Federal Register version (83 FR 27638)
34-83393
June 7, 2018
SR-FINRA-2018-023
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 Relating to ATS Reporting of Transactions to TRACE in U.S. Treasury Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 27643)
34-83386
June 6, 2018
SR-ICC-2018-004
Notice of Filing of Proposed Rule Change Relating to Formalization of the ICC Model Validation Framework Comments Due: Federal Register version (83 FR 27360)
34-83387
June 6, 2018
SR-ICC-2018-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICC Clearing Rules To Implement the European Union General Data Protection Regulation Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (83 FR 27359)
34-83388
June 6, 2018
SR-CboeBZX-2017-006
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3) Comments Due: Federal Register version (83 FR 27356)
34-83390
June 6, 2018
SR-CboeBZX-2017-005
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Each Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares Comments Due: Federal Register version (83 FR 27355)
34-83384
June 5, 2018
SR-NYSEAMER-2018-05
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish an Electronic Price Improvement Auction for Complex Orders Comments Due: Federal Register version (83 FR 27061)
34-83381
June 5, 2018
SR-NYSEArca-2018-38
Notice of Filing of Proposed Rule Change Relating to the Index Methodology Applicable to Indexes Underlying iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF Comments Due: View Received Comments Federal Register version (83 FR 27042)
34-83385
June 5, 2018
SR-NYSEArca-2018-25
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Short Duration Income ETF Comments Due: View Received Comments Federal Register version (83 FR 27034)
34-83383
June 5, 2018
SR-NASDAQ-2017-087
Notice of Withdrawal of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination Comments Due: View Received Comments Federal Register version (83 FR 27055)
34-83365
June 4, 2018
SR-GEMX-2018-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into GEMX Rule 718 Comments Due: Exhibit 5 Federal Register version (83 FR 26728)
34-83369
June 4, 2018
SR-GEMX-2018-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter IV of the GEMX Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 26726)
34-83366
June 4, 2018
SR-MRX-2018-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Order and Execution Information Into MRX Rule 718 Comments Due: Exhibit 5 Federal Register version (83 FR 26717)
34-83368
June 4, 2018
SR-MRX-2018-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Specific Chapters in the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 26715)
34-83370
June 4, 2018
SR-ISE-2018-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Reorganize Chapter V of the ISE Schedule of Fees Comments Due: Exhibit 5 Federal Register version (83 FR 26724)
34-83372
June 4, 2018
SR-ICEEU-2018-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (83 FR 26731)
34-83367
June 4, 2018
SR-BOX-2018-14
Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross and Complex Customer Cross Orders Comments Due: Exhibit 5 Federal Register version (83 FR 26719)
34-83359
June 1, 2018
SR-NYSE-2018-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed Comments Due: Federal Register version (83 FR 26507)
34-83360
June 1, 2018
SR-NYSE-2018-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule Regarding the NYSE Best Quote and Trades Market Data Feed Comments Due: Exhibit 5 Federal Register version (83 FR 26511)
34-83362
June 1, 2018
SR-FICC-2018-001
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook Comments Due: View Received Comments Federal Register version (83 FR 26514)
34-83363
June 1, 2018
SR-CboeBZX-2018-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF Comments Due: Federal Register version (83 FR 26531)
34-83357
May 31, 2018
SR-NYSEAMER-2018-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E and Rule 7.45E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors Comments Due: Exhibit 5 Federal Register version (83 FR 26327)
34-83350
May 31, 2018
SR-NYSENAT-2018-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds Comments Due: Federal Register version (83 FR 26332)
34-83351
May 31, 2018
SR-NYSENAT-2018-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Co-Location Services and Fees In Connection With the Re-Launch of Trading on the Exchange and To Amend Its Schedule of Fees and Rebates To Provide for Such Co-Location Services Comments Due: Exhibit 5 Federal Register version (83 FR 26314)
34-83352
May 31, 2018
SR-NYSEArca-2018-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E and Rule 7.45-E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors Comments Due: Exhibit 5 Federal Register version (83 FR 26329)
34-83355
May 31, 2018
SR-NYSE-2017-53
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination Comments Due: View Received Comments Federal Register version (83 FR 26331)
34-83356
May 31, 2018
SR-NYSE-2018-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 and Rule 17 With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors Comments Due: Exhibit 5 Federal Register version (83 FR 26335)
34-83341
May 30, 2018
SR-NYSEAMER-2018-22
Notice of Filing of Proposed Rule Change To Amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 26121)
34-83347
May 30, 2018
SR-NYSEAMER-2018-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy Comments Due: Exhibit 5 Federal Register version (83 FR 26131)
34-83345
May 30, 2018
SR-Phlx-2018-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within Rule 1070 Comments Due: Exhibit 5 Federal Register version (83 FR 26128)
34-83344
May 30, 2018
SR-NYSENAT-2018-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy Comments Due: Exhibit 5 Federal Register version (83 FR 26136)
34-83343
May 30, 2018
SR-NYSEARCA-2018-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy Comments Due: Exhibit 5 Federal Register version (83 FR 26134)
34-83342
May 30, 2018
SR-NYSE-2018-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy Comments Due: Exhibit 5 Federal Register version (83 FR 26125)
34-83346
May 30, 2018
SR-BX-2018-021
Notice of Filing and Immediate Effectiveness of the Proposed Rule Change To Amend the Descriptions of Certain Data Feeds Within Chapter VI, Section 19 Entitled "Data Feeds and Trade Information." Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 26129)
34-83349
May 30, 2018
SR-MIAX-2018-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 26123)
34-83339
May 29, 2018
SR-Phlx-2018-40
Notice of Filing of Proposed Rule Change To Extend the Applicability of the Floor Broker Management System and the Snapshot Functionality to Registered Options Traders and Specialists Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 25725)
34-83337
May 29, 2018
SR-CboeEDGA-2018-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGA Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (83 FR 25724)
34-83332
May 25, 2018
SR-FINRA-2018-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to District Committee Structure and Governance Comments Due: Exhibit 5 Federal Register version (83 FR 25062)
34-83322
May 24, 2018
SR-Phlx-2018-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Risk Protections Comments Due: Exhibit 5 Federal Register version (83 FR 25095)
34-83321
May 24, 2018
SR-OCC-2018-007
Notice of Filing of Amendment No. 1 and Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Trade Acceptance and Novation Rules Comments Due: Federal Register version (83 FR 25087)
34-83320
May 24, 2018
SR-NYSEArca-2018-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF Comments Due: Federal Register version (83 FR 25093)
34-83324
May 24, 2018
SR-NYSEArca-2018-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E To Exclude Certain Categories of Issuers From the Exchange's Annual Meeting Requirement Comments Due: Exhibit 5 Federal Register version (83 FR 25076)
34-83323
May 24, 2018
SR-ISE-2018-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Its Order and Execution Information Into ISE Rule 718, Entitled "Data Feeds" Comments Due: Exhibit 5 Federal Register version (83 FR 25068)
