34-83619
July 11, 2018
SR-MIAX-2018-14
Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to List and Trade on the Exchange Options on the SPIKESTM Comments Due: Exhibit 3-1 , Exhibit 3-2 , Exhibit 5 Federal Register version (83 FR 32932)
34-83617
July 10, 2018
SR-NYSEAMER-2018-36
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 32930)
34-83616
July 10, 2018
SR-NYSEARCA-2018-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 32929)
34-83609
July 9, 2018
SR-IEX-2018-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 16.160 To Remove Form 19b-4(e) Filing Requirement Comments Due: Exhibit 5 Federal Register version (83 FR 32704)
34-83601
July 6, 2018
SR-NYSE-2018-31
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Require Certain Member Organizations To Participate in Scheduled Market-Wide Circuit Breaker Testing Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 32172)
34-83599
July 6, 2018
SR-CboeEDGX-2018-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 32168)
34-83600
July 6, 2018
SR-CboeEDGX-2018-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (83 FR 32170)
34-83595
July 5, 2018
SR-NASDAQ-2018-038
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 4702(b)(14) To Establish a Price Improvement Only Variation on the Midpoint Extended Life Order Comments Due: View Received Comments Federal Register version (83 FR 32158)
34-83594
July 5, 2018
SR-CboeBZX-2018-044
Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.11(c), Index Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 32158)
34-83596
July 5, 2018
SR-CboeBZX-2018-047
Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.8, General Listings Requirements-Tier I Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 32162)
34-83597
July 5, 2018
SR-CboeBZX-2018-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BZX Rule 14.13, Company Listing Fees Comments Due: Exhibit 5 Federal Register version (83 FR 32164)
34-83589
July 3, 2018
SR-NFA-2018-03
Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts Comments Due: Federal Register version (83 FR 31804)
34-83588
July 3, 2018
SR-NASDAQ-2017-128
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF Comments Due: Federal Register version (83 FR 31827)
34-83587
July 3, 2018
SR-CBOE-2018-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Expiring Fee Waivers and Remove the FLEX Trader Incentive Program Comments Due: Exhibit 5 Federal Register version (83 FR 31810)
34-83577
July 2, 2018
SR-MIAX-2018-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers Comments Due: Exhibit 5 Federal Register version (83 FR 31812)
34-83576
July 2, 2018
SR-ISE-2018-56
Notice of Filing of Proposed Rule Change To Amend Its Rules Related to Complex Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 31783)
34-83579
July 2, 2018
SR-IEX-2018-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the IPO Auction Processes for Trading in an IEX-Listed Security That Is the Subject of an Initial Public Offering Comments Due: Exhibit 5 Federal Register version (83 FR 31816)
34-83582
July 2, 2018
SR-IEX-2018-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Structure of its Fee Schedule and Make Several Conforming and Clarifying Changes, Pursuant to IEX Rule 15.110(A) and (C) Comments Due: Exhibit 5 Federal Register version (83 FR 31828)
34-83586
July 2, 2018
SR-IEX-2018-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.420 Concerning the Order Audit Trail System Requirements To Make Conforming and Technical Changes Comments Due: Exhibit 5 Federal Register version (83 FR 31806)
34-83583
July 2, 2018
SR-CBOE-2018-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 24.6, Days and Hours of Business Concerning Expiring MSCI EAFE Index Options and MSCI Emerging Markets Index Options Comments Due: Federal Register version (83 FR 31802)
34-83584
July 2, 2018
SR-CBOE-2018-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Concerning MSCI EAFE Index Options and MSCI Emerging Markets Index Options Comments Due: Exhibit 5 Federal Register version (83 FR 31823)
34-83585
July 2, 2018
SR-CBOE-2018-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index Options and MSCI Emerging Markets Index Options Comments Due: Exhibit 5 Federal Register version (83 FR 31825)
34-83561
June 29, 2018
SR-OCC-2018-803
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning Proposed Changes to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (83 FR 31594)
34-83560
June 29, 2018
SR-NYSE-2018-30
Notice of Filing of Proposed Rule Change To Provide for the Listing of Exchange Traded Products With No Component NMS Stock Listed on the Exchange, Amend Its Rules Regarding Unlisted Trading Privileges, and Make Corresponding Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 31585)
34-83570
June 29, 2018
SR-NYSE-2017-53
Notice of Withdrawal of Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination Comments Due: View Received Comments Federal Register version (83 FR 31628)
34-83572
June 29, 2018
SR-MSRB-2018-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Content Outline and Selection Specifications for the Series 52 Examination and To Revise the Content Outlines for the Series 50, Series 51 and Series 53 Examinations Comments Due: Exhibit 3 Federal Register version (83 FR 31580)
34-83558
June 29, 2018
SR-IEX-2018-06
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a New Optional Listing Category on the Exchange, "LTSE Listings on IEX" Comments Due: View Received Comments Letter from IEX withdrawing the proposed rule change , Letter from Secretary of the Commission to Sophia LeeGeneral CounselInvestors ExchangeLLC.dated June 292018 (providing notice of Commission review of delegated action and stay of order) Submit Comments on SR-IEX-2018-06 Federal Register version (83 FR 31614)
34-83566
June 29, 2018
SR-CboeEDGX-2018-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 31576)
34-83569
June 29, 2018
SR-CboeBZX-2018-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 31577)
34-83567
June 29, 2018
SR-CBOE-2018-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program Comments Due: Federal Register version (83 FR 31592)
34-83568
June 29, 2018
SR-C2-2018-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program Comments Due: Federal Register version (83 FR 31590)
34-83532
June 28, 2018
SR-NYSEAMER-2018-32
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 31205)
34-83553
June 28, 2018
SR-NYSEAMER-2018-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 31431)
34-83530
June 28, 2018
SR-Phlx-2018-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program Comments Due: Federal Register version (83 FR 31227)
34-83547
June 28, 2018
SR-Phlx-2018-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker Comments Due: Exhibit 5 Federal Register version (83 FR 31201)
34-83538
June 28, 2018
SR-NYSEArca-2018-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 31210)
34-83546
June 28, 2018
SR-NYSEArca-2018-40
Notice of Filing of Proposed Rule Change Regarding Investments of the REX BKCM ETF Comments Due: Federal Register version (83 FR 31214)
34-83554
June 28, 2018
SR-NYSEArca-2018-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 31436)
34-83540
June 28, 2018
SR-NYSE-2018-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 31234)
34-83533
June 28, 2018
SR-GEMX-2018-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 31233)
34-83539
June 28, 2018
SR-BX-2018-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 31203)
34-83535
June 28, 2018
SR-BX-2018-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 31241)
34-83534
June 28, 2018
SR-MRX-2018-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 31213)
34-83531
June 28, 2018
SR-ISE-2018-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 31243)
34-83545
June 28, 2018
SR-ICC-2018-007
Notice Relating to the Clearance of an Additional Credit Default Swap Contract Comments Due: Federal Register version (83 FR 31244)
34-83544
June 28, 2018
SR-DTC-2018-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules and Fee Schedule Relating to Participant and Pledgee Applications Comments Due: Exhibit 5 Federal Register version (83 FR 31223)
34-83537
June 28, 2018
SR-CboeBZX-2018-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers Comments Due: Exhibit 5 Federal Register version (83 FR 31198)
34-83548
June 28, 2018
SR-CboeBZX-2018-001
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts Comments Due: View Received Comments Federal Register version (83 FR 31246)
34-83536
June 28, 2018
SR-CboeBYX-2018-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers Comments Due: Exhibit 5 Federal Register version (83 FR 31229)
34-83529
June 27, 2018
SR-OCC-2018-802
Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement Comments Due: Federal Register version (83 FR 31237)
34-83524
June 26, 2018
SR-NYSEAMER-2018-29
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (83 FR 31009)
34-83519
June 26, 2018
SR-OCC-2018-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Facilitate Reporting Under Commodity Futures Trading Commission Regulations Applicable to Derivatives Clearing Organizations Comments Due: Federal Register version (83 FR 30996)
34-83526
June 26, 2018
SR-BX-2018-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program Comments Due: Federal Register version (83 FR 30993)
34-83522
June 26, 2018
SR-NASDAQ-2018-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Transaction Fee for Execution of Midpoint Extended Life Orders Comments Due: Exhibit 5 Federal Register version (83 FR 30998)
34-83527
June 26, 2018
SR-NASDAQ-2018-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Penny Pilot Program Comments Due: Federal Register version (83 FR 31004)
34-83521
June 26, 2018
SR-CboeEDGA-2018-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions and Rule 11.8, Order Types Comments Due: Exhibit 5 Federal Register version (83 FR 31001)
34-83520
June 26, 2018
SR-CboeBZX-2018-040
Notice of Filing of Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Comments Due: View Received Comments Federal Register version (83 FR 31014)
34-83525
June 26, 2018
SR-BOX-2018-20
Notice of Filing of Proposed Rule Change To Amend BOX Rule 7300 (Preferenced Orders) To Provide an Additional Allocation Preference to Preferred Market Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 31006)
34-83507
June 25, 2018
SR-NYSEAMER-2018-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 30808)
34-83512
June 25, 2018
SR-NYSEArca-2018-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 30793)
34-83514
June 25, 2018
SR-GEMX-2018-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 30804)
34-83516
June 25, 2018
SR-MRX-2018-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 30801)
34-83517
June 25, 2018
SR-PEARL-2018-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 30792)
34-83515
June 25, 2018
SR-MIAX-2018-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (83 FR 30786)
34-83513
June 25, 2018
SR-ICC-2018-006
Notice of Filing of Proposed Rule Change Relating to Amending the ICC Clearing Rules Regarding Mark-to-Market Margin Comments Due: Federal Register version (83 FR 30802)
34-83509
June 25, 2018
SR-DTC-2017-021
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 30785)
34-83509
June 25, 2018
SR-FICC-2017-021
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 30785)
34-83509
June 25, 2018
SR-NSCC-2017-017
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 30785)
34-83510
June 25, 2018
SR-NSCC-2017-018
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 30791)
34-83510
June 25, 2018
SR-DTC-2017-022
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 30791)
34-83510
June 25, 2018
SR-FICC-2017-022
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes File Nos.: Comments Due: View Received Comments Federal Register version (83 FR 30791)
34-83511
June 25, 2018
SR-DTC-2018-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Operational Arrangements To Add Clarifying Text Relating to the Processing of Unit Investment Trust Securities Through the DTC Investor's Voluntary Redemptions and Sales Service Comments Due: Exhibit 5 Federal Register version (83 FR 30806)
34-83504
June 25, 2018
SR-CBOE-2018-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System ("HOSS") Comments Due: Federal Register version (83 FR 30795)
34-83505
June 25, 2018
SR-CBOE-2018-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.2., Hybrid Opening (and Sometimes Closing) System ("HOSS") Comments Due: Federal Register version (83 FR 30787)
34-83498
June 22, 2018
SR-NYSEAMER-2018-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E Comments Due: Exhibit 5 Federal Register version (83 FR 30473)
34-83499
June 22, 2018
SR-BOX-2018-17
Notice of Withdrawal of Proposed Rule Change To Amend Rules 7150 and 7245 Comments Due: Federal Register version (83 FR 30471)
34-83500
June 22, 2018
SR-BOX-2018-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 2018 Comments Due: Exhibit 5 Federal Register version (83 FR 30471)
34-83490
June 21, 2018
SR-NFA-2018-02
Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements: Requiring NFA Members to Maintain a Record of All Electronic Written Communications Comments Due: Federal Register version (83 FR 30203)
34-83491
June 21, 2018
SR-NFA-2018-01
Notice of Filing and Immediate Effectiveness of Proposed Technical Amendment to the Interpretive Notice to NFA Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers under Section 15(b)(11) of the Securities Exchange Act of 1934 Comments Due: Federal Register version (83 FR 30206)
34-83493
June 21, 2018
S7-24-89
Notice of Filing and Immediate Effectiveness of the Forty-Third Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (83 FR 30205)
34-83492
June 21, 2018
SR-CTA/CQ-2018-02
Notice of Filing and Immediate Effectiveness of the Twenty-Ninth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-First Amendment to the Restated CQ Plan Comments Due: Federal Register version (83 FR 30209)
34-83484
June 20, 2018
SR-OCC-2017-020
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios Comments Due: View Received Comments Federal Register version (83 FR 29846)
34-83485
June 20, 2018
SR-OCC-2017-021
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan Comments Due: Federal Register version (83 FR 29843)
34-83482
June 20, 2018
SR-NASDAQ-2018-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 Comments Due: Exhibit 5
34-83483
June 20, 2018
SR-MSRB-2018-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules Comments Due: Exhibit 5 Federal Register version (83 FR 29855)
34-83478
June 20, 2018
SR-ISE-2018-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 29842)
34-83474
June 20, 2018
SR-FINRA-2018-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) Comments Due: Exhibit 5 Federal Register version (83 FR 29840)
34-83479
June 20, 2018
SR-CboeBZX-2018-018
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Comments Due: Federal Register version (83 FR 29838)
34-83476
June 20, 2018
SR-CBOE-2018-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program Comments Due: Exhibit 5 Federal Register version (83 FR 29848)
34-83486
June 20, 2018
SR-CBOE-2018-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes Comments Due: Exhibit 5 Federal Register version (83 FR 29844)
34-83477
June 20, 2018
4-709
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authorit Comments Due: Federal Register version (83 FR 29850)
34-83465
June 19, 2018
SR-Phlx-2018-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 29594)
34-83466
June 19, 2018
SR-NASDAQ-2018-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-Location and Direct Connectivity Comments Due: Exhibit 5 Federal Register version (83 FR 29593)
34-83464
June 19, 2018
SR-ISE-2018-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Box and Butterfly Spread Protections Comments Due: Exhibit 5 Federal Register version (83 FR 29583)
34-83458
June 18, 2018
SR-Phlx-2018-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 1101A, Terms of Option Contracts Comments Due: Exhibit 5 Federal Register version (83 FR 29148)
34-83456
June 18, 2018
SR-LCHSA-2018-003
Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management Comments Due: Federal Register version (83 FR 32699)
34-83452
June 15, 2018
SR-NYSEArca-2017-139
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Federal Register version (83 FR 28894)
34-83454
June 15, 2018
SR-NYSE-2018-28
Notice of Filing of Proposed Rule Change To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which Is Currently Set To Expire on June 30, 2018 Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28874)
34-83450
June 15, 2018
SR-CboeEDGX-2018-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28884)
34-83449
June 15, 2018
SR-CboeEDGA-2018-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGA Comments Due: View Received Comments Exhibit 5 Federal Register version (83 FR 28890)
