Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Minimum Price-Improvement Standards Set Forth in NASD IM 2110-2, Trading Ahead of Customer Limit Order

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Date Received
Date Letter Type Commenter Name
Public Comment Andrea Orr, Assistant General Counsel, FINRA, Washington, District of Columbia
Public Comment Jess Haberman, Compliance Director, Fidessa Corp., New York, New York
Public Comment R. Cromwell Coulson, Chairman and CEO, Pink OTC Markets Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2007-041
Release Number
34-56297
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