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Comments on NYSE Rulemaking

Order Granting Partial Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Expanding the Penny Pilot Program

(Release No. 61061; File No. SR-NYSEArca-2009-44)

Dec. 2, 2009 Christopher Nagy, Managing Director, Order Routing Strategy, TD AMERITRADE

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services In Order to Revise Certain Transaction Fees

(Release No. 34-59944; File No. SR-NYSEArca-2009-44)

Oct. 19, 2009 John A. McCarthy, General Counsel, Global Electronic Trading Company
Oct. 15, 2009 Edward J. Joyce, President and Chief Operating Officer, CBOE, Chicago, Illinois
Oct. 1, 2009 Memorandum from the Office of Commissioner Aguilar regarding a July 24, 2009, meeting with representatives of GETCO LLC
Aug. 28, 2009 Jeromee Johnson, VP Market Development, BATS Exchange, Lenexa, Kansas
Aug. 18, 2009 Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, NYSE Arca Inc.
Jun. 30, 2009 John Ingrilli, Gerard Satur, and Karen Wendell, Managing Directors, UBS Securities LLC
Jun. 23, 2009 Michael J. Simon, Secretary and General Counsel, International Securities Exchange LLC, New York, New York
Jun. 17, 2009 Anthony J. Saliba, Chief Executive Officer, LiquidPoint LLC
Jun. 17, 2009 Thomas F. Price, Managing Director, SIFMA, New York, New York
Jun. 17, 2009 Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc.
Jun. 12, 2009 Edward J. Joyce, President and Chief Operating Officer, CBOE, Chicago, Illinois
Jun. 12, 2009 Thomas Wittman, Vice President, NASDAQ OMX Group, Inc., Rockville, Maryland
Jun. 10, 2009 Stephen Schuler and Daniel Tierney, Managing Members, Global Electronic Trading Company

Modified: 12/04/2009