34-62911
Sept. 14, 2010
SR-CBOE-2009-075
Order Approving Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish a Pilot Program To List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes Comments Due: Rel. No. 34-62658 Federal Register version (75 FR 57539)
34-62883
Sept. 10, 2010
SR-FINRA-2010-033
Order Approving Proposed Rule Change Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products Rel. No. 34-62763 , Rel. No. 34-62688A , Rel. No. 34-62416 Federal Register version (75 FR 56608)
34-62885
Sept. 10, 2010
SR-FINRA-2010-032
Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions Rel. No. 34-62798 , Rel. No. 34-62729 , Rel. No. 34-62341 Federal Register version (75 FR 56641)
34-62884
Sept. 10, 2010
SR-BATS-2010-18
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-NSX-2010-08
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-CHX-2010-14
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-NYSE-2010-49
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-NASDAQ-2010-079
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-CBOE-2010-065
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-EDGX-2010-05
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-EDGA-2010-05
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-NYSEAmex-2010-63
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-NYSEArca-2010-61
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-BX-2010-044
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62884
Sept. 10, 2010
SR-ISE-2010-66
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products File Nos.: Comments Due: View Received Comments Rel. No. 34-62409 Federal Register version (75 FR 56618)
34-62886
Sept. 10, 2010
SR-EDGA-2010-03
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-NYSEAmex-2010-60
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-NYSEArca-2010-58
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-BX-2010-040
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-ISE-2010-62
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-BATS-2010-016
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-NSX-2010-07
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-CHX-2010-13
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-NYSE-2010-47
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-NASDAQ-2010-076
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-CBOE-2010-056
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62886
Sept. 10, 2010
SR-EDGX-2010-03
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions File Nos.: Comments Due: View Received Comments Rel. No. 34-62337 , Rel. No. 34-62340 Federal Register version (75 FR 56613)
34-62877
Sept. 9, 2010
SR-Phlx-2010-79
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks Comments Due: Rel. No. 34-62519 Federal Register version (75 FR 56633)
34-62875
Sept. 9, 2010
SR-NYSEArca-2010-71
Order Granting Approval of Proposed Rule Change To List and Trade Shares of the ETFS White Metals Basket Trust Comments Due: Rel. No. 34-62620 Federal Register version (75 FR 56156)
34-62866
Sept. 8, 2010
4-274
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Chicago Stock Release No. 34-62657 Federal Register version (75 FR 55833)
34-62856
Sept. 7, 2010
SR-NYSEArca-2010-68
Order Granting Approval of a Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Build America Bond Strategy Fund Comments Due: Rel. No. 34-62585 Federal Register version (75 FR 55840)
34-62849
Sept. 3, 2010
SR-NSCC-2010-07
Order Approving Proposed Rule Change To Amend Addendum C of its Rules and Procedures To Implement Risk Enhancements To its Stock Borrow Program Comments Due: Rel. No. 34-62567 Federal Register version (75 FR 55836)
34-62842
Sept. 3, 2010
SR-FINRA-2010-030
Order Granting Approval of a Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook Rel. No. 34-62454 Federal Register version (75 FR 55842)
34-62828
Sept. 2, 2010
SR-FICC-2010-02
Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members Comments Due: Rel. No. 34-62478 Federal Register version (75 FR 54929)
34-62823
Sept. 1, 2010
4-518
Order Approving Amendment To Add EDGA Exchange, Inc. and EDGX Exchange, Inc. as Participants to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS Federal Register version (75 FR 55381)
34-62776
Aug. 26, 2010
SR-Phlx-2010-91
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Phlx Rule 604 Relating to Registration and Qualification Requirements for PSX Comments Due: Rel. No. 34-62509 Federal Register version (75 FR 53727)
34-62755
Aug. 20, 2010
SR-MSRB-2010-02
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations Comments Due: View Received Comments Rel. No. 34-61793 , Rel. No. 34-62550 Federal Register version (75 FR 52793)
34-62742
Aug. 19, 2010
SR-MSRB-2010-05
Order Approving Proposed Rule Change Relating to the Continuing Disclosure Service of the MSRB Electronic Municipal Market Access (EMMA) System Comments Due: View Received Comments Rel. No. 34-62489 Federal Register version (75 FR 52383)
34-62737
Aug. 17, 2010
SR-NYSEArca-2010-64
Order Approving Proposed Rule Change Relating to Listing of the Wilshire Micro-Cap ETF Comments Due: Rel. No. 34-62471 Federal Register version (75 FR 51863)
34-62726
Aug. 16, 2010
SR-NSCC-2010-05
Order Approving Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service Comments Due: Rel. No. 34-62385 Federal Register version (75 FR 51867)
34-62727
Aug. 16, 2010
SR-DTC-2010-09
Order Approving Proposed Rule Change To Revise its Procedures Regarding Securities Delivered to or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation Comments Due: Rel. No. 34-62384 Federal Register version (75 FR 51866)
34-62702
Aug. 12, 2010
SR-FINRA-2010-026
Order Approving the Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook Rel. No. 34-62199 Federal Register version (75 FR 51147)
34-62692
Aug. 11, 2010
SR-NYSEArca-2010-56
Order Granting Approval of Proposed Rule Change To List and Trade Shares of the ETFS Precious Metals Basket Trust Comments Due: Rel. No. 34-62402 Federal Register version (75 FR 50789)
34-62680
Aug. 10, 2010
SR-EDGX-2010-06
Order Approving Proposed Rule Change to Amend the EDGX Fee Schedule to Impose Fees for Physical Ports Used To Connect To EDGX Exchange Rel. No. 34-62437 Federal Register version (75 FR 50019)
34-62681
Aug. 10, 2010
SR-EDGA-2010-06
Order Approving Proposed Rule Change To Amend the EDGA Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGA Exchange Comments Due: Rel. No. 34-62436 Federal Register version (75 FR 50020)
34-62663
Aug. 9, 2010
SR-NASDAQ-2010-077
Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections Comments Due: Rel. No. 34-62392 Federal Register version (75 FR 49543)
34-62639
Aug. 4, 2010
SR-Phlx-2010-89
Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections Comments Due: Rel. No. 34-62394 Federal Register version (75 FR 48391)
34-62638
Aug. 4, 2010
SR-BX-2010-043
Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections Comments Due: Rel. No. 34-62393 Federal Register version (75 FR 48390)
34-62623
Aug. 2, 2010
SR-NYSEArca-2010-51
Order Granting Approval of a Proposed Rule Change Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-62349 Federal Register version (75 FR 47652)
34-62604
July 30, 2010
SR-NYSEArca-2010-49
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Listing and Trading of the WisdomTree Emerging Markets Local Debt Fund Comments Due: Rel. No. 34-62350 Federal Register version (75 FR 47323)
34-62605
July 30, 2010
SR-NASDAQ-2010-068
Order Approving a Proposed Rule Change to Establish a Revenue Sharing Program With Correlix, Inc. Comments Due: Rel. No. 34-62326 Federal Register version (75 FR 47651)
34-62598
July 29, 2010
SR-NYSEArca-2010-48
Order Market Makers Comments Due: Rel. No. 34-62328 Federal Register version (75 FR 47052)
34-62578
July 27, 2010
SR-NYSE-2010-43
Order Approving Proposed Rule Changes Amending the Exchanges' Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the "Odd-Lot System" File Nos.: Comments Due: View Received Comments Rel. No. 34-62302 , Rel. No. 34-62303 Federal Register version (75 FR 45185)
34-62578
July 27, 2010
SR-NYSEAmex-2010-53
Order Approving Proposed Rule Changes Amending the Exchanges' Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the "Odd-Lot System" File Nos.: Comments Due: View Received Comments Rel. No. 34-62302 , Rel. No. 34-62303 Federal Register version (75 FR 45185)
34-62554
July 22, 2010
SR-NASDAQ-2008-014
Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies Comments Due: Rel. No. 34-62285 Federal Register version (75 FR 44829)
34-62539
July 21, 2010
SR-FINRA-2010-029
Order Approving the Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook Rel. No. 34-62299 Federal Register version (75 FR 44033)
34-62533
July 20, 2010
SR-FINRA-2010-028
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook Rel. No. 34-62288 Federal Register version (75 FR 43588)
34-62527
July 19, 2010
SR-NYSEArca-2010-44
Order Granting Approval of Proposed Rule Change Relating to the United States Commodity Index Fund Comments Due: Rel. No. 34-62237 Federal Register version (75 FR 43606)
34-62515
July 16, 2010
SR-EDGX-2010-02
Order Approving a Proposed Rule Change Relating to Direct Edge, Inc. Rel. No. 34-62256 Federal Register version (75 FR 43584)
34-62524
July 16, 2010
SR-BATS-2010-008
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rules 2.5 and 17.2 To Establish a Registration Requirement for Principals Rel. No. 34-61960 Federal Register version (75 FR 43217)
34-62514
July 16, 2010
SR-EDGA-2010-02
Order Approving a Proposed Rule Change Relating to Direct Edge, Inc. Comments Due: Rel. No. 34-62255 Federal Register version (75 FR 43582)
34-62502
July 15, 2010
SR-NYSEArca-2010-57
Order Granting Accelerated Approval of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF Comments Due: Rel. No. 34-62344 Federal Register version (75 FR 42471)
34-62482
July 12, 2010
SR-FINRA-2010-024
Order Approving a Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook Rel. No. 34-62205 Federal Register version (75 FR 41562)
34-62480
July 9, 2010
SR-FINRA-2010-022
Order Approving Proposed Rule Change Relating To Amending the Codes of Arbitration Procedure To Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System Rel. No. 34-62134 Federal Register version (75 FR 41262)
34-62476
July 8, 2010
SR-FINRA-2010-012
Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) Rel. No. 34-61927 Federal Register version (75 FR 41254)
34-62463
July 7, 2010
SR-CBOE-2010-043
Order Granting Approval of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust Comments Due: Rel. No. 34-62193 Federal Register version (75 FR 40005)
34-62441
July 2, 2010
SR-FINRA-2010-027
Order Approving Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc. Rel. No. 34-62160 Federal Register version (75 FR 40000)
34-62434
July 1, 2010
SR-FINRA-2009-089
Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services Rel. No. 34-61189 Federal Register version (75 FR 39603)
34-62420
June 30, 2010
SR-Phlx-2010-72
Order Granting Approval of Proposed Rule Change To Expand Its $1 Strike Program to 150 Classes Comments Due: Rel. No. 34-62151 Federal Register version (75 FR 39593)
34-62395
June 28, 2010
SR-Phlx-2010-18
Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services Comments Due: Rel. No. 34-61486 Federal Register version (75 FR 38584)
34-62396
June 28, 2010
SR-BX-2010-012
Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services Comments Due: Rel. No. 34-61487 Federal Register version (75 FR 38585)
34-62397
June 28, 2010
SR-NASDAQ-2010-019
Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services Comments Due: Rel. No. 34-61488 Federal Register version (75 FR 38860)
34-62399
June 28, 2010
SR-ISE-2010-34
Order Feed Comments Due: Rel. No. 34-62117 Federal Register version (75 FR 38587)
34-62380
June 25, 2010
SR-NASDAQ-2010-052
Order Approving Proposed Rule Change To Establish the Nasdaq Short Sale Volume and Monthly Short Sale Transaction Service and Related Fees Comments Due: Rel. No. 34-62112 Federal Register version (75 FR 38162)
34-62359
June 22, 2010
SR-FINRA-2009-054
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities Rel. No. 34-60515 , and Rel. No. 34-61677 Federal Register version (75 FR 37488)
34-62317
June 17, 2010
SR-CBOE-2010-038
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms Comments Due: Rel. No. 34-62083 Federal Register version (75 FR 36147)
34-62323
June 17, 2010
SR-C2-2010-002
Order Granting Approval of a Proposed Rule Change Relating to the Corporate Restructuring of C2 in Connection With the Demutualization of the Chicago Board Options Exchange, Incorporated Comments Due: Rel. No. 34-62118 Federal Register version (75 FR 36144)
34-62304
June 16, 2010
SR-NYSEArca-2010-31
Order Approving Proposed Rule Change To Amend NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws To Eliminate the Exchange's Audit Committee, Compensation Committee, and Regulatory Oversight Committee Comments Due: Rel. No. 34-62032 Federal Register version (75 FR 36136)
34-62290
June 14, 2010
SR-OCC-2010-07
Order Granting Approval of a Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index Comments Due: Rel. No. 34-62094 , Rel. No. 34-62094 Federal Register version (75 FR 35861)
34-62289
June 14, 2010
SR-CTA/CQ-2009-03
Order Approving the Fifteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eleventh Substantive Amendment to the Restated Consolidated Quotation Plan Comments Due: Release No. 34-61457 Federal Register version (75 FR 34795)
34-62258
June 10, 2010
SR-BX-2010-027
Order Approving Proposed Rule Change To Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView Comments Due: Rel. No. 34-62001 Federal Register version (75 FR 34490)
34-62251
June 10, 2010
SR-FINRA-2010-025
Order Granting Accelerated Approval to Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) To Permit FINRA To Halt Trading by FINRA Members Otherwise Than on an Exchange Where a Primary Listing Market Has Issued a Trading Pause Due to Extraordinary Market Conditions Rel. No. 34-62133 Federal Register version (75 FR 34183)
34-62252
June 10, 2010
SR-BATS-2010-014
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-NSX-2010-05
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-CHX-2010-10
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-NYSE-2010-39
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-NASDAQ-2010-061
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-CBOE-2010-047
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-EDGX-2010-01
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-EDGA-2010-01
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-NYSEAmex-2010-46
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-NYSEArca-2010-41
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-BX-2010-037
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62252
June 10, 2010
SR-ISE-2010-48
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-62121 , Rel. No. 34-62122 , Rel. No. 34-62123 , Rel. No. 34-62124 , Rel. No. 34-62125 , Rel. No. 34-62126 , Rel. No. 34-62127 , Rel. No. 34-62128 , Rel. No. 34-62129 , Rel. No. 34-62130 , Rel. No. 34-62131 , Rel. No. 34-62132 Federal Register version (75 FR 34186)
34-62250
June 9, 2010
SR-NYSEArca-2010-25
Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust File Nos.: Comments Due: Rel. No. 34-61990 , Rel. No. 34-61989 Federal Register version (75 FR 33882)
34-62250
June 9, 2010
SR-NYSEAmex-2010-37
Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust File Nos.: Comments Due: Rel. No. 34-61990 , Rel. No. 34-61989 Federal Register version (75 FR 33882)
34-62213
June 3, 2010
SR-NYSEArca-2010-22
Order Granting Approval of Proposed Rule Change Relating to Listing of the Teucrium Corn Fund Comments Due: Rel. No. 34-61954 Federal Register version (75 FR 32828)
34-62211
June 2, 2010
SR-FINRA-2010-014
Order Approving Proposed Rule Change Relating to FINRA Rule 9554 To Eliminate Explicitly the Inability-To-Pay Defense in the Expedited Proceedings Context Rel. No. 34-61938 Federal Register version (75 FR 32525)
34-62194
May 28, 2010
SR-Phlx-2010-48
Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees Comments Due: View Received Comments Rel. No. 34-61878 Federal Register version (75 FR 31830)
34-62187
May 27, 2010
SR-NYSEAmex-2010-35
Order Approving Proposed Rule Change To Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees Comments Due: Rel. No. 34-61936 Federal Register version (75 FR 31500)
