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Release Number	SEC Issue Date	File Number	Details
34-82445	Jan. 5, 2018	SR-Phlx-2017-99	Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 1059 To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract *Comments Due:* December 29, 2017 Federal Register version (83 FR 1445)
34-82421	Dec. 29, 2017	SR-LCHSA-2017-010	Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation *Comments Due:* December 28, 2017 See Also - Rel. No. 34-82194 Federal Register version (83 FR 557)
34-82388	Dec. 22, 2017	SR-BatsBZX-2017-54	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares *Comments Due:* January 18, 2018 Rebuttal comments due: February 1, 2018 View Received Comments See Also - Rel. No. 34-82025, Rel. No. 34-81671, Rel. No. 34-81671 Federal Register version (82 FR 61596)
34-82398	Dec. 22, 2017	SR-CBOE-2017-070	Order Approving a Proposed Rule Change To Amend Rule 6.56 To Include Procedures for Multi-Leg Positions *Comments Due:* December 13, 2017 See Also - Rel. No. 34-82102 Federal Register version (82 FR 61637)
34-82345	Dec. 18, 2017	SR-LCHSA-2017-009	Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin *Comments Due:* December 7, 2017 See Also - Rel. No. 34-82043 Federal Register version (82 FR 60781)
34-82337	Dec. 15, 2017	SR-CboeEDGX-2017-001	Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: SR-CboeEDGX-2017-001, SR-CboeEDGA-2017-001, SR-CboeBZX-2017-001, SR-CboeBYX-2017-001 *Comments Due:* December 12, 2017 See Also - Rel. No. 34-82122, Rel. No. 34-82123, Rel. No. 34-82125, Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82337	Dec. 15, 2017	SR-CboeBZX-2017-001	Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: SR-CboeEDGX-2017-001, SR-CboeEDGA-2017-001, SR-CboeBZX-2017-001, SR-CboeBYX-2017-001 *Comments Due:* December 12, 2017 See Also - Rel. No. 34-82122, Rel. No. 34-82123, Rel. No. 34-82125, Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82337	Dec. 15, 2017	SR-CboeEDGA-2017-001	Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: SR-CboeEDGX-2017-001, SR-CboeEDGA-2017-001, SR-CboeBZX-2017-001, SR-CboeBYX-2017-001 *Comments Due:* December 12, 2017 See Also - Rel. No. 34-82122, Rel. No. 34-82123, Rel. No. 34-82125, Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82337	Dec. 15, 2017	SR-CboeBYX-2017-001	Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: SR-CboeEDGX-2017-001, SR-CboeEDGA-2017-001, SR-CboeBZX-2017-001, SR-CboeBYX-2017-001 *Comments Due:* December 12, 2017 See Also - Rel. No. 34-82122, Rel. No. 34-82123, Rel. No. 34-82125, Rel. No. 34-82126 Submit a Comment on SR-CboeBYX-2017-001 Federal Register version (82 FR 60649)
34-82336	Dec. 15, 2017	SR-CBOE-2017-072	Order Granting Accelerated Approval to a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as Well as Its Director Nomination and Committee Appointment Process *Comments Due:* December 12, 2017 See Also - Rel. No. 34-82119 Federal Register version (82 FR 60654)
34-82336	Dec. 15, 2017	SR-C2-2017-030	Order Granting Accelerated Approval to a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as Well as Its Director Nomination and Committee Appointment Process *Comments Due:* December 12, 2017 See Also - Rel. No. 34-82119 Federal Register version (82 FR 60654)
34-82321	Dec. 14, 2017	SR-MSRB-2017-06	Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements *Comments Due:* October 10, 2017 View Received Comments See Also - Rel. No. 34-82053, Rel. No. 34-81595 Federal Register version (82 FR 60433)
34-82309	Dec. 13, 2017	SR-OCC-2017-017	Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement *Comments Due:* November 22, 2017 See Also - Rel. No. 34-81956, Rel. No. 34-81956 Federal Register version (82 FR 60262)
34-82310	Dec. 13, 2017	SR-OCC-2017-010	Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy *Comments Due:* November 22, 2017 See Also - Rel. No. 34-81955, Rel. No. 34-81955 Federal Register version (82 FR 60265)
34-82311	Dec. 13, 2017	SR-OCC-2017-008	Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy *Comments Due:* November 30, 2017 View Received Comments See Also - Rel. No. 34-82009, Rel. No. 34-82009 Federal Register version (82 FR 60252)
34-82312	Dec. 13, 2017	SR-OCC-2017-009	Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy *Comments Due:* November 22, 2017 See Also - Rel. No. 34-81949, Rel. No. 34-81949 Federal Register version (82 FR 60242)
34-82313	Dec. 13, 2017	SR-ICEEU-2017-013	Order Approving Proposed Rule Change Relating to the ICE Clear Europe Procyclicality Framework *Comments Due:* November 28, 2017 See Also - Rel. No. 34-81994 Federal Register version (82 FR 60254)
34-82238	Dec. 8, 2017	SR-MSRB-2017-08	Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act *Comments Due:* November 17, 2017 View Received Comments See Also - Rel. No. 34-81921 Federal Register version (82 FR 59148)
34-82232	Dec. 7, 2017	SR-OCC-2017-005	Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework *Comments Due:* November 15, 2017 See Also - Rel. No. 34-81909, Rel. No. 34-81909 Federal Register version (82 FR 58662)
34-82281	Dec. 7, 2017	SR-NYSEARCA-2013-107	Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 *Comments Due:* December 4, 2013 See Also - Incoming Letter Federal Register version (82 FR 59679)
34-82228	Dec. 7, 2017	SR-NYSE-2011-55	Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 *Comments Due:* November 30, 2011 View Received Comments See Also - Incoming Letter Federal Register version (82 FR 58458)
34-82235	Dec. 7, 2017	4-443	Order Approving the Fourth Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options View Received Comments Submit a Comment on 4-443 Federal Register version (82 FR 58668)
34-82198	Dec. 1, 2017	SR-BX-2014-048	Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until June 30, 2018 *Comments Due:* November 19, 2014 See Also - Incoming Letter, Exhibit 5, Request for Exemption, Response to Request for No Action Relief, Rel. No. 34-79448, Rel. No. 34-73702, Rel. No. 34-73410 Federal Register version (82 FR 57627)
34-82196	Dec. 1, 2017	SR-CBOE-2017-064	Order Type *Comments Due:* November 8, 2017 See Also - Rel. No. 34-81862 Federal Register version (82 FR 57790)
34-82166	Nov. 29, 2017	SR-NYSEArca-2017-90	Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E *Comments Due:* September 27, 2017 View Received Comments See Also - Rel. No. 34-81915, Rel. No. 34-81505 Federal Register version (82 FR 57497)
34-82138	Nov. 21, 2017	SR-NYSEArca-2017-88	Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 2027 Under NYSE Arca Rule 8.200-E, Commentary .02 *Comments Due:* September 18, 2017 View Received Comments See Also - Rel. No. 34-81848, Rel. No. 34-81453 Federal Register version (82 FR 56311)
34-82109	Nov. 17, 2017	SR-LCHSA-2017-006	Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps File Nos.: SR-LCHSA-2017-007, SR-LCHSA-2017-006 *Comments Due:* September 21, 2017 See Also - Rel. No. 34-81819, Rel. No. 34-81487, Rel. No. 34-81818, Rel. No. 34-81399 Federal Register version (82 FR 55905)
34-82109	Nov. 17, 2017	SR-LCHSA-2017-007	Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps File Nos.: SR-LCHSA-2017-007, SR-LCHSA-2017-006 *Comments Due:* September 11, 2017 See Also - Rel. No. 34-81819, Rel. No. 34-81487, Rel. No. 34-81818, Rel. No. 34-81399 Federal Register version (82 FR 55905)
34-82101	Nov. 16, 2017	SR-MRX-2017-18	Order Granting Approval of a Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges *Comments Due:* October 27, 2017 See Also - Rel. No. 34-81795 Submit a Comment on SR-MRX-2017-18 Federal Register version (82 FR 55679)
34-82080	Nov. 15, 2017	SR-NYSEArca-2017-86	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the JPMorgan Managed Futures ETF Under NYSE Arca Rule 8.600-E *Comments Due:* October 26, 2017 View Received Comments See Also - Rel. No. 34-81766 Federal Register version (82 FR 55449)
34-82090	Nov. 15, 2017	SR-FICC-2017-002	Order Approving a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook *Comments Due:* April 10, 2017 View Received Comments See Also - Rel. No. 34-81638, Rel. No. 34-80812, Rel. No. 34-80524, Rel. No. 34-80234 Federal Register version (82 FR 55427)
34-82034	Nov. 8, 2017	SR-CHX-2017-04	Order Scheduling Filing of Statements on Review *Comments Due:* March 14, 2017 View Received Comments See Also - Letter from CHX withdrawing the proposed rule change, 2017 providing notice of Commission review of delegated action and stay of order, Rel. No. 34-81913, Rel. No. 34-81415, Rel. No. 34-80740, Rel. No. 34-80364, Rel. No. 34-80041 Federal Register version (82 FR 52762)
34-82028	Nov. 7, 2017	SR-NYSE-2017-36	Order Execution and Routing on Pillar, the Exchange's New Trading Technology Platform *Comments Due:* December 5, 2017 Rebuttal comments due: December 19, 2017 View Received Comments Federal Register version (82 FR 52757)
34-82005	Nov. 2, 2017	SR-Phlx-2017-55	Order Approving Proposed Rule Changes To Amend Rules 1024, Conduct of Accounts for Options Trading, and 1025, Supervision of Accounts *Comments Due:* October 13, 2017 See Also - Rel. No. 34-81642 Submit a Comment on SR-Phlx-2017-55 Federal Register version (82 FR 51887)
34-82006	Nov. 2, 2017	SR-DTC-2017-016	Order Approving Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework File Nos.: SR-NSCC-2017-016, SR-FICC-2017-020, SR-DTC-2017-016 *Comments Due:* October 18, 2017 See Also - Rel. No. 34-81667 Submit a Comment on SR-DTC-2017-016 Federal Register version (82 FR 51892)
34-81987	Oct. 31, 2017	SR-NASDAQ-2017-091	Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Calvert Ultra-Short Duration Income NextSharesTM *Comments Due:* October 10, 2017 View Received Comments See Also - Rel. No. 34-81591 Federal Register version (82 FR 51457)
34-81973	Oct. 27, 2017	SR-NASDAQ-2017-090	Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM *Comments Due:* October 6, 2017 View Received Comments See Also - Rel. No. 34-81574 Federal Register version (82 FR 50912)
34-81918	Oct. 23, 2017	SR-NYSEArca-2017-98	Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E *Comments Due:* October 6, 2017 View Received Comments See Also - Rel. No. 34-81568 Submit a Comment on SR-NYSEArca-2017-98 Federal Register version (82 FR 49884)
34-81876	Oct. 16, 2017	SR-BatsBZX-2017-53	Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3) (Index Fund Shares) *Comments Due:* September 28, 2017 See Also - Rel. No. 34-81510 Federal Register version (82 FR 48861)
34-81872	Oct. 13, 2017	SR-IEX-2017-20	Order Approving Proposed Rule Change To Adopt Rule 14.602 To Describe the Complimentary Products and Services To Be Made Available to All Listed Companies *Comments Due:* September 19, 2017 See Also - Rel. No. 34-81469 Federal Register version (82 FR 48733)
34-81849	Oct. 11, 2017	SR-BatsBZX-2017-55	Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: SR-BatsEDGA-2017-22, SR-BatsBZX-2017-55, SR-BatsBYX-2017-19 *Comments Due:* September 27, 2017 See Also - Rel. No. 34-81503, Rel. No. 34-81498, Rel. No. 34-81497, Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849	Oct. 11, 2017	SR-BatsEDGX-2017-35	Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: SR-BatsEDGA-2017-22, SR-BatsBZX-2017-55, SR-BatsBYX-2017-19 *Comments Due:* September 27, 2017 See Also - Rel. No. 34-81503, Rel. No. 34-81498, Rel. No. 34-81497, Rel. No. 34-81496 Submit a Comment on SR-BatsEDGX-2017-35 Federal Register version (82 FR 48289)
34-81849	Oct. 11, 2017	SR-BatsEDGA-2017-22	Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: SR-BatsEDGA-2017-22, SR-BatsBZX-2017-55, SR-BatsBYX-2017-19 *Comments Due:* September 27, 2017 See Also - Rel. No. 34-81503, Rel. No. 34-81498, Rel. No. 34-81497, Rel. No. 34-81496 Submit a Comment on SR-BatsEDGA-2017-22 Federal Register version (82 FR 48289)
34-81849	Oct. 11, 2017	SR-BatsBYX-2017-19	Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: SR-BatsEDGA-2017-22, SR-BatsBZX-2017-55, SR-BatsBYX-2017-19 *Comments Due:* September 27, 2017 See Also - Rel. No. 34-81503, Rel. No. 34-81498, Rel. No. 34-81497, Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81826	Oct. 5, 2017	SR-Phlx-2017-67	Order Approving a Proposed Rule Change Relating to Quarterly Trading Requirements *Comments Due:* September 12, 2017 See Also - Rel. No. 34-81409 Federal Register version (82 FR 47585)
34-81802	Oct. 3, 2017	SR-GEMX-2017-37	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges *Comments Due:* September 13, 2017 View Received Comments See Also - Rel. No. 34-81422 Federal Register version (82 FR 47055)
34-81794	Oct. 2, 2017	SR-NYSEArca-2017-56	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Pursuant to NYSE Arca Rule 5.2-E(j)(3) Twelve Series of Investment Company Units *Comments Due:* October 27, 2017 Rebuttal comments due: November 13, 2017 View Received Comments See Also - Rel. No. 34-82295, Rel. No. 34-81400, Rel. No. 34-81062 Federal Register version (82 FR 46870)
34-81797	Oct. 2, 2017	SR-ICC-2017-012	Order Approving Proposed Rule Change Relating to ICC's Liquidity Risk Management Framework and ICC's Stress Testing Framework *Comments Due:* September 21, 2017 See Also - Rel. No. 34-81486 Federal Register version (82 FR 46844)
34-81783	Sept. 29, 2017	SR-NYSEAMER-2017-05	Order Approving Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide See Also - Rel. No. 34-81470 Federal Register version (82 FR 46575)
34-81774	Sept. 29, 2017	SR-NSCC-2017-015	Order Approving Proposed Rule Change To Amend and Clarify a Margin Charge Relating to CNS Fails Positions *Comments Due:* September 14, 2017 See Also - Rel. No. 34-81439 Federal Register version (82 FR 46558)
34-81781	Sept. 29, 2017	SR-FINRA-2017-027	Order Approving a Proposed Rule Change Relating to Capital Acquisition Broker Rules 203 (Engaging in Distribution and Solicitation Activities With Government Entities) and 458 (Books and Records Requirements for Government Distribution and Solicitation Activities) See Also - Rel. No. 34-81438 Federal Register version (82 FR 46559)
34-81745	Sept. 28, 2017	SR-DTC-2017-014	Order Approving Proposed Rule Changes To Adopt the Clearing Agency Operational Risk Management Framework File Nos.: SR-NSCC-2017-013, SR-FICC-2017-017, SR-DTC-2017-014 *Comments Due:* September 5, 2017 See Also - Rel. No. 34-81338 Submit a Comment on SR-DTC-2017-014 Federal Register version (82 FR 46332)
34-81739	Sept. 27, 2017	SR-MIAX-2017-39	Order Granting Approval of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options *Comments Due:* September 6, 2017 See Also - Rel. No. 34-81371 Federal Register version (82 FR 46111)
34-81683	Sept. 22, 2017	SR-CHX-2017-12	Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants *Comments Due:* August 31, 2017 See Also - Rel. No. 34-81315 Federal Register version (82 FR 45325)
34-81686	Sept. 22, 2017	SR-NYSEArca-2017-05	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 *Comments Due:* February 28, 2017 View Received Comments See Also - Rel. No. 34-81224, Rel. No. 34-80606, Rel. No. 34-79916 Federal Register version (82 FR 45643)
34-81644	Sept. 18, 2017	SR-ICC-2017-008	Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts *Comments Due:* July 24, 2017 See Also - Rel. No. 34-81413, Rel. No. 34-81029 Federal Register version (82 FR 44473)
34-81646	Sept. 18, 2017	SR-ICC-2017-009	Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts *Comments Due:* July 24, 2017 See Also - Rel. No. 34-81414, Rel. No. 34-81030 Federal Register version (82 FR 44477)
34-81630	Sept. 15, 2017	SR-Phlx-2017-56	Order Approving Proposed Rule Change to a Proposal To Amend Rule 1027, Discretionary Accounts, To Conform It More Closely to a Comparable Rule of the Chicago Board Options Exchange ("CBOE") and To Make Minor Corrections and Clarifications *Comments Due:* August 25, 2017 See Also - Rel. No. 34-81270 Submit a Comment on SR-Phlx-2017-56 Federal Register version (82 FR 44222)
34-81640	Sept. 15, 2017	SR-NYSE-2017-30	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D *Comments Due:* October 12, 2017 Rebuttal comments due: October 26, 2017 View Received Comments See Also - Rel. No. 34-82332, Rel. No. 34-81309, Rel. No. 34-80933, Rel. No. 34-81440 Federal Register version (82 FR 44229)
34-81635	Sept. 15, 2017	SR-DTC-2017-013	Order Approving Proposed Rule Changes To Adopt the Clearing Agency Risk Management Framework File Nos.: SR-NSCC-2017-012, SR-FICC-2017-016, SR-DTC-2017-013 *Comments Due:* August 23, 2017 See Also - Rel. No. 34-81248 Submit a Comment on SR-DTC-2017-013 Federal Register version (82 FR 44224)
34-81616	Sept. 14, 2017	SR-CHX-2017-11	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-FINRA-2017-020, SR-CHX-2017-11 See Also - Rel. No. 34-81275, Rel. No. 34-81053, Rel. No. 34-81163, Rel. No. 34-80916 Federal Register version (82 FR 44010)
34-81599	Sept. 13, 2017	SR-BatsBZX-2017-30	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF; ClearBridge Large Cap ETF; ClearBridge MidCap Growth ETF; ClearBridge Select ETF; and ClearBridge All Cap Value ETF *Comments Due:* October 10, 2017 Rebuttal comments due: October 23, 2017 View Received Comments See Also - Rel. No. 34-82301, Rel. No. 34-81247, Rel. No. 34-80911 Federal Register version (82 FR 43621)
34-81572	Sept. 11, 2017	SR-FINRA-2017-025	Order Approving a Proposed Rule Change Relating to the Definition of Non-Public Arbitrator See Also - Rel. No. 34-81196 Federal Register version (82 FR 43436)
34-81550	Sept. 7, 2017	SR-NSCC-2017-010	Order Approving Proposed Rule Change To Expand the Application of the Family-Issued Securities Charge *Comments Due:* August 21, 2017 See Also - Rel. No. 34-81203 Submit a Comment on SR-NSCC-2017-010 Federal Register version (82 FR 43061)
34-81500	Aug. 30, 2017	SR-ISE-2017-52	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 14, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-CBOE-2017-043	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 28, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-BatsEDGX-2017-24	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 28, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-BatsBZX-2017-39	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 28, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-PHLX-2017-47	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 14, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-NYSEArca-2017-60	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 22, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-GEMX-2017-24	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 14, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-NASDAQ-2017-059	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 13, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-MIAX-2017-24	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 28, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-IEX-2017-21	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 11, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-BOX-2017-19	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 28, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-BatsEDGA-2017-14	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 28, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-BatsBYX-2017-13	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-NYSEMKT-2017-31	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 22, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-NYSE-2017-24	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* June 22, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-BX-2017-029	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 14, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500	Aug. 30, 2017	SR-MRX-2017-08	Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 *Comments Due:* July 14, 2017 View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81482	Aug. 25, 2017	SR-IEX-2017-22	Order Approving a Proposed Rule Change To Introduce a New Market Maker Peg Order *Comments Due:* August 1, 2017 See Also - Rel. No. 34-81078 Federal Register version (82 FR 41452)
34-81485	Aug. 25, 2017	SR-DTC-2017-008	Order Approving Proposed Rule Changes To Adopt the Clearing Agency Model Risk Management Framework File Nos.: SR-NSCC-2017-008, SR-FICC-2017-014, SR-DTC-2017-008 *Comments Due:* August 1, 2017 See Also - Rel. No. 34-81074 Federal Register version (82 FR 41433)
34-81437	Aug. 18, 2017	SR-BatsBZX-2017-34	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 *Comments Due:* September 14, 2017 Rebuttal comments due: September 28, 2017 View Received Comments See Also - Rel. No. 34-81072, Rel. No. 34-80683, Rel. No. 34-82108 Federal Register version (82 FR 40202)
34-81435	Aug. 18, 2017	SR-CHX-2016-20	Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review in the Matter of the Chicago Stock Exchange, Inc. for an Order Granting the Approval of Proposed Rule Change Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. (File No. SR-CHX-2016-20) *Comments Due:* January 3, 2017 View Received Comments See Also - Rel. No. 34-82077, Rel. No. 34-81366, Rel. No. 34-80864, Rel. No. 34-79781, Rel. No. 34-79474 Federal Register version (82 FR 40187)
34-81393	Aug. 14, 2017	SR-NYSE-2017-17	Order Granting Approval of Proposed Rule Change To Provide Advance Notice of Dividend or Stock Distribution Announcements to the Exchange *Comments Due:* July 21, 2017 See Also - Rel. No. 34-81021 Federal Register version (82 FR 39485)
34-81386	Aug. 14, 2017	SR-ICC-2017-010	Order Approving Proposed Rule Change To Revise the ICC Clearing Rules and the ICC Treasury Operations Policies and Procedures *Comments Due:* July 26, 2017 See Also - Rel. No. 34-81037 Federal Register version (82 FR 39484)
34-81347	Aug. 8, 2017	SR-ICC-2017-011	Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICC Liquidity Risk Management Framework and the ICC Stress Testing Framework *Comments Due:* August 2, 2017 See Also - Rel. No. 34-81132 Federal Register version (82 FR 37917)
34-81318	Aug. 4, 2017	SR-FINRA-2017-021	Order Approving Proposed Rule Change To Make Available a New TRACE Security Activity Report See Also - Rel. No. 34-81007 Federal Register version (82 FR 37484)
34-81293	Aug. 2, 2017	SR-Phlx-2017-04	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index Options on a Pilot Basis *Comments Due:* February 24, 2017 View Received Comments See Also - Rel. No. 34-80581, Rel. No. 34-80241, Rel. No. 34-79894 Federal Register version (82 FR 37138)
34-81292	Aug. 2, 2017	SR-BOX-2016-48	Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Rules for an Open-Outcry Trading Floor *Comments Due:* December 27, 2016 View Received Comments See Also - Rel. No. 34-80720, Rel. No. 34-80719, Rel. No. 34-80134, Rel. No. 34-79768, Rel. No. 34-79421 Federal Register version (82 FR 37144)
34-81267	July 31, 2017	SR-NYSEArca-2017-36	Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900 *Comments Due:* August 25, 2017 Rebuttal comments due: September 8, 2017 View Received Comments See Also - Rel. No. 34-80935, Rel. No. 34-80553, Rel. No. 34-81977, Rel. No. 34-82374 Submit a Comment on SR-NYSEArca-2017-36 Federal Register version (82 FR 36510)
34-81266	July 31, 2017	SR-NSCC-2017-007	Order Approving Proposed Rule Changes Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between the National Securities Clearing Corporation and The Options Clearing Corporation File Nos.: SR-OCC-2017-013, SR-NSCC-2017-007 *Comments Due:* July 11, 2017 See Also - Rel. No. 34-80942 Federal Register version (82 FR 36484)
34-81266	July 31, 2017	SR-OCC-2017-013	Order Approving Proposed Rule Changes Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between the National Securities Clearing Corporation and The Options Clearing Corporation File Nos.: SR-OCC-2017-013, SR-NSCC-2017-007 *Comments Due:* July 11, 2017 View Received Comments See Also - Rel. No. 34-80942 Federal Register version (82 FR 36484)
34-81204	July 25, 2017	SR-MRX-2017-02	Order Approving Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology *Comments Due:* June 26, 2017 See Also - Rel. No. 34-81151, Rel. No. 34-80815 Federal Register version (82 FR 35557)
34-81205	July 25, 2017	SR-MRX-2017-01	Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Exchange Opening Process *Comments Due:* July 11, 2017 See Also - Rel. No. 34-80937 Federal Register version (82 FR 35566)
34-81197	July 24, 2017	SR-NYSEArca-2017-46	Order Approving a Proposed Rule Change To Amend NYSE Arca Equities Rule 13.2, Liability of Corporation *Comments Due:* July 3, 2017 See Also - Rel. No. 34-80866 Federal Register version (82 FR 35244)
34-81189	July 21, 2017	4-698	Order of Summary Abrogation of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail by Bats BYX Exchange, Inc., Bats BZX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, NASDAQ BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC and NYSE National, Inc. View Received Comments See Also - Rel. No. 34-80930, Rel. No. 34-79898 Federal Register version (82 FR 35005)
34-81186	July 21, 2017	SR-ICC-2017-006	Order Approving Proposed Rule Change Relating to ICC's End-of-Day Price Discovery Policies and Procedures *Comments Due:* July 6, 2017 See Also - Rel. No. 34-80895 Federal Register version (82 FR 34997)
34-81175	July 20, 2017	SR-CBOE-2017-044	Order Granting Approval of Proposed Rule Change Relating to Disaster Recovery *Comments Due:* June 30, 2017 See Also - Rel. No. 34-80857 Federal Register version (82 FR 34717)