Investment Company Act Order

Quick Links

  • empty
Release Number SEC Issue Date File Number Details
IC-35848 812-15949 Oppenheimer & Co. Inc., et al.
IC-35847 812-15824 Shelton Funds, et al.
IC-35846 812-15792 Antares Private Credit Fund, et al.
IC-35841 812-15902 ARK ETF Trust and ARK Investment Management LLC
IC-35840 812-15903 ARK ETF Trust and ARK Investment Management LLC
IC-35839 812-15844 The RBB Fund Trust and Clearbrook Investment Consulting, LLC
IC-35838 812-15818 Bain Capital Credit, LP, et al.
IC-35837 812-15779 Credit Suisse Services AG, et al.
See Also - Response Letter, Response from United Against Money Laundering, Request for Hearing from United Against Money Laundering
IC-35833 812-15837 Wilshire Private Assets Fund, et al.
IC-35832 812-15855 Star Mountain Lower Middle-Market Capital Corp., et al.
IC-35831 812-15685 Tri-Continental Corporation, et al.
IC-35830 812-15798 Monroe Capital Corporation, et al.
IC-35829 812-15796 1WS Credit Income Fund, et al.
IC-35825 812-15853 MA Specialty Credit Income Fund, et al.
IC-35823 812-15845 Willow Tree Capital Corporation, et al.
IC-35794 812-15878 Audax PDB Management Company, LLC, et al.
IC-35793 812-15890 Cambria ETF Trust, et al.
IC-35791 812-15886 Diameter Dynamic Credit Fund, et al.
IC-35790 812-15861 TCG Strategic Income Fund, et al.
IC-35789 812-15874 Pennantpark Enhanced Income Fund, et al.
IC-35788 812-15880 FPLF Management LLC, et al.
IC-35787 812-15860 ARK Venture Fund, et al.
IC-35786 812-15484 DFA INVESTMENT DIMENSIONS GROUP INC., et al.
IC-35785 812-15887 IC-35785
IC-35784 812-15578 Axxes Opportunistic Credit Fund, et al.
IC-35783 812-15609 Russell Investments New Economy Infrastructure Fund, et al
IC-35782 812-15835 26North BDC, Inc., et al.
IC-35781 812-15628 Crestline Lending Solutions, LLC, et al.
IC-35780 812-15815 Rand Capital Corporation, et al.
IC-35779 812-15823 Privacore VPC Asset Backed Credit Fund, et al.
IC-35778 812-15858 Oaktree Strategic Credit Fund, et al.
IC-35777 812-15807 Banner Ridge DSCO Private Markets Fund, et al.
IC-35776 812-15661 TCW Steel City Perpetual Levered Fund LP, et al
IC-35773 812-15806 Gladstone Alternative Income Fund, et al.
IC-35772 812-15794 Constitution Capital Access Fund, LLC, et al.
IC-35771 812-15801 HarbourVest Private Investments Fund, et al.
IC-35765 812-15785 Aksia LLC, et al.
IC-35757 812-15821 IC-35757
IC-35756 812-15799 IC-35756
IC-35755 812-15808 Main Street Capital Corporation, et al.
IC-35752 812-15827 Third Point Private Capital LLC and Third Point Private Capital Partners
IC-35751 812-15764 ISQ OpenInfra Income Fund, et al.
IC-35736 812-15772 Partners Group Private Equity (Master Fund), LLC, et al.
IC-35733 812-15600 Gemcorp Commodities Alternative Products Fund, et al.
IC-35728 812-15869 Man Diversified Income Fund and Man Solutions LLC
IC-35727 812-15551 Fortress Private Lending Fund, et al.
IC-35726 812-15781 Invesco Dynamic Credit Opportunity Fund, et al
IC-35724 812-15811 IC-35724
IC-35714 812-15605 IC-35714
IC-35713 812-15753 Morgan Stanley Pathway Funds Consulting Group Advisory Services LLC
IC-35712 812-15784 Ellington Credit Company, et al.
IC-35711 812-15620 IC-35711
IC-35710 812-15776 First Trust Real Assets Fund, et al.
IC-35709 812-15755 Silver Point Specialty Credit Fund Management, LLC, et al.
IC-35707 812-15728 Ardian Access LLC, et al.
IC-35706 812-15822 Wedbush Series Trust, et al.
IC-35705 812-15783 Nuveen Churchill Direct Lending Corp., et al.
IC-35699 812-15720 Lord Abbett Credit Opportunities Fund, et al.
IC-35698 812-15787 Private Debt & Income Fund and Brighton Jones LLC
IC-35697 812-15832 Star Mountain Lower Middle-Market Capital Corp., et al.
IC-35696 812-15810 Hamilton Lane Private Assets Fund, et al.
IC-35685 812-15782 BIP Ventures Evergreen BDC, et al.
IC-35684 812-15780 Principal Private Credit Fund I, et al.
IC-35683 812-15791 Lago Evergreen Credit, et al.
IC-35677 812-15593 Sound Point Meridian Capital, Inc., et al.
IC-35676 812-15789 Advisors Series Trust and Distribution Cognizant, LLC
IC-35671 812-15594 Trinity Capital Inc., et al.
IC-35670 812-15734 IC-35670
IC-35669 812-15768 TriplePoint Venture Growth BDC Corp., et al.
IC-35667 812-15773 IC-35667
IC-35651 812-15767 Coller Secondaries Private Equity Opportunities Fund, et al.
IC-35649 812-15774 Coatue Innovation Fund, et al.
IC-35646 812-15756 Vista Credit BDC Management, L.P., and Vista Credit Strategic Lending Corp.
IC-35645 812-15765 Great Elm Capital Corp., et al.
IC-35644 812-15726 IC-35644
IC-35643 812-15743 Mercer Funds and Mercer Investments LLC
IC-35640 812-15771 Variant Alternative Income Fund, et al.
IC-35639 812-15512 Eagle Point Credit Company Inc., et al.
IC-35638 812-15770 Golub Capital BDC, Inc., et al.
IC-35637 812-15704 Global X Venture Fund, et al.
IC-35631 812-15769 5C Lending Partners Corp., et al.
IC-35630 812-15745 Lincoln Bain Capital Total Credit Fund, Lincoln Royalties Income Fund, LP, and Lincoln Financial Investments Corporation
IC-35629 813-00417 PGIM, Inc., et al.
IC-35628 812-15735 T. Rowe Price OHA Select Private Credit Fund, et al.
IC-35627 812-15736 CAIS Sports, Media and Entertainment Fund and CAIS Advisors LLC
IC-35625 812-15777 The Advisor's Inner Circle Fund III, et al.
IC-35624 812-15562 MSD Investment Corp., et al.
IC-35623 812-15754 IC-35623
IC-35622 812-15730 GoldenTree Opportunistic Credit Fund, et al.
IC-35621 812-15759 Nomura Alternative Income Fund, et al.
IC-35620 812-15757 Varagon Capital Corporation, et al.
IC-35619 812-15738 Morgan Stanley Direct Lending Fund, et al.
IC-35618 812-15740 Order Under Section 6(c) of the Investment Company Act of 1940 Granting an Exemption from Sections 18(a)(2), 18(c) and 18(i) of the Act, Under Sections 6(c) and 23(c) of the Act Granting an Exemption from Rule 23C-3 of the Act and Pursuant to Section 17(d) and Rule 17d-1 Under the Act
IC-35616 812-15758 AGTB Fund Manager, LLC, et al.
IC-35614 812-15752 Franklin Lexington Private Markets Fund, et al.
IC-35613 812-15717 Virtus Global Credit Opportunities Fund and Virtus Investment Advisers, LLC
IC-35612 812-15709 Align Alternative Access Fund and Sovereign Financial Group, Inc.
IC-35611 812-15483 Ares Capital Corporation, et al.
IC-35609 812-15634 Adams Street Private Equity Navigator Fund LLC, et al.
IC-35597 812-15711 Goldman Sachs BDC, Inc., et al.
Displaying 101 - 200 of 2073