Investment Company Act Order

Release Number SEC Issue Date File Number Details
IC-35914 812-15925 IC-35914
IC-35913 812-15940 IC-35913
IC-35906 812-15863 Lafayette Square USA, Inc., et al.
IC-35900 812-15809 The RBB Fund Trust and Twin Oak ETF Company
IC-35904 812-15800 Barings Corporate Investors, et al.
IC-35902 812-15819 Sardis Credit Opportunities Fund, et al.
IC-35901 812-15856 IC-35901
IC-35898 812-15619 Virtus Alternative Solutions Trust, et al.
IC-35897 812-15875 Victory Portfolios, et al.
IC-35896 812-15812 Tweedy, Browne Fund Inc., et al
IC-35895 812-15582 Touchstone Funds Group Trust, et al.
IC-35894 812-15688 Thornburg Investment Trust, et al.
IC-35893 812-15589 The Charles Schwab Family of Funds, et al.
IC-35892 812-15556 TCW Metropolitan West Funds, et al
IC-35891 812-15653 SPDR Series Trust, et al.
IC-35890 812-15641 Segall Bryant & Hamill Trust, et al.
IC-35889 812-15626 Shelton Funds, et al.
IC-35888 812-15708 PIMCO Funds, et al
IC-35887 812-15636 PFS Funds et al.
IC-35886 812-15908 Parnassus Funds, et al.
IC-35885 812-15644 Nushares ETF Trust, et al.
IC-35884 812-15839 New York Life Investments Active ETF Trust, et al.
IC-35883 812-15751 Neuberger Berman Investment Advisers LLC, et al.
IC-35882 812-15542 Morgan Stanley Institutional Fund Trust, et al.
IC-35881 812-15680 Lord, Abbett & Co. LLC, et al.
IC-35880 812-15662 J.P. Morgan Investment Management Inc., et al.
IC-35879 812-15637 John Hancock Investment Trust and John Hancock Investment Management LLC
IC-35878 812-15843 Kayne Anderson Energy Infrastructure Fund, Inc., et al.
IC-35877 812-15831 NB Private Markets Access Fund LLC, et al.
IC-35876 812-15760 Harbor Funds, Harbor ETF Trust and Harbor Capital Advisors, Inc.
IC-35875 812-15640 Guinness Atkinson Funds, et al
IC-35874 812-15577 Grantham, Mayo, Van Otterloo & Co. LLC and GMO Trust
IC-35873 812-15501 F/m Investments LLC and The RBB Fund, Inc.
IC-35872 812-15517 Fidelity Hastings Street Trust, et al.
IC-35871 812-15679-01 Deutsche DWS Asset Allocation Trust, et al.
IC-35870 812-15652 BlackRock Funds, et al.
IC-35869 812-15793 Baron Investment Funds Trust, et al.
IC-35868 812-15591 Allspring Funds Trust, et al.
IC-35867 812-15570 AB Municipal Income Fund, Inc., et al.
IC-35860 812-15840 IC-35860
IC-35859 812-15849 Prospect Capital Corporation, et al.
IC-35848 812-15949 Oppenheimer & Co. Inc., et al.
IC-35847 812-15824 Shelton Funds, et al.
IC-35846 812-15792 Antares Private Credit Fund, et al.
IC-35841 812-15902 ARK ETF Trust and ARK Investment Management LLC
IC-35840 812-15903 ARK ETF Trust and ARK Investment Management LLC
IC-35839 812-15844 The RBB Fund Trust and Clearbrook Investment Consulting, LLC
IC-35838 812-15818 Bain Capital Credit, LP, et al.
IC-35837 812-15779 Credit Suisse Services AG, et al.
See Also - Response Letter, Response from United Against Money Laundering, Request for Hearing from United Against Money Laundering
IC-35833 812-15837 Wilshire Private Assets Fund, et al.
IC-35832 812-15855 Star Mountain Lower Middle-Market Capital Corp., et al.
IC-35831 812-15685 Tri-Continental Corporation, et al.
IC-35830 812-15798 Monroe Capital Corporation, et al.
IC-35829 812-15796 1WS Credit Income Fund, et al.
IC-35825 812-15853 MA Specialty Credit Income Fund, et al.
IC-35823 812-15845 Willow Tree Capital Corporation, et al.
IC-35794 812-15878 Audax PDB Management Company, LLC, et al.
IC-35793 812-15890 Cambria ETF Trust, et al.
IC-35791 812-15886 Diameter Dynamic Credit Fund, et al.
IC-35790 812-15861 TCG Strategic Income Fund, et al.
IC-35789 812-15874 Pennantpark Enhanced Income Fund, et al.
IC-35788 812-15880 FPLF Management LLC, et al.
IC-35787 812-15860 ARK Venture Fund, et al.
IC-35786 812-15484 DFA INVESTMENT DIMENSIONS GROUP INC., et al.
IC-35785 812-15887 IC-35785
IC-35784 812-15578 Axxes Opportunistic Credit Fund, et al.
IC-35783 812-15609 Russell Investments New Economy Infrastructure Fund, et al
IC-35782 812-15835 26North BDC, Inc., et al.
IC-35781 812-15628 Crestline Lending Solutions, LLC, et al.
IC-35780 812-15815 Rand Capital Corporation, et al.
IC-35779 812-15823 Privacore VPC Asset Backed Credit Fund, et al.
IC-35778 812-15858 Oaktree Strategic Credit Fund, et al.
IC-35777 812-15807 Banner Ridge DSCO Private Markets Fund, et al.
IC-35776 812-15661 TCW Steel City Perpetual Levered Fund LP, et al
IC-35773 812-15806 Gladstone Alternative Income Fund, et al.
IC-35772 812-15794 Constitution Capital Access Fund, LLC, et al.
IC-35771 812-15801 HarbourVest Private Investments Fund, et al.
IC-35765 812-15785 Aksia LLC, et al.
IC-35757 812-15821 IC-35757
IC-35756 812-15799 IC-35756
IC-35755 812-15808 Main Street Capital Corporation, et al.
IC-35752 812-15827 Third Point Private Capital LLC and Third Point Private Capital Partners
IC-35751 812-15764 ISQ OpenInfra Income Fund, et al.
IC-35736 812-15772 Partners Group Private Equity (Master Fund), LLC, et al.
IC-35733 812-15600 Gemcorp Commodities Alternative Products Fund, et al.
IC-35728 812-15869 Man Diversified Income Fund and Man Solutions LLC
IC-35727 812-15551 Fortress Private Lending Fund, et al.
IC-35726 812-15781 Invesco Dynamic Credit Opportunity Fund, et al
IC-35724 812-15811 IC-35724
IC-35714 812-15605 IC-35714
IC-35713 812-15753 Morgan Stanley Pathway Funds Consulting Group Advisory Services LLC
IC-35712 812-15784 Ellington Credit Company, et al.
IC-35711 812-15620 IC-35711
IC-35710 812-15776 First Trust Real Assets Fund, et al.
IC-35709 812-15755 Silver Point Specialty Credit Fund Management, LLC, et al.
IC-35707 812-15728 Ardian Access LLC, et al.
IC-35706 812-15822 Wedbush Series Trust, et al.
IC-35705 812-15783 Nuveen Churchill Direct Lending Corp., et al.
IC-35699 812-15720 Lord Abbett Credit Opportunities Fund, et al.
IC-35698 812-15787 Private Debt & Income Fund and Brighton Jones LLC