IC-36122
April 21, 2026
812-15991
Regan Capital Alternative Income Fund, et al.
IC-36120
April 21, 2026
812-15898
ORDER UNDER SECTIONS 6(c) AND 17(b) OF THE INVESTMENT COMPANY ACT OF 1940
IC-36119
April 21, 2026
812-15613
ORDER UNDER SECTIONS 6(c) AND 17(b) OF THE INVESTMENT COMPANY ACT OF 1940
IC-36118
April 21, 2026
812-15643
ORDER UNDER SECTIONS 6(c) AND 17(b) OF THE INVESTMENT COMPANY ACT OF 1940
IC-36117
April 21, 2026
812-15927
ORDER UNDER SECTIONS 6(c) AND 17(b) OF THE INVESTMENT COMPANY ACT OF 1940
IC-36116
April 21, 2026
812-15851
RMB Investors Trust, et al.
IC-36115
April 21, 2026
812-15592
ORDER UNDER SECTIONS 6(c) AND 17(b) OF THE INVESTMENT COMPANY ACT OF 1940
IC-36114
April 21, 2026
812-15567
PGIM Investments LLC, et al.
IC-36113
April 21, 2026
812-15677
Palmer Square Funds Trust, et al.
IC-36112
April 21, 2026
812-15573
Northern Funds, et al.
IC-36111
April 21, 2026
812-15920
Nationwide Mutual Funds, et al.
IC-36110
April 21, 2026
812-15852
Mutual Fund Series Trust, et al.
IC-36109
April 21, 2026
812-15727
Madison Funds, et al.
IC-36108
April 21, 2026
812-15914
Litman Gregory Funds Trust, et al.
IC-36107
April 21, 2026
812-15926
Investment Managers Series Trust, et al.
IC-36106
April 21, 2026
812-15686
Hotchkis and Wiley Funds, et al.
IC-36105
April 21, 2026
812-15762
Goldman Sachs Trust, et al.
IC-36104
April 21, 2026
812-15588
Franklin Templeton ETF Trust, et al.
IC-36103
April 21, 2026
812-15909
Diamond Hill Funds, et al.
IC-36102
April 21, 2026
812-15918
Delaware Group Adviser Funds, et al.
IC-36101
April 21, 2026
812-15804
Columbia Funds Series Trust, et al.
IC-36100
April 21, 2026
812-15933
Cantor Select Portfolios Trust, et al.
IC-36099
April 21, 2026
812-15934
Axonic Funds, et al.
IC-36098
April 21, 2026
812-15841
Advisors Series Trust, et al.
IC-36096
April 20, 2026
812-15872
ACAP Strategic Fund, et al.
IC-36095
April 20, 2026
812-15987
Pacer Funds Trust and Pacer Advisors, Inc.
IC-36089
April 15, 2026
812-15921
IC-36089
IC-36088
April 15, 2026
812-16002
IC-36088
IC-36087
April 14, 2026
812-15982
Megacorn Fund and Forge Global Advisors LLC
IC-36086
April 14, 2026
812-15985
FP Strategies LLC, et al.
IC-36085
April 14, 2026
812-15978
IC-36085
IC-36084
April 14, 2026
812-15912
Advisors Series Trust and Scharf Investments, LLC
IC-36083
April 13, 2026
812-15979
Dawson Private Markets Evergreen Fund and Dawson Partners (US) Inc.
IC-36082
April 13, 2026
812-15984
First Trust Portfolios L.P. and FTP Series
IC-36078
April 7, 2026
812-15950
JPMorgan Private Markets Fund, et al.
IC-36077
April 6, 2026
812-15871
Silver Point Specialty Lending Fund, et al.
IC-36076
April 6, 2026
812-15883
WhiteHorse Finance, Inc., et al.
IC-36075
April 2, 2026
812-15948
Japan Smaller Capitalization Fund, Inc. and Nomura Asset Management U.S.A. Inc.
IC-36069
March 26, 2026
812-15990
TIAA-CREF Funds, et al.
IC-36032
March 23, 2026
812-15969
ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940 GRANTING AN EXEMPTION FROM SECTIONS 18(a)(2), 18(c) AND 18(i) OF THE ACT, UNDER SECTIONS 6(c) AND 23(c) OF THE ACT GRANTING AN EXEMPTION FROM RULE 23c-3 OF THE ACT AND PURSUANT TO SECTION...
IC-36025
March 18, 2026
812-15964
IC-36025
IC-36024
March 17, 2026
812-15917
Pursuit Asset-Based Income Fund, et al.
IC-36023
March 17, 2026
812-15692
GreenFi Funds Trust and Mission Investment Advisors LLC
IC-36022
March 17, 2026
812-15876
The Gabelli Dividend & Income Trust, et al.
IC-36016
March 11, 2026
812-15889
Wilshire Private Assets Master Fund, et al.
IC-36014
March 11, 2026
812-15900
TCG Strategic Income Fund, et al.
IC-36013
March 11, 2026
812-15877
ORDER UNDER SECTIONS 17(d) AND 57(i) OF THE INVESTMENT COMPANY ACT OF 1940 AND RULE 17d-1 UNDER THE ACT
IC-36012
March 10, 2026
812-15965
ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940 GRANTING AN EXEMPTION FROM SECTIONS 18(a)(2), 18(c), 18(i) AND 61(a) OF THE ACT
IC-36011
March 10, 2026
812-15977
Harbor Funds, et al.
IC-36008
March 10, 2026
812-15896
ORDER UNDER SECTION 6(c) OF THE INVESTMENT COMPANY ACT OF 1940 GRANTING AN EXEMPTION FROM SECTIONS 18(a)(2), 18(c) AND 18(i) OF THE ACT, UNDER SECTIONS 6(c) AND 23(c) OF THE ACT GRANTING AN EXEMPTION FROM RULE 23c-3 UNDER THE ACT AND PURSUANT TO SECTION 1
IC-36007
March 9, 2026
812-15962
Stepstone Private Credit Fund LLC, et al.
IC-36006
March 9, 2026
812-15864
CAZ Strategic Opportunities Fund, et al.
IC-36005
March 9, 2026
812-15910
Order Under Section 6(c) of the Investment Company Act of 1940 Granting an Exemption from Sections 18(a)(2), 18(c) and 18(i) of the Act, Under Sections 6(c) and 23(c) of the Act Granting an Exemption from Rule 23C-3 of the Act and Pursuant to Section 17(d) and Rule 17d-1 Under the Act
IC-36004
March 9, 2026
812-15906
Order Under Section 6(c) of the Investment Company Act of 1940 Granting an Exemption from Sections 18(a)(2), 18(c) and 18(i) of the Act, Under Sections 6(c) and 23(c) of the Act Granting an Exemption from Rule 23C-3 of the Act and Pursuant to Section 17(d) and Rule 17d-1 Under the Act
IC-36003
March 9, 2026
812-15814
Andalusian Credit Company, LLC, et al.
IC-36001
March 3, 2026
812-15929
MSD Investment Corp. and BDT & MSD BDC Management, LLC
IC-36000
March 3, 2026
812-15790
Origin Real Estate Credit Fund, et al.
IC-35998
Feb. 26, 2026
812-15873
Northern Lights Fund Trust and Ocean Park Asset Management, LLC
IC-35989
Feb. 24, 2026
812-15701
Talcott Resolution Life Insurance Company, et al.
IC-35988
Feb. 24, 2026
812-15958
Carillon Series Trust and Carillon Tower Advisers, Inc.
IC-35987
Feb. 24, 2026
812-15621
Thrivent Mutual Funds, et al.
IC-35986
Feb. 24, 2026
812-15803
New Age Alpha Funds Trust, et al.
IC-35985
Feb. 24, 2026
812-15627
Natixis Funds Trust I, et al.
IC-35984
Feb. 24, 2026
812-15842
Lazard Active ETF Trust, et al.
IC-35983
Feb. 24, 2026
812-15631
Impax Funds Series Trust I, et al.
IC-35982
Feb. 24, 2026
812-15672
Invesco Exchange-Traded Fund Trust, et al.
IC-35981
Feb. 24, 2026
812-15635
The Hartford Mutual Funds, Inc., et al.
IC-35980
Feb. 24, 2026
812-15866
Gabelli Equity Series Funds, Inc., et al.
IC-35979
Feb. 24, 2026
812-15698
First Trust Exchange-Traded Fund, et al.
IC-35978
Feb. 24, 2026
812-15724
DoubleLine ETF Trust, et al.
IC-35977
Feb. 24, 2026
812-15829
Calamos Investment Trust, et al.
IC-35976
Feb. 24, 2026
812-15723
BNY Mellon Investment Funds VII, Inc., et al.
IC-35975
Feb. 24, 2026
812-15671
Aristotle Funds Series Trust and Aristotle Investment Services, LLC
IC-35974
Feb. 24, 2026
812-15599
AMG Funds, et al.
IC-35973
Feb. 24, 2026
812-15797
Advisors Preferred Trust and Advisors Preferred LLC
IC-35972
Feb. 24, 2026
812-15731
ALPS ETF Trust
IC-35971
Feb. 24, 2026
812-15733
The Alger ETF Trust, et al.
IC-35969
Feb. 23, 2026
812-15922
First Eagle ETF Trust, et al.
IC-35968
Feb. 23, 2026
812-15788
WisdomTree Digital Trust, et al.
IC-35967
Feb. 19, 2026
812-15867
The Pre-IPO and Growth Fund et al.
IC-35965
Feb. 18, 2026
812-15865
Loomis Sayles Credit Income Opportunities Fund, et al.
IC-35964
Feb. 18, 2026
812-15911
USVC Venture Capital Access Fund, et al.
IC-35961
Feb. 18, 2026
812-15923
ProShares Private Equity Access Fund, et al.
IC-35959
Feb. 18, 2026
812-15836
Carlyle Secured Lending, Inc., et al.
IC-35950
Feb. 11, 2026
812-15932
AMG Pantheon Master Fund, LLC, et al
IC-35949
Feb. 10, 2026
812-15907
Forum Real Estate Income Fund, et al.
IC-35947
Feb. 10, 2026
812-15888
Hamilton Lane Private Assets Fund, et al.
IC-35939
Feb. 9, 2026
812-15916
ETF Series Solutions and Defiance ETFs, LLC
IC-35938
Feb. 6, 2026
812-15775
TCW Direct Lending VIII LLC, et al.
IC-35936
Feb. 4, 2026
812-15838
MML Bay State Life Insurance Company, et al.
IC-35934
Feb. 4, 2026
812-15868
AOG Institutional Fund, et al.
IC-35933
Feb. 4, 2026
812-15826
AB Private Credit Investors Corporation, et al.
IC-35932
Feb. 4, 2026
812-15901
Elevation Series Trust and TrueMark Investments, LLC
IC-35931
Feb. 4, 2026
812-15930
Denali Structured Return Strategy Fund, Niagara Income Opportunities Fund and Liquid Strategies, LLC
IC-35919
Jan. 28, 2026
812-15882
Order Under Sections 17(D) and 57(I) of the Investment Company Act of 1940 and Rule 17d-1 Under the Act
IC-35915
Jan. 26, 2026
812-15937
Order Under Section 6(c) of the Investment Company Act of 1940 Granting an Exemption from Sections 18(a)(2), 18(c) and 18(i) of the Act, Under Sections 6(c) and 23(c) of the Act Granting an Exemption from Rule 23C-3 of the Act and Pursuant to Section 17(d) and Rule 17d-1 Under the Act
IC-35914
Jan. 26, 2026
812-15925
IC-35914
IC-35913
Jan. 26, 2026
812-15940
IC-35913
IC-35906
Jan. 21, 2026
812-15863
Lafayette Square USA, Inc., et al.
IC-35900
Jan. 20, 2026
812-15809
The RBB Fund Trust and Twin Oak ETF Company