Comments on NASD Rulemaking

Notice of Filing of Amendment Nos. 1, 2, 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 1,433
B: 1,594
C: 5
D: 2
E: 48
F: 4
G: 43
H: 71

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Lee P. Thaete, Shawnee, Kansas
Public Comment Mark Lodwick
Public Comment Parley Flanery
Public Comment Robert A. Shepherd, Oklahoma City, Oklahoma
Public Comment Robert Edelstein
Public Comment Stephen Cohen, Katonah, New York
Public Comment Vern Wilson, Jr., CLU, Houston, Texas
Public Comment Andrew Bennett
Public Comment Barbara McClellan
Public Comment Charles A. Thomas, II
Public Comment Charles B. Godfrey, CLU, LUTCF
Public Comment Charles N. Bracht, Apogee
Public Comment Charles W. Potts, MassMutual Financial Group
Public Comment Chris Paliani
Public Comment Dan Buck
Public Comment David M. Fickett, CLU, ChFC, El Paso, Texas
Public Comment David R. Bellis CLU, ChFC, MSFS
Public Comment George Nelson Ridings, CLU ChFC AEP
Public Comment Greg Ezell
Public Comment Harold Johnson
Public Comment J. L Duchene, LUTCF, MS
Public Comment Jason Beckett
Public Comment Joan M. Halstead, Financial Resources
Public Comment Joel F. Garfield, CLU
Public Comment John A. Styer
Public Comment John Downing
Public Comment John Thigpen, CLU, ChFC, LLIF
Public Comment Judy Kooyman
Public Comment Lance Perkins, CFP
Public Comment Larry LaBine, ChFC, Scottsdale, Arizona

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-183
Release Number
34-56375A
34-52046A
34-54023
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