Comments on NASD Rulemaking

Notice of Filing of Amendment Nos. 1, 2, 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 1,433
B: 1,594
C: 5
D: 2
E: 48
F: 4
G: 43
H: 71

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Peter Beronio, Registered Principal, Mutual Service Corporation
Public Comment Richard Hoem, Financial Advisor, Berthel Fisher & Company
Public Comment Tom Mooney, Mooney On Money, Inc.
Public Comment Valentine Lynch, Registered Principle, FSC Securities Corporation, Crofton, Maryland
Public Comment James S. Wrona, NASD, Washington, D.C.
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-183
Release Number
34-56375A
34-52046A
34-54023
How to submit comments